| |
Company
Roster
|
|
Total
Insiders : |
52 |
|
|
|
Total
Direct Shares :
|
7,813,282 |
|
|
Total
Indirect Shares :
|
17,649,863 |
| |
%
Held by Insiders:
|
6.82% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Gacek Jon W |
Director |
2013-07-25 |
0 |
2008-11-17 |
0 |
| Swanson Richard M |
Director |
2013-07-25 |
0 |
2010-10-29 |
0 |
| Levran Alexander |
President, Renewable Energy |
2013-07-25 |
0 |
2007-01-01 |
0 |
| Kambiz Hooshmand |
Director |
2013-07-25 |
0 |
2009-10-21 |
0 |
| Melliar Smith Christopher Mark |
Director |
2013-07-25 |
0 |
2006-04-28 |
0 |
| Larsen Gary R |
Sr. Vice President Finance/CFO |
2013-07-25 |
0 |
2010-08-16 |
0 |
| Thompson Richard J |
Director, President & CEO, Director |
2013-07-25 |
0 |
2013-07-25 |
0 |
| Slta Sumeru (gp), L.l.c. |
10% Owner |
2013-07-25 |
0 |
2013-07-25 |
0 |
| Hogge Steven D |
President, Power Solutions |
2013-07-25 |
0 |
2010-07-15 |
0 |
| Walters Jay |
Director |
2013-07-25 |
0 |
2004-03-12 |
0 |
| Mcknight Tina D |
Sr. Gen. Counsel and Secretary |
2013-07-25 |
0 |
2008-12-01 |
0 |
| Liebel Hartmut |
Director |
2013-07-25 |
0 |
2012-07-23 |
0 |
| Bishop Kendall R |
Director |
2012-04-30 |
151,082 |
2009-04-29 |
132,317 |
| Ryland Kyle |
Director |
2011-11-08 |
0 |
2013-07-25 |
0 |
| Shah Ajay B |
Director |
2011-11-08 |
0 |
2013-07-25 |
0 |
| Dial Neil |
Sr. VP, Operations |
2011-10-26 |
240,272 |
2009-10-27 |
0 |
| Heller Linda C. |
Sr. VP-Finance, CFO |
2010-08-02 |
122,838 |
2008-07-31 |
0 |
| Hogan Mark |
Sr. VP Global Sales & Mktg |
2009-10-27 |
129,500 |
|
0 |
| Jacoby Jon E M |
Director |
2009-05-20 |
107,380 |
2009-05-20 |
763,198 |
| Godfrey Brad W |
President and COO |
2008-07-29 |
472,895 |
2005-02-22 |
0 |
| Holliday Randall H |
General Counsel and Secretary |
2008-06-04 |
97,582 |
2004-05-03 |
0 |
| Kyle Jeffrey J |
VP, Finance and CFO |
2008-05-17 |
187,509 |
2007-03-19 |
0 |
| Delly Gayla J |
Director |
2008-04-22 |
12,000 |
2006-04-28 |
0 |
| Goldman Steven J |
Director |
2008-04-22 |
2,584,566 |
2008-04-22 |
25,309 |
| Jacoby Enterprises Inc |
10% Owner |
2008-02-13 |
428,405 |
2007-08-08 |
0 |
| Stephens Harriet Calhoun Trust Uid 3/22/84 |
10% Owner |
2008-02-13 |
85,348 |
2006-09-08 |
50,000 |
| Stephens Warran A Trust Uid 9/30/87 |
10% Owner |
2008-02-13 |
0 |
2007-01-24 |
0 |
| Campbell Elizabeth Stephens |
10% Owner |
2008-02-13 |
2,100 |
2008-02-13 |
1,126,110 |
| Stephens John Calhoun Trust Uid 12/1/87 |
10% Owner |
2008-02-13 |
130,171 |
2006-09-08 |
90,000 |
| Stephens Warren & Harriet Childrens Trust Uid 9/30 |
10% Owner |
2008-02-13 |
220,939 |
2006-09-08 |
200,001 |
| Martin Douglas H |
10% Owner |
2008-02-13 |
39,629 |
2008-02-13 |
33,550 |
| Stephens Warren Miles Amerine Trust Uid 9/10/86 |
10% Owner |
2008-02-13 |
130,171 |
2006-09-08 |
90,000 |
| Stephens Group Inc |
10% Owner |
2008-02-13 |
0 |
2008-02-12 |
5,793,514 |
| Stephens Bess C Trust Uid 1/4/85 |
10% Owner |
2008-02-13 |
150,212 |
2008-02-13 |
0 |
| Bradbury Curtis F Jr |
10% Owner |
2008-02-13 |
317,168 |
2008-02-13 |
21,442 |
| Stephens Jackson T Trust No One Uid |
10% Owner |
2008-02-13 |
143,389 |
2005-08-03 |
15,000 |
| Stephens Warren A |
10% Owner |
2008-02-13 |
1,717 |
2008-02-13 |
3,340,774 |
| Coral Two Corp |
10% Owner |
2008-02-13 |
283,544 |
2008-02-13 |
0 |
| Stephens Wilton R Jr |
10% Owner |
2008-02-13 |
105,181 |
2008-02-13 |
1,148,536 |
| Stephens Laura Whitaker Trust Uid 12/28/90 |
10% Owner |
2008-02-13 |
130,171 |
2006-09-08 |
90,000 |
| Yeates William T |
Chief Executive Officer |
2007-05-17 |
508,745 |
2003-07-01 |
0 |
| Stephens Pamela Diane Trust One Uid 4/10/92 |
10% Owner |
2007-01-24 |
0 |
2007-01-24 |
0 |
| Stephens Bess C |
10% Owner |
2006-09-08 |
20,000 |
2008-02-13 |
520,296 |
| Ross Paul |
VP, Finance and CFO |
2006-07-31 |
40,000 |
2005-05-17 |
0 |
| Tarrant Veronica |
VP, Fin.& Chief Acctg. Officer |
2006-06-30 |
34,064 |
|
0 |
| Brandli Hanspeter |
Director |
2005-12-02 |
0 |
2005-12-02 |
0 |
| Stephens Jackson T |
10% Owner |
2005-07-29 |
0 |
2005-08-03 |
15,000 |
| Franciscovich William |
Sr. VP Worldwide Sales |
2005-06-30 |
102,890 |
2005-05-17 |
0 |
| Schnopp Donna M |
Senior VP, Human Resources |
2004-12-31 |
378,434 |
2004-12-31 |
464,323 |
| Schnopp Eddie K |
Senior VP, CFO |
2004-12-31 |
455,380 |
2004-12-31 |
388,002 |
| Stephens Harriet C |
10% Owner |
2003-09-15 |
0 |
2008-02-13 |
3,342,491 |
| Patterson Steve |
10% Owner |
|
0 |
2007-08-31 |
0 |
|
