| |
Company
Roster
|
|
Total
Insiders : |
24 |
|
|
|
Total
Direct Shares :
|
10,649,436 |
|
|
Total
Indirect Shares :
|
11,866,626 |
| |
%
Held by Insiders:
|
30.88% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Guenther Paul B |
Director |
2018-05-18 |
0 |
2015-04-30 |
0 |
| Motani Nisha |
CFO & Chief Acctg. Ofc. |
2018-05-18 |
0 |
2016-12-30 |
0 |
| Crowley Denise |
See Remarks |
2018-05-18 |
0 |
2018-05-18 |
0 |
| Burke John Daniel |
Director |
2018-05-18 |
0 |
2016-04-21 |
0 |
| Zinn James |
Director |
2018-05-18 |
0 |
2015-04-30 |
0 |
| Russo Mark Andrew |
General Counsel |
2018-05-18 |
0 |
|
0 |
| Z Acquisition Llc |
10% Owner |
2017-09-05 |
6,500,000 |
|
0 |
| D.quant Special Opportunities Fund, Lp |
10% Owner |
2017-09-05 |
2,707,056 |
|
0 |
| Steinberg Howard |
General Counsel |
2017-03-17 |
38,205 |
2016-12-30 |
0 |
| Barrett Gregory Paul |
Head Client Rels & Bus Dev |
2017-03-17 |
43,900 |
2016-12-30 |
0 |
| Szymanski Michael |
CEO & President, Director |
2017-03-17 |
102,585 |
2016-12-30 |
0 |
| Galligan Marc D. |
Chief Risk Officer |
2016-12-30 |
32,653 |
2016-12-30 |
0 |
| Cameron R Bruce |
Director |
2015-04-30 |
25,000 |
2015-04-30 |
432,295 |
| Newman Seymour A. |
Chief Operating Officer |
2015-03-17 |
18,222 |
2013-07-17 |
0 |
| Zugel Christian |
Chief Investmt Officer & Chmn, Director, 10% Owner |
2015-03-17 |
300,000 |
2017-09-05 |
6,500,000 |
| Zerbst Robert H |
Director |
2015-03-17 |
13,657 |
|
0 |
| Canavan Joseph C. |
Director |
2015-03-17 |
35,972 |
|
0 |
| Forth R Bradley |
EVP, CFO, Secretary |
2015-03-17 |
0 |
2015-03-17 |
84,851 |
| Yanker Randall S. |
10% Owner |
2013-03-27 |
365,682 |
2013-03-27 |
1,627,291 |
| Foote Family Trust |
10% Owner |
2013-03-21 |
466,504 |
|
0 |
| Choe Don S. |
|
|
0 |
|
0 |
| Junquera Oscar |
Director |
|
0 |
2015-03-17 |
30,393 |
| Hagerty John C |
10% Owner |
|
0 |
2013-03-27 |
484,740 |
| Ramsey Neil P. |
10% Owner |
|
0 |
2017-09-05 |
2,707,056 |
|
