| |
Company
Roster
|
|
Total
Insiders : |
30 |
|
|
|
Total
Direct Shares :
|
1,023,676 |
|
|
Total
Indirect Shares :
|
2,107,030 |
| |
%
Held by Insiders:
|
13.45% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Smirl Richard W |
EVP & Chief Operating Officer |
2024-03-15 |
11,684 |
2021-05-03 |
0 |
| Pena Mardelle W |
EVP, Chief HR Officer |
2024-03-15 |
16,307 |
|
0 |
| Angerthal Michael A |
EVP, CFO & Treasurer |
2024-03-15 |
71,385 |
2009-04-20 |
0 |
| Purkalitis Andra C |
EVP and CLO |
2024-03-15 |
1,729 |
2024-03-15 |
0 |
| Aylward George R Jr |
Director, CEO and President, Director |
2024-03-15 |
277,045 |
2024-03-15 |
70 |
| Mandinach Barry M. |
EVP, Head of Distribution |
2024-03-15 |
20,381 |
2014-05-19 |
0 |
| Zarrilli Stephen T |
Director |
2024-03-06 |
3,549 |
2014-10-08 |
0 |
| Morris W Howard |
Director |
2023-05-17 |
1,340 |
2023-05-17 |
435 |
| Fleming Susan S |
Director |
2023-05-17 |
15,899 |
2009-01-02 |
0 |
| Jones Melody L |
Director |
2023-05-17 |
7,718 |
2014-10-08 |
0 |
| Bain Peter L |
Director |
2023-05-17 |
2,946 |
2019-10-01 |
0 |
| Greig Paul G |
Director |
2023-05-17 |
3,029 |
2019-10-01 |
0 |
| Holt Timothy A |
Director |
2023-05-17 |
29,951 |
2009-01-02 |
0 |
| Hills Wendy J |
EVP, CLO, GC & Secretary |
2023-03-15 |
7,691 |
2019-09-16 |
0 |
| Bradley William Patrick Iii |
EVP, Fund Services |
2022-03-15 |
10,981 |
|
0 |
| Waltman Francis G |
EVP, Product Management |
2021-03-15 |
17,842 |
2021-03-15 |
109 |
| Treanor Mark C |
Director |
2020-05-18 |
30,305 |
2009-05-21 |
0 |
| Hooda Sheila |
Director |
2019-05-15 |
2,603 |
2017-05-19 |
0 |
| Baio James R |
Director |
2019-05-15 |
15,405 |
2009-01-02 |
0 |
| Flynn Mark S |
EVP & General Counsel |
2019-03-15 |
12,574 |
2011-02-17 |
0 |
| Bank Of Montreal /can/ |
10% Owner |
2016-10-27 |
0 |
2016-10-27 |
150 |
| Coffey Diane M |
Director |
2015-05-28 |
10,839 |
2009-01-02 |
0 |
| Swan Edward M Jr |
Director |
2015-05-28 |
13,156 |
2009-01-02 |
0 |
| Cerutti Jeffrey |
EVP, Head of Distribution |
2014-03-14 |
19,840 |
2010-06-01 |
0 |
| Sonoma Capital Management, Llc |
10% Owner |
2012-01-10 |
372,755 |
|
0 |
| Bmo Financial Corp |
10% Owner |
2012-01-06 |
0 |
2012-01-06 |
1,727,746 |
| Neamtz Steven J |
EVP, Retail Distribution |
2010-03-15 |
32,685 |
2009-04-20 |
0 |
| Curtiss Nancy G |
EVP, Operations |
2010-03-15 |
14,037 |
2010-03-15 |
40 |
| Phoenix Companies Inc/de |
10% Owner |
2008-12-31 |
0 |
|
0 |
| Harris Bankcorp Inc |
10% Owner |
|
0 |
2010-08-05 |
378,480 |
|
3.17 (1.37%) 
