| |
Company
Roster
|
|
Total
Insiders : |
17 |
|
|
|
Total
Direct Shares :
|
651,066 |
|
|
Total
Indirect Shares :
|
3,858,110 |
| |
%
Held by Insiders:
|
4.34% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Siegert Michelle |
Officer |
2019-11-13 |
1,186 |
|
0 |
| Batycky Richard P. |
Director |
2019-11-01 |
492 |
|
0 |
| Sherman Matthew L |
Director |
2018-04-03 |
20,000 |
2018-04-03 |
0 |
| Iwicki Mark T |
Director |
2018-04-03 |
307,000 |
2018-04-03 |
0 |
| Clarke Robert W. |
Chief Executive Officer, Director |
2017-03-22 |
4,525 |
2015-06-15 |
0 |
| Hava David L. |
Chief Scientific Officer |
2017-03-22 |
2,263 |
2015-06-15 |
0 |
| Oculus Innovative Sciences, Inc. |
10% Owner |
2015-06-17 |
0 |
|
0 |
| Maki David |
Director |
2015-06-15 |
0 |
2015-06-16 |
218,194 |
| Rocklage Scott M |
Director |
2015-06-15 |
0 |
2015-06-16 |
168,873 |
| Nelsen Robert |
Former 10% owner |
2015-06-15 |
0 |
2018-04-03 |
3,436,456 |
| Polaris Venture Partners Special Founders Fund V, |
10% Owner |
2015-06-15 |
0 |
2018-04-03 |
34,587 |
| Harish Sameer |
Chief Financial Officer |
2014-05-11 |
74,600 |
2014-05-11 |
0 |
| Alimi Hojabr |
CEO and Chief Science Officer, Director |
2014-05-11 |
125,000 |
2014-05-11 |
0 |
| French Gregory M |
Director |
2014-05-11 |
58,000 |
2014-05-11 |
0 |
| Conley Richard K |
Director |
2014-05-11 |
58,000 |
2014-05-11 |
0 |
| Duke William E. |
|
|
0 |
|
0 |
| Raad Teofilo David |
|
|
0 |
|
0 |
|
