| |
Company
Roster
|
|
Total
Insiders : |
14 |
|
|
|
Total
Direct Shares :
|
6,394,326 |
|
|
Total
Indirect Shares :
|
67,537,653 |
| |
%
Held by Insiders:
|
22.23% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Niobe Ventures, Llc |
10% Owner |
2018-02-28 |
5,000 |
2018-02-28 |
41,133,954 |
| Kling Arnold P |
President, Director, 10% Owner |
2013-08-27 |
5,000 |
2013-08-27 |
22,576,149 |
| Doherty John E |
Director |
2009-11-27 |
2,812,660 |
2002-11-07 |
250,000 |
| Holstrom Carleton A |
Director |
2006-11-10 |
160,000 |
2007-10-31 |
20,000 |
| Sloan Victor S |
SVP & Chief Medical Officer |
2006-08-08 |
45,776 |
|
0 |
| Stagnaro Thomas Peter |
Director |
2006-07-28 |
4,000 |
2006-07-28 |
0 |
| Tombros Peter G |
Director |
2005-12-30 |
20,000 |
2005-12-30 |
0 |
| Dougherty Frank M |
Director |
2005-10-25 |
65,500 |
2005-12-30 |
352,803 |
| Vspring Sbic Lp |
10% Owner |
2005-05-25 |
3,135,747 |
|
0 |
| Kane Steven H |
President and CEO, Director |
2005-05-25 |
75,643 |
2007-10-01 |
35,000 |
| Rose Marc L |
VP of Finance, CFO & Treasurer |
2005-01-13 |
15,000 |
2005-01-13 |
0 |
| Alila Hector W |
Officer |
2004-03-01 |
50,000 |
|
0 |
| Elser Marco M |
Director |
|
0 |
2014-02-04 |
34,000 |
| Patel Dinesh C |
Director, 10% Owner |
|
0 |
2005-05-25 |
3,135,747 |
|
