| |
Company
Roster
|
|
Total
Insiders : |
13 |
|
|
|
Total
Direct Shares :
|
303,918 |
|
|
Total
Indirect Shares :
|
2,509,315 |
| |
%
Held by Insiders:
|
3.14% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Harris Ben H |
CEO and President |
2016-04-01 |
0 |
2016-09-01 |
19,200 |
| Hadani David Michael |
CFO, Treasurer and Secretary |
2016-04-01 |
2,000 |
2016-04-01 |
0 |
| Cohen Richard W. |
Director |
2015-08-19 |
0 |
2016-08-22 |
11,034 |
| Keating Timothy J |
CEO and President, Director |
2014-09-18 |
99,651 |
2009-01-20 |
100 |
| Simonton Taylor |
Director |
2014-09-18 |
13,237 |
2012-08-17 |
0 |
| Berger Laurence Wakefield |
Director |
2014-09-18 |
28,366 |
|
0 |
| Schweiger Frederic |
CFO, COO, CCO, Treasurer & Sec |
2014-09-18 |
27,195 |
|
0 |
| Rogers Kyle L |
Chief Investment Officer |
2014-09-18 |
8,469 |
|
0 |
| Ungar Jonathan |
10% Owner |
2009-01-20 |
100,000 |
|
0 |
| Miller Andrew S |
Director |
2009-01-20 |
25,000 |
|
0 |
| Samuels Steven |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
| Dakos Andrew |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
| Goldstein Phillip |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
|
