|
Company
Roster
|
Total
Insiders : |
28 |
|
|
Total
Direct Shares :
|
5,789,615 |
|
Total
Indirect Shares :
|
306,482 |
|
%
Held by Insiders:
|
51.83% |
|
|
|
Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Oberbeck Christian L |
CEO and Director, Director, 10% Owner |
2023-12-13 |
655,161 |
2023-12-13 |
267,892 |
Steenkamp Henri J |
CFO, CCO, Treasurer and Sec., Director |
2022-08-15 |
27,020 |
2014-10-17 |
0 |
Looney Steven M |
Director |
2022-08-02 |
3,758 |
2007-03-23 |
0 |
Williams George Cabell Iii |
Director |
2020-05-08 |
64,297 |
2007-03-23 |
0 |
Oberbeck Elizabeth |
10% Owner |
2018-06-25 |
684,183 |
|
0 |
Grisius Michael J |
President and Director, Director |
2016-06-20 |
132,239 |
|
0 |
Whitman Iii Charles S |
Director |
2011-01-20 |
1,000 |
2007-07-17 |
0 |
Birkelund John P. |
|
2010-07-30 |
657,895 |
|
0 |
Phillips Charles G Iv |
|
2010-07-30 |
328,947 |
|
0 |
Petrocelli Richard A |
CFO, Secretary, CCO, Member 10% owner group, Director |
2010-07-30 |
328,947 |
2010-07-30 |
0 |
Saratoga Investment Advisors, Llc |
|
2010-07-30 |
789,474 |
|
0 |
Clo Partners Llc |
|
2010-07-30 |
789,474 |
|
0 |
Macmurray John F. |
|
2010-07-30 |
36,184 |
|
0 |
Durkin Charles P Jr |
|
2010-07-30 |
197,368 |
|
0 |
Hayden Richard M |
Director |
2009-12-31 |
3,581 |
2009-12-31 |
29,040 |
Thompson David B Jr |
VP of CCG of GSC Group |
2008-06-10 |
2,250 |
2007-07-17 |
0 |
Turkedjiev Ivo |
VP Corporate Credit Group |
2008-06-10 |
1,600 |
|
0 |
Allorto Richard T Jr |
Chief Financial Officer |
2008-06-09 |
10,000 |
2008-06-02 |
9,550 |
Inglesby Thomas V |
Chief Executive Officer, Director |
2008-06-09 |
90,672 |
2007-03-23 |
0 |
Libassi Thomas J |
Officer |
2008-01-22 |
5,498 |
|
0 |
Castro Daniel I Jr |
Member of Inv. Comm. |
2007-11-02 |
40,000 |
2007-03-23 |
0 |
Cummings Robert F Jr |
Director |
2007-11-02 |
16,737 |
2007-11-02 |
0 |
Wright Alexander B |
Managing Director of CCG of GSC Group |
2007-11-02 |
6,250 |
2007-03-23 |
0 |
Katzenstein Seth M |
Man. Dir. of CCG of GSC Group |
2007-11-02 |
8,300 |
2007-03-23 |
0 |
Kline John R |
Vice Pres. Corp. Credit |
2007-07-27 |
1,500 |
2007-07-27 |
0 |
Monticciolo Michael J |
Chief Compliance Officer |
2007-03-23 |
300 |
2007-03-23 |
0 |
Barker Peter K |
Director |
2007-03-23 |
2,000 |
2007-03-23 |
0 |
Gsc Cdo Iii, Llc |
10% Owner |
2007-03-23 |
904,980 |
|
0 |
|