| |
Company
Roster
|
|
Total
Insiders : |
33 |
|
|
|
Total
Direct Shares :
|
11,770,660 |
|
|
Total
Indirect Shares :
|
60,708,778 |
| |
%
Held by Insiders:
|
15.44% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Symon Gregory |
|
|
0 |
|
0 |
| Brotchie Christopher |
Director |
2015-05-19 |
20,000 |
|
0 |
| Dornellas Silva Fernando |
Director |
2015-05-19 |
20,000 |
|
0 |
| Szulc Jaime Cohen |
Director |
2015-05-19 |
20,000 |
|
0 |
| Hohagen Alexandre |
Director |
2015-12-18 |
20,000 |
|
0 |
| Shay Thomas C. |
SVP Global Operations, Director |
2019-02-08 |
4,750,357 |
|
0 |
| Deshazor Anthony |
EVP & Chief Client Officer |
2020-05-11 |
5,849 |
|
0 |
| Mbugua Stanley |
GVP & Chief Accounting Officer |
2021-02-25 |
2,064 |
|
0 |
| Slepko Brian |
EVP, Corporate Development |
2023-02-23 |
935,133 |
|
0 |
| Rowe David W. |
EVP, Glob.Transform.&CPO |
2024-04-08 |
385,941 |
|
0 |
| Polar Securities Inc. |
10% Owner |
|
0 |
2017-10-11 |
0 |
| Winslow Daniel B. |
EVP, CLO & Corp. Sec. |
2021-08-04 |
51,205 |
2017-11-09 |
0 |
| Fleiss Andrew |
Director |
2020-06-03 |
67,487 |
2017-11-29 |
0 |
| Acosta Jack L |
Director |
2023-06-06 |
168,481 |
2017-11-29 |
0 |
| Bonchristiano Antonio |
Director |
2021-01-02 |
89,751 |
2017-11-30 |
0 |
| Grady Sebastian |
President |
2023-02-23 |
161,293 |
2017-12-05 |
0 |
| Ashburn Tom |
Director |
2021-01-02 |
78,123 |
2017-12-06 |
0 |
| Lyskawa Nancy |
EVP & Chief Client Officer |
2024-04-08 |
123,531 |
2017-12-06 |
0 |
| Maddock Kevin |
EVP,ChiefRecurringRev.Officer |
2024-04-08 |
107,231 |
2017-12-07 |
0 |
| Salaets Steven |
EVP & CIO |
2023-08-04 |
188,443 |
2018-08-27 |
0 |
| Sabol Thomas B |
SVP & CFO |
2017-11-24 |
0 |
2018-08-28 |
13,000 |
| Petraglia James |
SVP & Chief People Officer |
2018-11-29 |
1,124 |
2018-11-29 |
99,390 |
| Murphy Julie |
EVP & Chief People Officer |
2020-05-11 |
5,476 |
2020-05-07 |
0 |
| Snyder Jay G |
Director |
2023-06-06 |
120,505 |
2021-06-02 |
0 |
| Brossard Gerard |
Chief Operating Officer |
2022-06-03 |
125,048 |
2021-06-03 |
0 |
| Gpiac, Llc |
10% Owner |
2021-09-10 |
3,264,085 |
2021-09-10 |
2,805,632 |
| Perica Michael L. |
EVP & Chief Financial Officer |
2024-04-08 |
146,439 |
2021-10-01 |
0 |
| Taylor Margaret |
Director |
2022-05-31 |
121,563 |
2022-05-31 |
1,000 |
| Mccallum Katrinka |
Director |
2023-06-06 |
30,614 |
2022-05-31 |
0 |
| Adams Street Partners Llc |
10% Owner |
|
0 |
2023-06-06 |
23,732,914 |
| Murray Robin P. |
Director, 10% Owner |
2023-06-06 |
167,481 |
2023-06-06 |
23,565,433 |
| Capelli Steven M |
Director |
2023-06-06 |
167,481 |
2023-06-06 |
100 |
| Ravin Seth A. |
President, CEO & Chairman, Director, 10% Owner |
2024-04-08 |
425,955 |
2024-04-08 |
10,491,309 |
|
|
0.01 (0.38%) 
