| |
Company
Roster
|
|
Total
Insiders : |
97 |
|
|
|
Total
Direct Shares :
|
8,735,055 |
|
|
Total
Indirect Shares :
|
725,386 |
| |
%
Held by Insiders:
|
2.48% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Wilson Thomas J |
Director |
2016-05-18 |
14,116 |
2012-11-23 |
0 |
| Weissman Robert E |
Director |
2012-05-18 |
54,643 |
2004-04-21 |
0 |
| Walsh Diana Chapman |
Director |
2007-04-18 |
25,943 |
2007-04-18 |
2,890 |
| Towers John R |
Vice Chairman |
2004-04-20 |
21,608 |
2004-04-20 |
6,845 |
| Timby Sarah |
EVP and Chief Admin Officer |
2024-02-23 |
19,548 |
|
0 |
| Taraporevala Cyrus |
EVP; President and CEO of SSGA |
2022-02-25 |
106,641 |
2017-11-15 |
0 |
| Tahiri Mostapha |
EVP and COO |
2024-05-15 |
38,224 |
|
0 |
| Summe Gregory L |
Director |
2024-05-15 |
108,328 |
2024-05-15 |
3,000 |
| Sullivan George E |
Executive Vice President |
2018-11-16 |
52,377 |
|
0 |
| Spina David A |
Chairman and CEO, Director |
2003-10-21 |
955,662 |
2003-10-21 |
84,000 |
| Skates Ronald L |
Director |
2016-05-18 |
48,075 |
2011-05-18 |
13,395 |
| Shelton Stanley W |
Executive Vice President |
2008-02-28 |
68,716 |
2008-02-28 |
4,065 |
| Shelton Mark |
Officer |
2024-01-01 |
13,889 |
|
0 |
| Shagoury Antoine |
Executive Vice President |
2019-05-15 |
60,771 |
|
0 |
| Sergel Richard P |
Director |
2022-05-18 |
66,856 |
2022-05-18 |
3,111 |
| Seck Wai-Kwong |
Executive Vice President |
2016-02-29 |
70,093 |
|
0 |
| Schaefer Elizabeth |
SVP, CAO and Deputy Controller |
2018-02-15 |
10,835 |
|
0 |
| Rogers Michael F |
President and COO |
2017-05-10 |
734,060 |
2017-05-10 |
344,708 |
| Richards Michael L |
EVP and Chief Admin Officer |
2023-11-16 |
32,410 |
2023-11-16 |
596 |
| Rhea John B |
Director |
2024-05-15 |
17,967 |
2021-03-05 |
0 |
| Resch Edward J |
EVP and CFO |
2013-05-30 |
479,257 |
2005-03-02 |
0 |
| Quirk Alison A. |
Executive Vice President |
2016-02-29 |
63,287 |
2016-02-29 |
18,788 |
| Puth David W |
Executive Vice President |
2011-02-24 |
23,904 |
2009-03-05 |
0 |
| Powers Scott |
EVP; President and CEO of SSGA |
2015-02-24 |
216,578 |
2008-05-30 |
0 |
| Portalatin Julio A |
Director |
2024-05-15 |
11,282 |
2021-03-05 |
0 |
| Plansky John |
Executive Vice President |
2024-02-23 |
81,167 |
|
0 |
| Phelan David C |
EVP; Gen Counsel and Secretary |
2023-11-15 |
71,318 |
2006-09-20 |
0 |
| Phalen James S |
Vice Chairman |
2017-01-20 |
365,696 |
2017-01-20 |
901 |
| Perretta Christopher |
Executive Vice President |
2015-11-15 |
56,096 |
|
0 |
| Osullivan Sean |
Director |
2024-05-15 |
23,231 |
2017-05-17 |
0 |
| Oneill Peter |
Executive Vice President |
2015-02-19 |
144,888 |
|
0 |
| Oleary David C |
EVP and CAO |
2011-11-01 |
95,861 |
2005-06-15 |
0 |
| Obrien Edward J |
EVP and Treasurer |
2006-03-31 |
23,201 |
2006-03-31 |
4,004 |
| O Hanley Ronald P |
Chairman, CEO and President, Director |
2024-05-15 |
229,583 |
2024-05-15 |
152,656 |
| Nolan Elizabeth |
Executive Vice President |
2020-02-27 |
29,197 |
2017-11-15 |
0 |
| Newth Sean P |
SVP, CAO and Controller |
2017-08-16 |
11,489 |
2017-08-16 |
18 |
| Miskovic Maureen |
EVP and Chief Risk Officer |
2009-03-05 |
10,422 |
2007-04-18 |
0 |
| Milrod Donna M |
Executive Vice President |
2024-05-15 |
44,109 |
2020-02-27 |
0 |
| Meaney William L |
Director |
2024-05-15 |
21,092 |
2018-03-29 |
0 |
| Mccarthy Julia |
Executive Vice President |
2020-08-15 |
7,635 |
|
0 |
| Mathew Sara |
Director |
2024-05-15 |
20,146 |
2018-03-29 |
0 |
| Martin Ian P |
Executive Vice President |
2020-02-27 |
25,554 |
|
0 |
| Malerba James J |
EVP, Corporate Controller, CAO |
2014-02-20 |
60,551 |
2014-02-20 |
238 |
| Maiuri Louis D |
President and COO |
2023-11-20 |
118,415 |
2023-11-20 |
31,863 |
| Logue Ronald E |
Chairman and CEO, Director |
2010-02-15 |
255,770 |
2010-02-15 |
2,553 |
| Lehner John |
Executive Vice President |
2020-08-15 |
23,324 |
|
0 |
| Leahy Peter G |
Sr. Principal & Co-Head - SSgA |
2004-12-21 |
24,014 |
|
0 |
| Lamantia Charles R |
Director |
2011-05-18 |
26,332 |
2004-04-21 |
0 |
| Kuritzkes Andrew P |
EVP and Chief Risk Officer |
2021-03-01 |
98,363 |
2011-02-24 |
0 |
| Klinck John L Jr |
Executive Vice President |
2015-02-19 |
163,517 |
|
0 |
| Keenan Karen C |
EVP and Chief Admin. Officer |
2019-11-25 |
45,878 |
|
0 |
| Kedia Gunjan |
Executive Vice President |
2016-02-29 |
83,983 |
|
0 |
| Kaplan Robert S |
Director |
2015-05-20 |
28,596 |
2009-04-28 |
0 |
| Hunt William W |
Former Officer (Vice Chairman) |
2008-01-02 |
23,148 |
2005-03-02 |
0 |
| Hung Yie-Hsin |
EVP; President and CEO of SSGA |
2024-02-23 |
82,324 |
2023-02-24 |
0 |
| Hu W. Bradford |
EVP and Chief Risk Officer |
2024-02-23 |
35,738 |
2021-12-17 |
0 |
| Horgan Kathryn M |
Executive Vice President |
2024-02-23 |
130,318 |
2017-02-27 |
0 |
| Hooley Joseph L |
Director |
2019-11-26 |
697,639 |
2019-11-26 |
2,594 |
| Hill Linda A |
Director |
2018-05-16 |
50,998 |
2004-04-21 |
0 |
| Harbert Timothy B |
Executive Vice President |
2004-01-22 |
223,177 |
2004-01-22 |
6,545 |
| Gruber David P |
Director |
2012-05-16 |
22,024 |
2004-04-21 |
0 |
| Grove Hannah M |
Executive Vice President |
2020-08-15 |
35,886 |
2020-08-15 |
24 |
| Gormley Pamela D |
EVP and Corporate Controller |
2006-03-01 |
5,962 |
2006-03-01 |
0 |
| Goldstein Arthur L |
Director |
2007-04-18 |
32,719 |
2004-04-21 |
0 |
| Gavell Stefan |
EVP & Treasurer |
2004-04-30 |
10,459 |
2004-04-30 |
4,577 |
| Freda William C |
Director |
2024-05-15 |
29,636 |
2014-12-11 |
0 |
| Franz Brian J |
Executive Vice President |
2024-02-23 |
78,229 |
2020-01-31 |
0 |
| Fogarty Ann |
Executive Vice President |
2024-05-15 |
53,950 |
|
0 |
| Fawcett Amelia C. |
Director |
2024-05-15 |
57,928 |
2007-04-18 |
0 |
| Erickson Andrew |
Executive Vice President |
2023-02-24 |
190,851 |
|
0 |
| Dugle Lynn A |
Director |
2020-05-20 |
14,390 |
2015-12-17 |
0 |
| Demaio Donna |
Director |
2024-05-15 |
8,794 |
2022-03-28 |
0 |
| De Saint-Aignan Patrick |
Director |
2024-05-15 |
39,728 |
2009-04-28 |
0 |
| De Ocejo Luis J |
Executive Vice President |
2005-03-02 |
2,601 |
2005-03-02 |
713 |
| Darehshori Nader F |
Director |
2008-04-30 |
22,674 |
2004-04-21 |
0 |
| Cutrell Charles C III |
EVP, General Counsel,Secretary |
2006-06-30 |
21,959 |
2006-06-30 |
1,765 |
| Coym Peter |
Director |
2014-05-14 |
21,725 |
2007-04-18 |
0 |
| Conway Jeff D |
Executive Vice President |
2019-03-01 |
44,656 |
2019-03-01 |
1,720 |
| Chow Joseph W |
Executive Vice President |
2008-02-28 |
34,571 |
2008-02-28 |
1,000 |
| Chandoha Marie A |
Director |
2024-05-15 |
16,620 |
2019-09-19 |
0 |
| Chakar Nadine |
Executive Vice President |
2020-05-15 |
17,681 |
|
0 |
| Casner Truman S |
Director |
2005-04-20 |
44,846 |
2005-04-20 |
8,000 |
| Carp Jeffrey N |
EVP, CLO and Secretary |
2020-02-27 |
196,659 |
2006-03-01 |
0 |
| Burnes Kenneth F |
Director |
2019-05-15 |
74,703 |
|
0 |
| Brown Alan |
EVP and Co-Head - SSgA |
2004-12-21 |
98,051 |
|
0 |
| Bisegna Anthony |
Executive Vice President |
2024-05-16 |
21,839 |
|
0 |
| Bell Michael W |
Executive Vice President |
2017-02-27 |
123,701 |
2014-02-20 |
0 |
| Baughman Frederick |
SVP, Controller & CAO |
2004-01-22 |
0 |
2004-01-22 |
2,664 |
| Banerjee Aunoy |
Executive Vice President |
2020-08-15 |
17,116 |
|
0 |
| Atkinson Tracy A |
Executive Vice President |
2020-02-27 |
31,207 |
|
0 |
| Aristeguieta Francisco |
EVP and CEO of Inst. Services |
2022-02-28 |
85,814 |
2019-07-31 |
0 |
| Appleyard Ian |
EVP, CAO and Global Controller |
2024-02-23 |
17,212 |
2018-05-31 |
0 |
| Antonellis Joseph C |
Vice Chairman |
2015-05-27 |
310,637 |
2015-05-27 |
7,321 |
| Ambrosius Joerg |
Executive Vice President |
2024-05-10 |
48,397 |
|
0 |
| Almeida Jose E |
Director |
2015-05-20 |
5,191 |
2013-10-15 |
0 |
| Albright Tenley E |
Director |
2008-02-21 |
44,813 |
2008-02-21 |
14,832 |
| Aboaf Eric W. |
Vice Chairman and CFO |
2024-05-14 |
137,063 |
2016-12-30 |
0 |
|
0.38 (0.49%) 
