| |
Company
Roster
|
|
Total
Insiders : |
25 |
|
|
|
Total
Direct Shares :
|
3,338,878 |
|
|
Total
Indirect Shares :
|
278,546 |
| |
%
Held by Insiders:
|
4.94% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Graf Michael |
See Remarks (1) |
2023-03-10 |
3,500 |
2023-03-09 |
0 |
| Brett Anton |
Chief Compliance Officer |
2022-08-18 |
500 |
2022-08-18 |
0 |
| Pluss Steven |
Vice President |
2022-08-08 |
36,500 |
2015-11-13 |
0 |
| Simmonds Ian |
Chief Financial Officer |
2022-08-05 |
4,996 |
2016-08-15 |
0 |
| Peck Joshua |
Officer |
2022-06-30 |
300 |
|
0 |
| Gordon Jennifer |
Vice President, Director |
2022-05-24 |
2,500 |
2022-05-24 |
0 |
| Slotkin Judy S |
Director |
2022-03-08 |
8,350 |
2020-08-11 |
0 |
| Higginbotham Richard A |
Director |
2022-03-07 |
20,000 |
2022-03-07 |
9,000 |
| Easterly Joshua |
Chief Executive Officer, Director |
2021-03-09 |
31,367 |
2021-03-09 |
18,792 |
| Ross John |
Director |
2021-02-25 |
35,000 |
2013-02-06 |
0 |
| Doddy Hurley |
Director |
2020-08-25 |
9,077 |
2020-08-25 |
3,500 |
| Burke Kenneth Joseph |
Chief Compliance Officer |
2020-03-12 |
3,363 |
2020-03-12 |
2,167 |
| Stanley Robert J. |
President |
2020-03-02 |
14,907 |
2018-03-01 |
3,907 |
| Tanemura Ronald |
Director |
2018-03-23 |
86,516 |
2012-09-13 |
0 |
| Stiepleman David |
Vice President |
2016-11-14 |
5,535 |
2016-11-14 |
5,544 |
| Steiglehner Thomas J. |
Officer |
2016-08-03 |
2,072 |
2016-08-03 |
13,994 |
| Ollwerther Robert D |
Chief Operating Officer |
2015-11-18 |
9,500 |
2014-11-07 |
0 |
| Mssb Tpg Specialty Lending Onshore Feeder Fund |
10% Owner |
2014-08-11 |
3,012,582 |
2014-08-11 |
31,948 |
| Universities Superannuation Scheme Ltd As Trustee |
10% Owner |
2013-09-13 |
52,313 |
|
0 |
| Kirshenbaum Alan |
Chief Financial Officer |
2012-02-01 |
0 |
2015-05-21 |
8,360 |
| Waxman Alan |
Vice President |
2011-06-17 |
0 |
2018-03-01 |
140,447 |
| Viola John |
Chief Financial Officer |
2011-06-17 |
0 |
2013-09-13 |
344 |
| Fishman Michael |
Co-Chief Executive Officer, Director |
2011-06-17 |
0 |
2014-10-15 |
36,366 |
| Hamrah Craig |
Officer |
|
0 |
2016-08-03 |
2,098 |
| Coulter James G |
Former 10% Owner |
|
0 |
2011-06-17 |
2,079 |
|
