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B. Riley Financial Inc (RILY)  
$29.75 8.03 (36.97%) as of 4:30 Wed 4/24


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  Company Roster

Total Insiders  : 39  
Total Direct Shares :
70,525,561
Total Indirect Shares :
35,528,490
 
% Held by Insiders:
277.33%
 
31 other people own 
 $187,928,311 Middleton International L...
 $44,603,283 Larocque Michael
 $62,475,000 Asher Daniel
 $69,739,742 Yellen Harvey M
 $157,080,000 Riley Bryant R
 $203,971,355 Elliott Associates Lp
 $480,272,100 Elliott International L P
 $892,065,650  
 
Filer's Name Relation Direct Date   Direct Shares Indirect Date Indirect Shares
   Moore Andrew CEO B. Riley Securities, Inc. 2024-03-15 359,605 2018-12-31 0
   Ahn Phillip CFO & Chief Operating Officer 2024-03-15 318,331 2014-05-19 0
   Young Kenneth M President 2024-03-15 229,521 2024-03-15 32,085
   Riley Bryant R Chairman and Co-CEO, Director, 10% Owner 2024-03-15 6,856,180 2024-03-15 193,309
   Kelleher Thomas J Co-CEO 2024-03-15 172,823 2024-03-15 941,491
   Weitzman Howard SVP, Chief Accounting Officer 2024-03-15 69,675 2024-03-15 7,500
   Forman Alan N EVP, General Counsel, Sec 2024-03-04 154,305 2015-05-12 0
   Paulson Randall E Director 2023-11-17 318,979 2020-06-18 0
   D Agostino Robert P Director 2023-11-17 160,570 0
   Labran Renee E Director 2023-11-13 6,510 0
   Antin Robert L Director 2023-11-13 80,495 2023-11-13 400,000
   Brandt Tamara Sue Director 2023-11-09 6,195 2021-12-20 0
   Sheldon Michael Joseph Director 2023-05-23 56,677 2017-08-18 0
   Walters Marian Director 2023-05-23 4,561 2023-05-23 5,701
   Williams Mikel H Director 2022-10-18 65,698 2015-11-02 0
   Sims Todd D. Director 2020-09-14 15,163 2016-11-08 0
   Gumaer Andrew CEO of Great American Grp, LLC, Director 2019-05-24 320,867 2019-05-24 336,000
   Wunderlich Gary Kent Jr Director 2018-07-03 241,213 2018-07-03 15,687
   Todaro Richard L Director 2017-08-18 22,775 0
   Hendrix Richard J Director 2017-07-03 236,862 2017-06-01 0
   Asher Daniel 10% Owner 2017-05-22 2,344,193 2022-05-23 2,161,293
   Hilton Hugh G Director 2015-05-09 16,953 2015-05-09 2,021
   Hart Matthew J Director 2015-05-09 19,474 0
   Miller Lloyd I III 10% Owner 2014-12-26 606,267 2014-05-19 6,019,881
   Liverpool Limited Partnership 10% Owner 2014-07-15 807,180 0
   Middleton International Ltd 10% Owner 2014-07-15 1,499,270 0
   Elliott Associates Lp 10% Owner 2014-05-19 16,143,600 2010-09-20 1,413,520
   Carpenter Scott K EVP, Retail Services 2014-05-19 1,000,136 0
   Elliott International L P 10% Owner 2014-05-19 29,985,400 0
   Larocque Michael 10% Owner 2014-05-19 2,100,000 0
   Klein Mark D Director 2012-04-30 184,880 2009-07-17 2
   Levitt Michael J Director 2012-01-25 346,519 2012-01-25 0
   Erickson Paul EVP and CFO 2011-08-19 191,653 0
   Pabst Thomas E Chief Operating Officer 2010-08-02 109,195 0
   Friedman Lester M Managing Director, GAAV, LLC 2010-08-02 89,021 0
   Weitz Mark Pres. Whlse. & Industrial Svcs 2010-08-02 104,715 0
   Yellen Harvey M Officer, Director, 10% Owner 2010-06-16 5,280,000 0
   Alternative Asset Management Acquisition Corp. 10% Owner 2009-07-17 100 0
   Hendrickson Brett 10% Owner 0 2014-05-19 24,000,000
39 Records found