| |
Company
Roster
|
|
Total
Insiders : |
45 |
|
|
|
Total
Direct Shares :
|
281,371,963 |
|
|
Total
Indirect Shares :
|
65,338,758 |
| |
%
Held by Insiders:
|
107.01% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Ji Henry |
See Remarks, Director |
2023-03-17 |
6,265,805 |
2023-03-17 |
2,331,693 |
| Janda Kim |
Director |
2021-12-27 |
3,000 |
2017-02-03 |
0 |
| Smith Robin L |
Director |
2021-09-03 |
235,000 |
|
0 |
| Asghar Najjam |
Chief Financial Officer |
2021-03-16 |
56,974 |
2021-03-16 |
0 |
| Followwill Dorman |
Director |
2020-12-16 |
2,130 |
|
0 |
| Gu Nana |
10% Owner |
2018-01-24 |
8,617,513 |
|
0 |
| Ferrigno Dean |
Chief Accounting Officer |
2017-09-11 |
127 |
|
0 |
| Ng George K |
See Remarks |
2017-09-11 |
138,677 |
2017-09-11 |
15,789 |
| Shah Jaisim |
Director |
2017-06-15 |
112,633 |
2013-11-25 |
65,442 |
| Yu Fan |
10% Owner |
2017-04-13 |
0 |
2018-09-13 |
6,791,335 |
| Su Jeffrey |
Executive VP and COO |
2017-02-03 |
13,000 |
|
0 |
| Herde Kevin |
Executive VP and CFO |
2017-02-03 |
7,000 |
|
0 |
| Wu Yue Alexander |
Director |
2017-02-03 |
5,000 |
2017-02-03 |
0 |
| Zeldis Jerome B |
See Remarks |
2017-02-03 |
10,000 |
2017-02-03 |
0 |
| Mp 13 Ventures, Llc |
Reporting group member |
2016-06-29 |
720,174 |
2016-07-07 |
0 |
| Cambridge Equities, Lp |
10% Owner |
2015-12-09 |
873,938 |
2015-12-09 |
7,188,061 |
| Uy George |
See Remarks |
2015-09-18 |
201,735 |
2013-11-19 |
0 |
| Chan Soon-Shiong Family Foundation |
10% Owner |
2015-07-24 |
7,188,061 |
|
0 |
| Miao Zhenwei |
SVP, Head of ADC Development |
2015-05-21 |
559,390 |
|
0 |
| Opko Health, Inc. |
10% Owner |
2013-11-26 |
2,153,045 |
|
0 |
| Trieu Vuong |
Officer, Director |
2013-09-09 |
3,006,641 |
|
0 |
| Scifres Donald R |
10% Owner |
2011-12-29 |
0 |
2011-12-29 |
38,844,714 |
| Afting Ernst-Gunter |
Director |
2010-12-21 |
917,930 |
|
0 |
| Zaniboni Steve |
Director, 10% Owner |
2010-02-04 |
25,484,329 |
|
0 |
| Shuster Lewis |
Director |
2009-09-21 |
669,516 |
|
0 |
| Schuh Antonius |
Chief Executive Officer, Director, 10% Owner |
2009-09-21 |
25,484,329 |
2009-09-21 |
0 |
| Freedman S. James |
Director |
2009-09-21 |
111,586 |
|
0 |
| Halpryn Glenn L |
Director |
2009-09-18 |
864,173 |
2009-09-18 |
781,102 |
| Weisberg Alan Jay |
Officer, Director |
2008-07-07 |
785,925 |
|
0 |
| Keating Kevin R |
See Remarks |
2008-07-07 |
0 |
|
0 |
| Silver Noah M |
Officer, Director |
2008-07-07 |
4,054,666 |
|
0 |
| Ki Equity Partners V Llc |
See Remarks |
2008-07-07 |
0 |
2007-03-26 |
0 |
| Stein Ronald M |
Director |
2008-07-07 |
1,693,472 |
|
0 |
| Glauser Steven Jerry |
10% Owner |
2008-07-07 |
41,086,194 |
|
0 |
| Littman M A |
Former 10% Owner |
2007-03-24 |
50,000 |
2007-03-24 |
0 |
| Ponce Acquisition Llc |
10% Owner |
2007-02-02 |
150,000,000 |
|
0 |
| Shao Jiong |
|
|
0 |
|
0 |
| Gallagher Cam |
|
|
0 |
|
0 |
| Lemus David |
|
|
0 |
|
0 |
| Hsiao Jane Ph D |
Director |
|
0 |
2010-01-25 |
2,231,719 |
| Webb David Ritchie |
|
|
0 |
|
0 |
| Vincent Richard G |
|
|
0 |
|
0 |
| Ebersole Douglas O |
|
|
0 |
|
0 |
| Li Bin |
10% Owner |
|
0 |
2018-02-07 |
7,088,903 |
| Tang-Liu Diane D S |
|
|
0 |
|
0 |
|
0.01 (32.5%) 
