| |
Company
Roster
|
|
Total
Insiders : |
28 |
|
|
|
Total
Direct Shares :
|
11,737,631 |
|
|
Total
Indirect Shares :
|
26,794,299 |
| |
%
Held by Insiders:
|
51.32% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Gillis Steven |
Director |
2019-09-19 |
84,416 |
2019-09-19 |
13,026,057 |
| Dewilde Michel |
Director |
2016-12-31 |
12,500 |
|
0 |
| Baxter Jeff |
Officer, Director |
2016-12-31 |
69,005 |
|
0 |
| Nelsen Robert |
10% Owner |
2015-08-17 |
3,397,830 |
|
0 |
| Anderson David Evander |
Senior VP, Researc |
2015-04-08 |
86,787 |
|
0 |
| Paulson Charles |
See Explanatory Note below |
2014-07-25 |
34,260 |
2014-04-10 |
655,274 |
| Shoen Paul F |
See Explanatory Note below |
2014-07-25 |
44,155 |
2014-03-19 |
0 |
| Buckley T. Adam |
Officer |
2014-07-25 |
41,016 |
|
0 |
| Clarus Lifesciences I, L.p. |
10% Owner |
2014-07-25 |
4,973,820 |
|
0 |
| Davis Trent D |
See Explanatory Note below, Director |
2014-07-25 |
64,167 |
2014-03-19 |
0 |
| Nascimento Egidio |
Officer |
2014-07-25 |
5,411 |
|
0 |
| Smith Murray George |
See Explanatory Note below |
2014-07-25 |
35,900 |
2013-08-20 |
0 |
| Perceptive Life Sciences Master Fund Ltd |
10% Owner |
2014-07-25 |
2,270,404 |
2016-12-06 |
6,213,314 |
| Pratt Shannon |
Director |
2014-04-10 |
271,054 |
2012-04-09 |
100,000 |
| Paulson Chester L F |
10% Owner |
2014-04-10 |
235,000 |
2014-04-10 |
1,200,514 |
| Timmins Alan P |
Director |
2014-04-10 |
25,000 |
2014-03-19 |
0 |
| Mcchesney Shawn |
See Footnote (1) |
2009-10-13 |
0 |
2009-10-13 |
0 |
| Striplin Harry L |
See Footnote |
2008-02-29 |
27,763 |
2003-11-25 |
0 |
| Maxfield Margaret L |
See Footnote (1) |
2007-10-04 |
8,200 |
2003-12-12 |
0 |
| Rice Carol A |
See Footnote (1) |
2007-03-14 |
11,530 |
2003-12-18 |
0 |
| Paulson Erick |
|
2007-01-01 |
6,008 |
|
0 |
| Weber Scott T |
See Footnote (1) |
2006-04-12 |
33,000 |
2003-07-02 |
0 |
| Davis Glen S |
Director |
2004-06-21 |
0 |
2004-06-21 |
0 |
| Paulson Jacqueline M |
Corporate Secretary/Treasurer, Director, 10% Owner |
2004-02-05 |
0 |
2009-09-15 |
2,971,284 |
| James Barbara |
N/A |
2004-01-22 |
405 |
|
0 |
| Lamear Kenneth |
N/A |
2003-08-26 |
0 |
2004-01-26 |
17,500 |
| Edelman Joseph |
10% Owner |
|
0 |
2014-07-25 |
2,610,356 |
| Kirchmeier Marc |
|
|
0 |
|
0 |
|
0.03 (4.24%) 
