| |
Company
Roster
|
|
Total
Insiders : |
16 |
|
|
|
Total
Direct Shares :
|
34,066,024 |
|
|
Total
Indirect Shares :
|
23,827,367 |
| |
%
Held by Insiders:
|
51.26% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Wood Howell D |
Director |
2015-12-18 |
29,302 |
2014-06-09 |
0 |
| Mcmillen Charles Thomas |
Director |
2015-12-18 |
28,302 |
2014-06-06 |
0 |
| Auerbach Mark |
Director |
2015-12-18 |
112,039 |
2014-06-05 |
0 |
| Brown Jeffrey J |
Director |
2015-12-18 |
23,346 |
2014-06-09 |
0 |
| Schorsch Nicholas S |
10% Owner |
2015-10-14 |
21,090,475 |
2014-06-30 |
7,118,947 |
| Kahane William M |
10% Owner |
2015-08-13 |
4,480,806 |
2014-06-30 |
1,513,874 |
| Weil Edward M Jr. |
Chief Executive Officer, Director |
2015-08-13 |
1,239,669 |
2014-06-30 |
393,992 |
| Budko Peter M |
Director |
2015-08-13 |
5,435,151 |
2014-06-30 |
1,836,300 |
| Thebes Partners Offshore, Ltd. |
10% Owner |
2015-08-06 |
0 |
2015-10-07 |
4,920,008 |
| Grady John Henry |
Officer |
2015-04-29 |
49,267 |
|
0 |
| Roth R Lawrence |
Director |
2015-04-29 |
152,088 |
|
0 |
| Jones Brian D |
See remarks, Director |
2015-03-31 |
496,703 |
|
0 |
| Nygaard Brian L |
Chief Operating Officer |
2015-03-31 |
10,238 |
2014-11-18 |
0 |
| Block Brian S |
Former officer and director |
2014-12-31 |
918,638 |
2014-06-30 |
336,887 |
| Rcap Holdings, Llc |
10% Owner |
2014-06-30 |
0 |
|
0 |
| Lcg Holdings Llc |
10% Owner |
|
0 |
2015-04-02 |
7,707,359 |
|
