| |
Company
Roster
|
|
Total
Insiders : |
|
|
|
|
Total
Direct Shares :
|
0 |
|
|
Total
Indirect Shares :
|
0 |
| |
%
Held by Insiders:
|
0% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Garcia Art A |
Director |
2024-04-10 |
2,725 |
2024-02-09 |
0 |
| Mcdaniel Raymond W |
Director |
2024-04-10 |
1,846 |
2024-04-10 |
0 |
| Garcia Art A |
Director |
2024-04-10 |
2,725 |
2024-02-09 |
0 |
| Mcdaniel Raymond W |
Director |
2024-04-10 |
1,846 |
2024-04-10 |
0 |
| Reid Shannon B |
President, ICD for RJFS |
2024-03-05 |
7,316 |
2024-03-05 |
2,024 |
| Reid Shannon B |
President, ICD for RJFS |
2024-03-05 |
7,316 |
2024-03-05 |
2,024 |
| Gates Anne |
Director |
2024-02-22 |
12,581 |
2019-02-28 |
0 |
| Esty Benjamin |
Director |
2024-02-22 |
27,527 |
|
0 |
| Mcgeary Roderick C |
Director |
2024-02-22 |
20,087 |
2016-11-19 |
0 |
| Seshadri Raj |
Director |
2024-02-22 |
9,515 |
2020-06-01 |
0 |
| Debel Marlene |
Director |
2024-02-22 |
5,856 |
2021-12-02 |
0 |
| Johnson Gordon L |
Director |
2024-02-22 |
40,642 |
2011-08-01 |
0 |
| Elwyn Tashtego S |
CEO & President - RJA |
2024-02-22 |
66,657 |
2024-02-22 |
7,391 |
| Dutkowsky Robert M |
Director |
2024-02-22 |
11,149 |
2019-10-04 |
0 |
| Edwards Jeffrey N |
Director |
2024-02-22 |
28,577 |
|
0 |
| Gates Anne |
Director |
2024-02-22 |
12,581 |
2019-02-28 |
0 |
| Debel Marlene |
Director |
2024-02-22 |
5,856 |
2021-12-02 |
0 |
| Johnson Gordon L |
Director |
2024-02-22 |
40,642 |
2011-08-01 |
0 |
| Esty Benjamin |
Director |
2024-02-22 |
27,527 |
|
0 |
| Mcgeary Roderick C |
Director |
2024-02-22 |
20,087 |
2016-11-19 |
0 |
| Dutkowsky Robert M |
Director |
2024-02-22 |
11,149 |
2019-10-04 |
0 |
| Seshadri Raj |
Director |
2024-02-22 |
9,515 |
2020-06-01 |
0 |
| Edwards Jeffrey N |
Director |
2024-02-22 |
28,577 |
|
0 |
| Elwyn Tashtego S |
CEO & President - RJA |
2024-02-22 |
66,657 |
2024-02-22 |
7,391 |
| Santelli Jonathan N |
EVP, Gen Counsel, Secy |
2024-01-29 |
21,491 |
2024-01-29 |
445 |
| Santelli Jonathan N |
EVP, Gen Counsel, Secy |
2024-01-29 |
21,491 |
2024-01-29 |
445 |
| Dowdle Jeffrey A |
COO & Head of Asset Mgmt. |
2024-01-02 |
50,829 |
2024-01-02 |
15,689 |
| Allaire Bella Loykhter |
Executive Vice President-RJA |
2024-01-02 |
93,049 |
2024-01-02 |
1,130 |
| Shoukry Paul M |
Chief Financial Officer |
2024-01-02 |
22,666 |
2024-01-02 |
1,253 |
| Catanese George |
Chief Risk Officer |
2024-01-02 |
11,941 |
2024-01-02 |
268 |
| Raney Steven M |
President & CEO RJBank |
2024-01-02 |
55,131 |
2024-01-02 |
2,982 |
| Curtis Scott A |
President, PCG |
2024-01-02 |
179,454 |
2024-01-02 |
3,988 |
| Bunn James E |
Pres-GlobEq&Inv Banking-RJA |
2024-01-02 |
58,072 |
2024-01-02 |
1,925 |
| Reilly Paul C |
Chair & CEO, Director |
2024-01-02 |
248,208 |
2024-01-02 |
1,855 |
| Perry Jodi |
President, ICD for RJFS |
2024-01-02 |
14,256 |
2024-01-02 |
5,002 |
| Dowdle Jeffrey A |
COO & Head of Asset Mgmt. |
2024-01-02 |
50,829 |
2024-01-02 |
15,689 |
| Shoukry Paul M |
Chief Financial Officer |
2024-01-02 |
22,666 |
2024-01-02 |
1,253 |
| Catanese George |
Chief Risk Officer |
2024-01-02 |
11,941 |
2024-01-02 |
268 |
| Curtis Scott A |
President, PCG |
2024-01-02 |
179,454 |
2024-01-02 |
3,988 |
| Allaire Bella Loykhter |
Executive Vice President-RJA |
2024-01-02 |
93,049 |
2024-01-02 |
1,130 |
| Bunn James E |
Pres-GlobEq&Inv Banking-RJA |
2024-01-02 |
58,072 |
2024-01-02 |
1,925 |
| Raney Steven M |
President & CEO RJBank |
2024-01-02 |
55,131 |
2024-01-02 |
2,982 |
| Reilly Paul C |
Chair & CEO, Director |
2024-01-02 |
248,208 |
2024-01-02 |
1,855 |
| Perry Jodi |
President, ICD for RJFS |
2024-01-02 |
14,256 |
2024-01-02 |
5,002 |
| Aisenbrey Christopher S |
Chief Human Resources Officer |
2023-12-15 |
9,343 |
2023-12-15 |
589 |
| Aisenbrey Christopher S |
Chief Human Resources Officer |
2023-12-15 |
9,343 |
2023-12-15 |
589 |
| Coulter James Robert Edward |
Director & CEO, RJ Ltd. |
2023-12-11 |
15,917 |
|
0 |
| Coulter James Robert Edward |
Director & CEO, RJ Ltd. |
2023-12-11 |
15,917 |
|
0 |
| Carter Horace |
President, Fixed Income |
2023-12-04 |
30,432 |
2023-12-04 |
1,267 |
| Carter Horace |
President, Fixed Income |
2023-12-04 |
30,432 |
2023-12-04 |
1,267 |
| Oorlog Jonathan W Jr |
SVP & Chief Accounting Officer |
2023-11-30 |
15,780 |
2023-11-30 |
2,331 |
| Oorlog Jonathan W Jr |
SVP & Chief Accounting Officer |
2023-11-30 |
15,780 |
2023-11-30 |
2,331 |
| Story Susan N |
Director |
2023-02-23 |
46,221 |
|
0 |
| Story Susan N |
Director |
2023-02-23 |
46,221 |
|
0 |
| Allison Paul D |
Chair, President & CEO RJ Ltd. |
2021-12-14 |
17,110 |
2021-12-10 |
44,925 |
| Carson John C Jr. |
President |
2021-12-14 |
93,846 |
2021-12-14 |
1,077 |
| Carson John C Jr. |
President |
2021-12-14 |
93,846 |
2021-12-14 |
1,077 |
| Allison Paul D |
Chair, President & CEO RJ Ltd. |
2021-12-14 |
17,110 |
2021-12-10 |
44,925 |
| Von Arentschildt Charles |
Director |
2021-02-18 |
10,429 |
2016-08-19 |
0 |
| Von Arentschildt Charles |
Director |
2021-02-18 |
10,429 |
2016-08-19 |
0 |
| Julien Jeffrey P |
Executive VP - Fin |
2020-12-15 |
52,285 |
2020-12-15 |
7,204 |
| Julien Jeffrey P |
Executive VP - Fin |
2020-12-15 |
52,285 |
2020-12-15 |
7,204 |
| Ackart Jennifer C |
SVP, Controller & CAO |
2020-03-04 |
6,979 |
2020-03-04 |
4,360 |
| Ackart Jennifer C |
SVP, Controller & CAO |
2020-03-04 |
6,979 |
2020-03-04 |
4,360 |
| Broader Shelley G. |
Director |
2020-02-20 |
24,070 |
|
0 |
| Broader Shelley G. |
Director |
2020-02-20 |
24,070 |
|
0 |
| Trocin Jeffrey E |
Vice Chairman |
2019-12-23 |
185,890 |
2019-12-23 |
874 |
| Trocin Jeffrey E |
Vice Chairman |
2019-12-23 |
185,890 |
2019-12-23 |
874 |
| Saltzman Robert |
Director |
2019-02-28 |
24,781 |
2007-12-12 |
0 |
| Saltzman Robert |
Director |
2019-02-28 |
24,781 |
2007-12-12 |
0 |
| Zank Dennis W |
Chief Operating Officer |
2018-03-09 |
130,846 |
2018-03-09 |
52,562 |
| Zank Dennis W |
Chief Operating Officer |
2018-03-09 |
130,846 |
2018-03-09 |
52,562 |
| James Thomas A |
Chairman Emeritus, Director |
2016-12-13 |
13,339,786 |
2023-12-15 |
19,320,698 |
| James Thomas A |
Chairman Emeritus, Director |
2016-12-13 |
13,339,786 |
2023-12-15 |
19,320,698 |
| Godbold Francis S |
Vice Chairman, Director |
2016-11-28 |
199,000 |
2021-12-28 |
199,740 |
| Godbold Francis S |
Vice Chairman, Director |
2016-11-28 |
199,000 |
2021-12-28 |
199,740 |
| Matecki Paul |
Sr. VP - General Counsel |
2015-12-07 |
33,947 |
2015-12-07 |
86 |
| Matecki Paul |
Sr. VP - General Counsel |
2015-12-07 |
33,947 |
2015-12-07 |
86 |
| Simmons Hardwick |
Director |
2015-02-25 |
50,706 |
2003-09-02 |
0 |
| Simmons Hardwick |
Director |
2015-02-25 |
50,706 |
2003-09-02 |
0 |
| Habermeyer H William Jr |
Director |
2014-11-24 |
0 |
2003-12-10 |
0 |
| Habermeyer H William Jr |
Director |
2014-11-24 |
0 |
2003-12-10 |
0 |
| Helck Chester B |
Executive Vice President, Director |
2013-12-15 |
111,975 |
2013-12-15 |
50,071 |
| Helck Chester B |
Executive Vice President, Director |
2013-12-15 |
111,975 |
2013-12-15 |
50,071 |
| Armstrong Kenneth E |
Assistant Secretary |
2013-11-27 |
7,061 |
2013-11-27 |
958 |
| Armstrong Kenneth E |
Assistant Secretary |
2013-11-27 |
7,061 |
2013-11-27 |
958 |
| Biever Angela |
Chief Administrative Officer |
2011-12-28 |
35,943 |
2011-12-28 |
324 |
| Biever Angela |
Chief Administrative Officer |
2011-12-28 |
35,943 |
2011-12-28 |
324 |
| Averitt Richard G |
CEO - RJFS |
2011-12-02 |
186,670 |
2011-12-02 |
44,030 |
| Averitt Richard G |
CEO - RJFS |
2011-12-02 |
186,670 |
2011-12-02 |
44,030 |
| Sayler Van C |
Senior Vice President |
2011-09-01 |
50,658 |
2011-09-01 |
25,173 |
| Sayler Van C |
Senior Vice President |
2011-09-01 |
50,658 |
2011-09-01 |
25,173 |
| Augustine James N Jr |
Officer |
2011-05-17 |
12,451 |
2011-05-17 |
104 |
| Augustine James N Jr |
Officer |
2011-05-17 |
12,451 |
2011-05-17 |
104 |
| Riess Richard K |
Executive Vice President |
2011-02-15 |
16,391 |
2011-02-15 |
533 |
| Eitel John Timothy |
Chief Information Officer |
2011-02-15 |
63,539 |
2011-02-15 |
22,786 |
| Riess Richard K |
Executive Vice President |
2011-02-15 |
16,391 |
2011-02-15 |
533 |
| Eitel John Timothy |
Chief Information Officer |
2011-02-15 |
63,539 |
2011-02-15 |
22,786 |
| Shields Kenneth A |
Director |
2011-01-31 |
47,070 |
2007-06-14 |
0 |
| Shields Kenneth A |
Director |
2011-01-31 |
47,070 |
2007-06-14 |
0 |
| Tremaine Thomas R |
Executive Vice President - RJA |
2009-12-15 |
51,557 |
2009-12-15 |
7,923 |
| Tremaine Thomas R |
Executive Vice President - RJA |
2009-12-15 |
51,557 |
2009-12-15 |
7,923 |
| Bailey Peter |
President & CEO RJ Ltd. |
2008-03-04 |
6,625 |
2006-08-22 |
0 |
| Bailey Peter |
President & CEO RJ Ltd. |
2008-03-04 |
6,625 |
2006-08-22 |
0 |
| Marshall Paul W |
Director |
2008-01-15 |
14,345 |
2008-01-15 |
3,375 |
| Marshall Paul W |
Director |
2008-01-15 |
14,345 |
2008-01-15 |
3,375 |
| Bulkley Jonathan A |
Director |
2006-02-09 |
11,327 |
2003-10-28 |
0 |
| Bulkley Jonathan A |
Director |
2006-02-09 |
11,327 |
2003-10-28 |
0 |
| Augenbraun Barry S |
Sr. VP - Corporate Secretary |
2006-01-30 |
3,737 |
2006-01-30 |
1,229 |
| Augenbraun Barry S |
Sr. VP - Corporate Secretary |
2006-01-30 |
3,737 |
2006-01-30 |
1,229 |
| Putnam John Stephen |
Executive Vice President |
2004-12-28 |
110,227 |
2004-12-28 |
18,959 |
| Putnam John Stephen |
Executive Vice President |
2004-12-28 |
110,227 |
2004-12-28 |
18,959 |
| Sink Alex |
Director |
2004-11-12 |
7,000 |
2004-11-12 |
0 |
| Sink Alex |
Director |
2004-11-12 |
7,000 |
2004-11-12 |
0 |
| Franke Thomas A |
Vice Chairman |
2004-02-20 |
147,896 |
2004-02-20 |
3,051 |
| Shuck Robert F |
Vice Chairman |
2004-02-20 |
223,162 |
2004-02-20 |
186,305 |
| Franke Thomas A |
Vice Chairman |
2004-02-20 |
147,896 |
2004-02-20 |
3,051 |
| Shuck Robert F |
Vice Chairman |
2004-02-20 |
223,162 |
2004-02-20 |
186,305 |
|
0.09 (0.07%) 
