| |
Company
Roster
|
|
Total
Insiders : |
33 |
|
|
|
Total
Direct Shares :
|
3,041,351 |
|
|
Total
Indirect Shares :
|
3,697,329 |
| |
%
Held by Insiders:
|
1.11% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Rush Robert |
Chief Risk Officer |
2024-02-27 |
69,176 |
|
0 |
| Keen Matthew |
Chief Technology Officer |
2024-02-27 |
29,718 |
|
0 |
| Vinar Jason |
Chief Operating Officer |
2024-02-27 |
44,035 |
|
0 |
| Hanson Alecia |
Chief Administrative Officer |
2024-02-27 |
30,279 |
|
0 |
| Riskey Mary Kathryn |
Chief Financial Officer |
2024-02-09 |
83,605 |
|
0 |
| Sandberg Rebecca B |
Chief Legal Officer |
2024-02-09 |
117,399 |
|
0 |
| Greenberg William Ross |
Chief Executive Officer, Director |
2024-02-09 |
264,079 |
2024-02-09 |
3,025 |
| Letica Nicholas |
Chief Investment Officer |
2024-01-16 |
114,298 |
2022-08-15 |
0 |
| Boucher Nathan |
EVP General Counsel RoundPoint |
2024-01-08 |
6,819 |
2024-01-08 |
0 |
| Hughes David B |
EVP Servicing Ops RoundPoint |
2024-01-08 |
6,165 |
2024-01-08 |
0 |
| Bender James J |
Director |
2023-05-18 |
26,756 |
2013-05-21 |
0 |
| Abraham Spencer |
Director |
2023-05-18 |
26,632 |
2014-05-20 |
0 |
| Kasnet Stephen G |
Director |
2023-05-18 |
90,035 |
2009-10-28 |
0 |
| Sanders William Reid |
Director |
2023-05-17 |
45,862 |
|
0 |
| Hammond Karen |
Director |
2023-05-17 |
38,687 |
2018-07-31 |
0 |
| Woodhouse Hope B |
Director |
2023-05-17 |
36,034 |
2012-05-23 |
0 |
| Stern James A |
Director |
2023-05-17 |
44,433 |
2019-05-16 |
7,799 |
| Koeppen Matthew |
Former Chief Inv. Officer |
2021-08-12 |
33,500 |
|
0 |
| Siering Thomas |
Director |
2021-05-18 |
397,330 |
2021-05-18 |
363,636 |
| Farrell Brad |
CFO and Treasurer |
2019-01-30 |
241,917 |
|
0 |
| Roth William |
Chief Investment Officer, Director |
2019-01-30 |
691,497 |
|
0 |
| Pollina Lisa A |
Director |
2018-05-17 |
16,813 |
2015-11-13 |
0 |
| Taylor Brian |
Director |
2017-11-16 |
35,432 |
2014-12-16 |
0 |
| Rolfo Jacques R |
Director |
2014-05-20 |
29,426 |
2013-12-17 |
0 |
| Johnson William W |
Director |
2013-05-21 |
253,312 |
|
0 |
| Kuhn Steven |
Vice President, Co-CIO |
2012-11-16 |
185,000 |
2010-03-04 |
0 |
| Stolt Jeffrey |
Vice President, CFO & Treas. |
2011-11-17 |
29,500 |
|
0 |
| Ein Mark |
Director |
2011-08-09 |
10,000 |
2011-08-09 |
0 |
| Obrien Timothy W J |
Secretary and General Counsel |
2011-08-08 |
25,000 |
|
0 |
| Niculescu Peter S |
Director |
2011-05-18 |
18,612 |
2009-10-28 |
0 |
| Whitebox Asymmetric Partners Lp |
See Remarks Below, 10% Owner |
2010-11-05 |
0 |
2010-11-05 |
1,826,933 |
| Nisswa Acquisition Master Fund Ltd. |
10% Owner |
|
0 |
2009-10-28 |
0 |
| Pandora Select Partners, L.p. |
See Remarks Below, 10% Owner |
|
0 |
2011-02-09 |
1,495,936 |
|
