| |
Company
Roster
|
|
Total
Insiders : |
27 |
|
|
|
Total
Direct Shares :
|
527,390 |
|
|
Total
Indirect Shares :
|
256,658 |
| |
%
Held by Insiders:
|
1.77% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Dakos Andrew |
President and CEO, Director |
2022-03-03 |
64 |
2022-03-03 |
3,000 |
| Hellerman Gerald |
Director |
2022-03-02 |
5,324 |
2018-10-19 |
0 |
| Goldstein Phillip |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
| Sell Moritz A |
Director |
2021-05-05 |
1,330 |
|
0 |
| Ricciardi Fred J |
Director |
2017-06-07 |
4,000 |
2017-06-07 |
0 |
| Boillat Jean-Marc |
Director |
2017-03-10 |
0 |
2006-02-21 |
0 |
| Calhoun Joseph S Iii |
Director |
2016-12-30 |
550 |
2016-12-09 |
0 |
| Berris Brian A |
Director |
2015-11-18 |
10,000 |
2012-09-12 |
0 |
| Mandel Alan M. |
Treas. & Princ. Fin. Officer |
2014-09-04 |
1,000 |
2014-09-04 |
0 |
| Hottinger Capital Corp |
Investment Advisor |
2014-02-14 |
98,699 |
2007-06-22 |
0 |
| West Stephen K |
Director |
2011-12-14 |
1,071 |
2007-06-22 |
0 |
| Brealey Richard |
Director |
2011-08-30 |
13,788 |
|
0 |
| Bock David |
Director |
2011-03-17 |
4,250 |
2011-03-17 |
0 |
| Hottinger Millisits Rudolf |
CEO |
2011-02-18 |
10,513 |
2007-06-22 |
0 |
| Hottinger Bank Trust Ltd |
Affiliated to Hottinger & Cie. |
2009-09-29 |
97,355 |
2007-11-23 |
0 |
| Helbig Claus |
Director |
2008-12-15 |
1,000 |
2008-12-15 |
0 |
| Claude Frey |
Director |
2008-10-13 |
5,086 |
2007-01-09 |
0 |
| Hottinger Rodolphe |
President |
2008-03-11 |
23,580 |
2007-06-22 |
4,131 |
| Hooper R Clark |
Director |
2007-07-06 |
1,000 |
2007-07-06 |
0 |
| Kraynak Michael Jr |
Director |
2007-07-02 |
10,000 |
2005-12-21 |
0 |
| Witt Samuel B |
Director |
2007-06-22 |
4,470 |
2007-06-22 |
0 |
| Brenner Paul |
Director |
2007-06-22 |
15,087 |
2007-06-22 |
0 |
| Comby Philippe |
Vice President |
2007-06-22 |
3,778 |
2007-06-22 |
0 |
| Valencienne Pineau Didier |
Director |
2007-06-22 |
3,070 |
2007-06-22 |
0 |
| Veilleux Edward J |
Secretary of Swiss Helvetia |
2007-06-22 |
3,461 |
2004-12-30 |
0 |
| Hottinger Ge |
Parent Co. of Invest. Advisor |
2007-06-22 |
191,074 |
2007-06-22 |
249,527 |
| Takacsy Alexandre |
Director |
2007-06-22 |
1,057 |
2007-06-22 |
0 |
|
0.01 (0.13%) 
