| |
Company
Roster
|
|
Total
Insiders : |
27 |
|
|
|
Total
Direct Shares :
|
49,236 |
|
|
Total
Indirect Shares :
|
17,816,131 |
| |
%
Held by Insiders:
|
0.12% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Berman Lance |
Chief Medical Officer and SVP |
2016-09-01 |
0 |
2014-07-22 |
0 |
| Spiegelman Daniel K |
Director |
2016-09-01 |
0 |
2015-06-04 |
0 |
| Orwin John A |
President & CEO, Director |
2016-09-01 |
0 |
2013-11-20 |
0 |
| Butler John P. |
Director |
2016-09-01 |
0 |
2014-06-19 |
0 |
| Corbett Mary |
Senior VP, Human Resources |
2016-09-01 |
0 |
2014-08-14 |
0 |
| Hillan Kenneth |
Director |
2016-09-01 |
0 |
2015-06-04 |
0 |
| Krasnow Ronald A. |
See Remarks |
2016-09-01 |
0 |
|
0 |
| Hastings Paul J |
Director |
2016-09-01 |
0 |
2014-06-19 |
0 |
| Harrison Stephen D |
SVP & Chief Scientific Officer |
2016-09-01 |
0 |
2015-08-10 |
0 |
| Schuetz Thomas J. |
Director |
2016-09-01 |
0 |
2014-06-19 |
0 |
| Torley Helen |
Director |
2016-09-01 |
0 |
2015-06-04 |
0 |
| Stahl Wilhelm |
SVP, Chief Technology Officer |
2016-09-01 |
0 |
2014-08-08 |
0 |
| Garland J. Scott |
SVP & Chief Commercial Officer |
2016-09-01 |
0 |
2015-08-10 |
0 |
| Mcgirr David W J |
Director |
2016-09-01 |
0 |
2014-06-19 |
0 |
| Ball Kristine M |
Chief Financial Officer & SVP |
2016-09-01 |
0 |
2014-08-14 |
0 |
| Montgomery Monte |
Chief Accounting Officer |
2016-09-01 |
0 |
|
0 |
| Lockey Claire |
See Remarks |
2015-08-17 |
10,478 |
2014-08-08 |
0 |
| Veitinger Klaus R Dr |
Director |
2015-05-11 |
2,712 |
2014-06-19 |
0 |
| Ratcliffe Liam |
Former 10% beneficial owner |
2013-11-20 |
0 |
2013-11-20 |
2,114,890 |
| Silverstein Jonathan |
Director, 10% Owner |
2013-11-20 |
0 |
2013-11-20 |
9,941,551 |
| Isaly Samuel D |
10% Owner |
2013-11-20 |
0 |
2016-07-25 |
3,356,400 |
| Hunt Ronald |
Former 10% beneficial owner, Director |
2013-11-20 |
0 |
2013-11-20 |
2,114,890 |
| 5am Co-Investors Iii, L.p. |
10% Owner |
2013-11-20 |
0 |
2014-12-09 |
47,502 |
| Buysse Jerry M. |
Officer |
2013-11-14 |
36,046 |
|
0 |
| Dondero James D |
10% Owner |
|
0 |
2016-08-17 |
128,500 |
| Rocklage Scott M |
Director, 10% Owner |
|
0 |
2013-11-20 |
62,316 |
| 5am Co-Investors Ii Lp |
10% Owner |
|
0 |
2014-09-16 |
50,082 |
|
