| |
Company
Roster
|
|
Total
Insiders : |
35 |
|
|
|
Total
Direct Shares :
|
3,537,901 |
|
|
Total
Indirect Shares :
|
68,151 |
| |
%
Held by Insiders:
|
42.27% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Lockridge Matthew |
Head, U.S. Value Inv. |
2024-03-06 |
56,283 |
|
0 |
| Helfert Adrian |
CIO, Multi-Asset Inv. |
2024-02-23 |
156,504 |
|
0 |
| Forbes Murray Iii |
Chief Financial Officer |
2024-02-23 |
49,757 |
2019-02-22 |
0 |
| Ehinger John Anthony Jr |
Head of Legal, CCO |
2024-02-23 |
9,122 |
|
0 |
| Bennett Leah |
President-Westwood Wealth Mgmt |
2024-02-23 |
56,021 |
2022-06-01 |
0 |
| Casey Brian O |
CEO, Director |
2024-02-23 |
483,367 |
2023-02-23 |
700 |
| Gomez Fabian |
President |
2024-02-23 |
84,138 |
2018-02-23 |
0 |
| Mazzei Matthew |
Officer |
2023-11-17 |
772 |
|
0 |
| Montgomery John Porter |
Chief Operating Officer |
2023-09-11 |
75,816 |
2023-02-23 |
4,106 |
| Gerron Julie Kramer |
General Counsel & CCO |
2023-05-02 |
69,920 |
|
0 |
| Byrne Susan M |
Vice Chairman of the Board, Director |
2023-04-26 |
275,444 |
2018-01-29 |
76 |
| Frank Richard M |
Chairman, Director |
2023-04-26 |
74,681 |
2017-08-02 |
0 |
| Masterson Ellen H |
Director |
2023-04-26 |
33,597 |
2014-04-17 |
0 |
| Norman Geoffrey |
Director |
2023-04-26 |
36,847 |
2007-05-22 |
0 |
| Bowman Randy A |
Director |
2023-04-26 |
18,515 |
2021-06-01 |
0 |
| Paddon Steve |
Head of Distribution |
2022-02-24 |
49,418 |
2019-02-22 |
0 |
| Wooldridge Raymond E |
Director |
2021-11-01 |
77,597 |
2020-08-10 |
5,000 |
| Pappas James C |
See Footnote 1 |
2021-04-29 |
0 |
2022-06-09 |
16,795 |
| Freeman Mark |
Chief Investment Officer |
2019-03-08 |
104,055 |
|
0 |
| Kice Tiffany B. |
|
2018-10-23 |
16,847 |
2014-10-23 |
0 |
| Weiland Martin J |
|
2018-04-25 |
10,837 |
2011-04-20 |
0 |
| Mcteer Robert Doyle Jr. |
|
2018-04-25 |
19,368 |
2007-07-26 |
0 |
| Root Randall L. |
|
2017-02-23 |
34,010 |
|
0 |
| Hardcastle William R Jr |
|
2014-04-30 |
46,880 |
2014-04-30 |
400 |
| Pastorelle Peter Francis |
Principal Accounting Officer |
2014-02-21 |
2,296 |
2014-02-21 |
0 |
| Wallace Mark A |
Chief Financial Officer |
2014-02-21 |
16,116 |
2012-11-06 |
0 |
| Whitten Michael Craig |
Ex Prin. Accounting Officer |
2013-08-01 |
13,851 |
|
0 |
| Gabelli Group Capital Partners Inc |
10% Owner |
2013-02-25 |
800,430 |
2006-02-23 |
18,000 |
| Davis Tom C |
Director |
2012-08-21 |
2,500 |
2004-07-27 |
0 |
| Mosle Jon L Jr |
Director |
2011-03-28 |
35,426 |
2011-03-28 |
23,074 |
| Meyer Frederick |
Director |
2009-07-23 |
31,593 |
2003-07-29 |
0 |
| Schaer Joyce A |
Senior Vice President |
2007-07-01 |
66,448 |
2003-07-29 |
0 |
| Fraze Patricia |
Executive Vice President |
2007-05-23 |
66,095 |
2003-07-29 |
0 |
| Riggs Leonard M Jr |
Director |
2005-07-26 |
13,000 |
2004-07-27 |
0 |
| Gabelli Mario J |
10% Owner |
2003-12-30 |
650,350 |
2003-12-29 |
0 |
|
0.17 (1.32%) 
