| |
Company
Roster
|
|
Total
Insiders : |
25 |
|
|
|
Total
Direct Shares :
|
4,214,472 |
|
|
Total
Indirect Shares :
|
600,108 |
| |
%
Held by Insiders:
|
13.37% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Hagopian B Kipling |
Director |
2010-07-01 |
0 |
2006-02-07 |
10,414 |
| Raymond Bradford |
Co-Head Invest. Banking |
2010-07-01 |
0 |
|
0 |
| Stanley Shaugn |
Chief Admin. Officer |
2010-07-01 |
0 |
|
0 |
| Koogle Timothy |
Director |
2010-07-01 |
0 |
2009-07-06 |
0 |
| Gay Keith |
Head of Research |
2010-07-01 |
0 |
|
0 |
| Weisel Thomas W |
Chairman and CEO |
2010-07-01 |
0 |
2006-02-07 |
89,114 |
| Slivon Paul C |
Chmn Wealth Mgmt |
2010-07-01 |
0 |
2006-02-07 |
0 |
| Barger Matthew R |
Director |
2010-07-01 |
0 |
2007-11-06 |
0 |
| Stroub Ryan |
Chief Financial Officer |
2010-07-01 |
0 |
|
0 |
| Brown Michael W |
Director |
2010-07-01 |
0 |
|
0 |
| Irby Alton F III |
Director |
2010-07-01 |
0 |
|
0 |
| Grady Robert Edward |
Director |
2010-07-01 |
0 |
2009-10-16 |
0 |
| Mcleod William |
Co-Head Invest. Banking |
2010-07-01 |
0 |
|
0 |
| Carbeau Thomas |
Head Institutional Sales |
2010-07-01 |
0 |
|
0 |
| Stais Anthony V |
Head of Trading |
2010-07-01 |
0 |
2008-12-01 |
207,094 |
| Fisher Mark P |
General Counsel |
2010-07-01 |
0 |
2008-02-11 |
0 |
| Allen Thomas Ian Alexander |
Director |
2010-07-01 |
0 |
2009-07-06 |
0 |
| Conacher Lionel F. |
President and COO |
2010-03-08 |
346,341 |
2008-05-15 |
293,486 |
| Buell Stephen |
Director of Research |
2008-02-11 |
14,982 |
2007-08-07 |
0 |
| Baylor David A |
COO and CFO |
2008-02-11 |
197,275 |
2006-02-07 |
0 |
| Jorgensen Blake J |
COO/Co-Dir, Investment Banking |
2006-05-17 |
433,200 |
2006-02-07 |
0 |
| Manson Mark |
Director of Research |
2006-05-17 |
414,188 |
2006-02-07 |
0 |
| Heekin Timothy J |
Co-Director of Trading |
2006-05-17 |
471,221 |
2006-02-07 |
0 |
| Kitts Robert W |
Co-Dir of Investment Banking |
2006-05-17 |
414,188 |
2006-02-07 |
0 |
| California Public Employees Retirement System |
10% Owner |
2006-02-07 |
1,923,077 |
2006-02-07 |
0 |
|
|
0.29 (1.45%) 
