| |
Company
Roster
|
|
Total
Insiders : |
38 |
|
|
|
Total
Direct Shares :
|
3,355,516 |
|
|
Total
Indirect Shares :
|
3,001,937 |
| |
%
Held by Insiders:
|
10.64% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Smith Philip Andrew |
Subsidiary CEO |
2024-03-21 |
233,898 |
|
0 |
| Branch Scott J |
Retired Director |
2024-03-13 |
9,277 |
2024-03-13 |
1,076,434 |
| Lyon Charles M |
Subsidiary President and CEO |
2024-03-12 |
61,557 |
|
0 |
| Fowler John Moore |
Director |
2024-03-01 |
83,878 |
2024-03-01 |
2,400 |
| Kass Steven A |
Director |
2024-02-27 |
21,763 |
2018-04-30 |
0 |
| Radziwill John |
Chairman of the Board, Director |
2024-02-27 |
63,971 |
2024-02-27 |
636,772 |
| Thamodaran Dhamu R. |
Director |
2024-02-27 |
22,700 |
|
0 |
| Parthemore Eric |
Director |
2024-02-27 |
21,110 |
|
0 |
| Bexiga Annabelle G |
Director |
2024-02-27 |
9,890 |
|
0 |
| Cooper Diane L. |
Director |
2024-02-27 |
14,469 |
2019-02-13 |
0 |
| Rotsztain Diego |
Chief Governance/Legal Officer |
2023-12-15 |
30,970 |
2020-12-14 |
0 |
| Stevens Glenn Henry |
Head-Retail & Foreign Exchange |
2023-12-15 |
93,664 |
2020-12-14 |
0 |
| Maurer Mark Lowry |
Chief Risk Officer |
2023-12-15 |
53,432 |
2016-12-14 |
0 |
| Oconnor Sean Michael |
CEO/President, Director |
2023-12-15 |
544,494 |
2023-12-15 |
1,262,586 |
| Dunaway William J |
Chief Financial Officer |
2023-12-15 |
111,224 |
2010-12-14 |
2,136 |
| Schroeder Aaron |
Chief Accounting Officer |
2023-12-15 |
23,389 |
|
0 |
| Perkins Abigail H |
Chief Information Officer |
2023-12-15 |
20,061 |
2023-12-15 |
375 |
| Nguyen Xuong |
Chief Operating Officer |
2023-12-15 |
80,816 |
|
0 |
| Krehbiel Bruce |
Director |
2022-01-31 |
30,299 |
|
0 |
| Harrod Patricia Marie |
Retired Officer |
2021-10-26 |
12,066 |
|
0 |
| Henze Daryl K |
Retired Director |
2020-07-06 |
21,080 |
|
0 |
| Sephton Brian T |
Chief Legal Officer |
2018-07-18 |
108,137 |
2018-07-18 |
13,200 |
| Anderson Paul G |
Director |
2018-07-05 |
17,867 |
2010-12-14 |
7,434 |
| Grzybowski Edward J |
Director |
2018-02-14 |
5,274 |
2014-10-31 |
0 |
| Wilde Malcolm James |
CEO-subsidiary (retired) |
2016-12-16 |
62,698 |
|
0 |
| Veitia Diego J |
Former Director |
2014-04-30 |
7,074 |
2014-01-17 |
0 |
| Nessler Peter J. Jr. |
Formerly Executive VP |
2014-04-28 |
4,425 |
|
0 |
| Hanley George P. |
Former CEO - subsidiary entity |
2013-10-16 |
68,757 |
2013-08-12 |
0 |
| Friedman Jack |
Former Director |
2013-05-03 |
20,498 |
|
0 |
| Wheeler Justin Rex |
Former director |
2013-04-09 |
13,623 |
2008-05-08 |
0 |
| Tivy James William |
Formerly Group Controller |
2013-03-14 |
126 |
|
0 |
| Bolte David Albert |
Secretary |
2012-12-14 |
9,242 |
2012-12-14 |
600 |
| Miller Robert A |
Retired Director |
2012-07-06 |
23,451 |
2005-08-19 |
0 |
| Mcmurtry Nancey M. |
VP |
2012-02-09 |
48,909 |
|
0 |
| Bunte Brent |
Director |
2012-01-31 |
5,347 |
|
0 |
| Hinz Jonathan C |
Former Group Controller |
2008-06-30 |
11,095 |
2003-08-29 |
0 |
| Leucadia National Corp |
10% Owner |
2006-01-24 |
1,384,985 |
2004-08-13 |
0 |
| Confrancesco Eward R Jr |
FORMER COO |
2005-03-17 |
0 |
2003-08-29 |
0 |
|
0.59 (0.83%) 
