| |
Company
Roster
|
|
Total
Insiders : |
34 |
|
|
|
Total
Direct Shares :
|
24,992,057 |
|
|
Total
Indirect Shares :
|
34,595,813 |
| |
%
Held by Insiders:
|
236% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Robbins Jim B |
SVP, Finance & Administration |
2021-12-15 |
0 |
2015-05-12 |
0 |
| Basta Steven L |
Director |
2021-12-15 |
25 |
2019-04-01 |
0 |
| Durbin Scott |
Chief Executive Officer |
2021-12-15 |
10 |
2015-05-12 |
0 |
| Goldman Sachs & Co |
|
2019-09-20 |
0 |
2019-10-01 |
0 |
| Zaderej Karen L. |
Director |
2019-07-01 |
62,347 |
2018-10-01 |
0 |
| Jorn Debora |
Director |
2019-04-01 |
40,109 |
2016-08-22 |
0 |
| Atkinson James G. |
CBO & President |
2019-01-29 |
53,945 |
2019-01-29 |
910,661 |
| Janney Daniel |
Director |
2018-12-31 |
60,579 |
2018-12-31 |
1,381,955 |
| Plexico Jon M |
10% Owner |
2018-10-01 |
22,548 |
2018-10-01 |
3,849,711 |
| Bush Lori H |
Director |
2018-07-02 |
6,530 |
2016-08-22 |
0 |
| Scheller Patricia |
Chief Executive Officer, Director |
2017-03-17 |
45,164 |
2015-05-12 |
0 |
| Morris Arlene |
Director |
2016-11-09 |
2,482 |
2016-08-22 |
0 |
| Smith Brigitte |
Director |
2016-08-22 |
25,312 |
2016-08-22 |
449,852 |
| Lynch Timothy P |
Director, 10% Owner |
2016-06-17 |
0 |
2017-03-17 |
3,849,711 |
| Stonepine Capital, L.p. |
10% Owner |
2015-11-24 |
18,397,682 |
|
0 |
| Rocklage Scott M |
10% Owner |
2015-05-14 |
0 |
2015-05-14 |
288,447 |
| Simpson Carl |
Director |
2014-09-23 |
15,384 |
|
0 |
| Gbs Bioventures Iii A/c |
10% Owner |
2014-09-23 |
3,598,807 |
2014-09-23 |
3,598,807 |
| Diekman John D |
10% Owner |
2014-09-23 |
0 |
2014-09-23 |
262,798 |
| Colella Mark Samuel |
Director, 10% Owner |
2014-09-23 |
0 |
2015-05-14 |
288,447 |
| Kayne Fred |
Shareholder |
2008-12-17 |
1,063,300 |
2008-12-09 |
0 |
| Holmes Benjamin L |
Director |
2008-12-11 |
50,000 |
2008-12-10 |
0 |
| Tauscher Mark R |
President & CEO, Director |
2008-12-11 |
259,068 |
2008-03-11 |
0 |
| Rudko Robert I |
Chief Scientific Officer, Director |
2007-12-06 |
1,092,862 |
2004-03-05 |
1,096,862 |
| Pendergast Edward H |
Director |
2007-06-07 |
62,492 |
2007-06-07 |
0 |
| Adams Michael F |
Officer |
2005-03-16 |
128,344 |
|
0 |
| Luppi Kenneth J |
VP,Operations & Development |
2004-06-04 |
5,067 |
|
0 |
| Norton H B Brent |
|
|
0 |
|
0 |
| Nantahala Capital Management, Llc |
10% Owner |
|
0 |
2019-04-25 |
6,581,465 |
| Dunn Kevin J |
|
|
0 |
|
0 |
| Puglisi Vincent |
|
|
0 |
|
0 |
| Mann Gregory W. |
|
|
0 |
|
0 |
| Alta Bioequities, L.p. |
10% Owner |
|
0 |
2015-11-24 |
5,455,632 |
| Mack Daniel |
10% Owner |
|
0 |
2019-04-25 |
6,581,465 |
|
