| |
Company
Roster
|
|
Total
Insiders : |
47 |
|
|
|
Total
Direct Shares :
|
42,825,055 |
|
|
Total
Indirect Shares :
|
8,419,915 |
| |
%
Held by Insiders:
|
20.74% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Werner Ryan D. |
|
2024-03-15 |
462,759 |
|
0 |
| Cho Hannah |
|
2024-02-28 |
85,151 |
2021-12-06 |
0 |
| Chung Jason |
|
2024-02-22 |
1,665,037 |
|
0 |
| Yi Soo Il Benjamin |
|
2024-02-22 |
7,087,010 |
2024-02-22 |
1,000,000 |
| Yee Colin M. |
|
2024-02-22 |
162,006 |
|
0 |
| Les Jason |
|
2024-02-22 |
7,054,590 |
2024-02-22 |
1,069,911 |
| Jackman William Richard |
|
2024-02-22 |
1,755,557 |
2021-12-07 |
0 |
| Dambrosio Lance Varro |
|
2023-12-29 |
45,441 |
2021-12-06 |
0 |
| Marleau Hubert |
|
2023-12-29 |
59,860 |
2021-12-06 |
0 |
| Harris Chad Everett |
|
2023-02-01 |
14,400 |
2021-10-13 |
0 |
| Mcgonegal Jefferey |
Senior Advisor |
2023-01-11 |
876,280 |
2012-06-28 |
550 |
| Brooks Megan M. |
[See Remarks] |
2022-07-13 |
179,596 |
|
0 |
| Theriot Lyle Joseph |
see Remarks |
2022-01-18 |
55,623 |
2021-10-13 |
0 |
| Northern Data Ag |
|
2021-09-02 |
6,949,992 |
|
0 |
| Mancini Remo |
Director |
2020-11-16 |
471,544 |
2018-03-21 |
0 |
| Kaplan Andrew J |
Director |
2018-09-20 |
41,500 |
2017-08-21 |
0 |
| Ensey Christopher |
Interim CEO |
2018-09-20 |
0 |
2018-09-20 |
0 |
| Chang Robby Sai Kit |
Chief Financial Officer |
2018-09-20 |
72,000 |
2018-09-20 |
0 |
| Orourke John R. Iii |
President, CEO, Chairman, Director |
2017-12-29 |
39,500 |
2017-12-29 |
12,500 |
| Beeghley Michael Martin |
Former CEO, Chairman |
2017-11-03 |
177,918 |
2017-02-03 |
0 |
| Dai Mike |
Director |
2017-08-21 |
7,499 |
2017-02-03 |
0 |
| Lundy Steve |
President, CEO, Director |
2017-02-03 |
20,500 |
2012-06-29 |
0 |
| Honig Barry C |
10% Owner |
2016-12-01 |
500,000 |
2017-01-04 |
443,585 |
| Hurd Donald R |
SVP & Chief Commercial Officer |
2014-04-14 |
50,000 |
2012-09-21 |
0 |
| Schoettler Gail |
Director |
2012-08-03 |
3,000 |
2012-08-03 |
0 |
| Pusey Gregory |
Vice President, Director |
2012-06-29 |
26,840 |
2012-06-29 |
4,955 |
| Merson Michael R |
Director |
2012-06-29 |
1,180 |
|
0 |
| Hepler Douglas I |
Director |
2010-03-30 |
5,000 |
2010-03-30 |
41,300 |
| Faulkner Daryl |
CEO and Executive Chairman, Director |
2009-05-19 |
0 |
2009-05-19 |
10,000 |
| Caspari Robert Frederick |
COO & Chief Medical Officer |
2009-05-18 |
3,200 |
2009-05-18 |
0 |
| Colgin Mark |
Officer |
2009-02-10 |
472,075 |
|
0 |
| Donnelly Richard G |
President & CEO, Director |
2008-01-29 |
324,681 |
2008-01-29 |
7,000 |
| 1837 Partners Ltd. |
10% Owner |
2007-07-18 |
2,762,911 |
2007-04-23 |
0 |
| Peierls E Jeffrey |
10% Owner |
2007-04-17 |
455,413 |
2007-04-17 |
2,044,728 |
| Peierls Brian E |
10% Owner |
2007-04-17 |
258,457 |
2007-04-17 |
2,057,469 |
| Peierls Foundation, Inc. |
10% Owner |
2007-04-17 |
2,044,728 |
|
0 |
| 1837 Partners Qp L.p. |
10% Owner |
2007-04-12 |
2,618,501 |
2006-09-22 |
0 |
| Roaring Fork Capital Sbic, L.p. |
10% Owner |
2006-12-26 |
768,624 |
|
0 |
| 1837 Partners L.p. |
10% Owner |
2006-09-22 |
2,319,325 |
|
0 |
| Hurst Roger |
10% Owner |
2006-08-09 |
1,784,500 |
2003-09-30 |
0 |
| Talon Opportunity Managers, L.l.c. |
10% Owner |
2006-04-03 |
0 |
2005-05-05 |
0 |
| Talon Opportunity Partners, L.p. |
10% Owner |
2004-08-19 |
1,142,857 |
2004-08-19 |
1,142,857 |
| Landmann Cathy |
10% Owner |
2003-09-30 |
0 |
2003-09-30 |
585,060 |
| Evans Susan A |
|
|
0 |
|
0 |
| Miller Erik |
|
|
0 |
|
0 |
| Whitcomb Richard J. |
|
|
0 |
|
0 |
| Williams Stephen Alaric |
|
|
0 |
|
0 |
|
0.03 (0.25%) 
