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| Name: |
Vivaldi Capital Management LLC |
| City: |
Chicago |
| State: |
IL |
| Zip: |
60606 |
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| Holdings
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
SCHO |
Schwab Short-Term U.S. Tre... |
2 |
- |
$48.03 |
$12,684,000 |
264,687 |
3.7% |
92,000 |
3,072 |
0.018 |
N/A |
|
|
SHY |
Ishares Barclays 1-3 Treasu... |
4 |
- |
$81.47 |
$12,270,000 |
150,956 |
3.58% |
130,000 |
2,110 |
0.017 |
Closed - End Fund - E... |
|
|
SCHX |
Schwab Strategic Trust |
6 |
- |
$62.30 |
$9,996,000 |
161,879 |
2.92% |
1,103,000 |
10,144 |
0.006 |
Closed - End Fund - Debt |
|
|
SCHF |
Schwab Strategic Trust |
7 |
- |
$39.41 |
$8,431,000 |
215,363 |
2.46% |
1,496,000 |
24,314 |
0.024 |
Closed - End Fund - Debt |
|
|
SPY |
Standard & Poors Depository... |
8 |
- |
$527.37 |
$7,760,000 |
14,899 |
2.26% |
1,094,000 |
1,408 |
0 |
Closed - End Fund - E... |
|
|
IVV |
iShares Core S&P 500 Etf |
11 |
- |
$529.96 |
$6,784,000 |
12,962 |
1.98% |
380,000 |
67 |
0 |
Closed - End Fund - E... |
|
|
IAU |
iShares COMEX Gold Trust |
12 |
- |
$43.99 |
$6,657,000 |
148,985 |
1.94% |
1,604,000 |
14,909 |
0.008 |
Closed - End Fund - E... |
|
|
GLPI |
Gaming & Leisure Properties... |
15 |
- |
$44.90 |
$5,436,000 |
122,788 |
1.59% |
13,000 |
1,953 |
0.048 |
REIT - Diversified |
|
|
ACWI |
iShares MSCI ACWI Index |
21 |
- |
$111.08 |
$4,011,000 |
36,408 |
1.17% |
282,000 |
372 |
0.022 |
Closed - End Fund - E... |
|
|
VTV |
Vanguard Value VIPERS |
26 |
- |
$161.18 |
$3,474,000 |
21,524 |
1.01% |
318,000 |
663 |
0.004 |
Closed - End Fund - E... |
|
|
SCHA |
Schwab Strategic Trust |
29 |
- |
$48.14 |
$2,985,000 |
62,148 |
0.87% |
330,000 |
4,185 |
0.004 |
Closed - End Fund - Debt |
|
|
LMBS |
First Trust Low Duration Mo... |
30 |
- |
$0.00 |
$2,887,000 |
60,093 |
0.84% |
4,000 |
58 |
0.048 |
N/A |
|
|
SCHE |
Schwab Emerging Markets Equ... |
31 |
- |
$26.06 |
$2,810,000 |
106,746 |
0.82% |
457,000 |
9,132 |
0.039 |
N/A |
|
|
GOOG |
Alphabet Inc |
32 |
- |
$173.96 |
$2,778,000 |
16,316 |
0.81% |
841,000 |
3,082 |
0.01 |
Search Engines & Info... |
|
|
SCHM |
Schwab U.S. Mid-Cap Etf |
34 |
- |
$79.35 |
$2,746,000 |
34,422 |
0.8% |
355,000 |
2,407 |
0.027 |
N/A |
|
|
FNDF |
Schwab Fundamental Internat... |
38 |
- |
$36.25 |
$2,251,000 |
62,678 |
0.66% |
265,000 |
2,423 |
0.004 |
N/A |
|
|
VB |
Vanguard Small Cap VIPERS |
39 |
- |
$222.29 |
$2,209,000 |
9,928 |
0.64% |
123,000 |
5 |
0.005 |
Closed - End Fund - E... |
|
|
SCHH |
Schwab Us Reit |
40 |
- |
$19.71 |
$1,988,000 |
101,769 |
0.58% |
32,000 |
920 |
0.008 |
N/A |
|
|
FNDE |
Schwab Fundamental Emerging... |
44 |
- |
$29.36 |
$1,741,000 |
58,651 |
0.51% |
251,000 |
2,519 |
0.007 |
N/A |
|
|
IEFA |
Ishares Core Msci Eafe |
45 |
- |
$0.00 |
$1,734,000 |
23,225 |
0.51% |
161,000 |
466 |
0 |
N/A |
|
|
VT |
Vanguard Total World Stock ... |
46 |
- |
$111.44 |
$1,705,000 |
15,415 |
0.5% |
164,000 |
619 |
0.009 |
Closed - End Fund - E... |
|
|
JKI |
iShares Morningstar Mid Val... |
49 |
- |
$71.91 |
$1,577,000 |
21,966 |
0.46% |
181,000 |
879 |
0.09 |
Closed - End Fund - E... |
|
|
BTZ |
Blackrock Preferred & Equit... |
58 |
- |
$10.59 |
$1,519,000 |
145,675 |
0.44% |
1,073,000 |
104,186 |
0.136 |
Asset Management |
|
|
VNQ |
Vanguard REIT Index VIPERs |
60 |
- |
$83.24 |
$1,425,000 |
17,190 |
0.42% |
20,000 |
193 |
0.005 |
Closed - End Fund - E... |
|
|
TMO |
Thermo Fisher Scientific |
64 |
- |
$567.98 |
$1,347,000 |
2,272 |
0.39% |
256,000 |
247 |
0.001 |
Medical Laboratories ... |
|
|
IYH |
iShares Dow Jones US Health... |
68 |
- |
$60.23 |
$1,285,000 |
21,318 |
0.37% |
196,000 |
17,682 |
0.21 |
Closed - End Fund - E... |
|
|
IWM |
iShares Tr Russell 2000 Indx |
69 |
- |
$205.77 |
$1,272,000 |
6,225 |
0.37% |
103,000 |
218 |
0 |
Closed - End Fund - E... |
|
|
UNH |
Unitedhealth Group Inc |
79 |
- |
$495.37 |
$1,186,000 |
2,313 |
0.35% |
70,000 |
153 |
0 |
Health Care Plans |
|
|
AVUV |
Avantis Us Small Cap Value Etf |
83 |
- |
$93.05 |
$1,092,000 |
11,811 |
0.32% |
106,000 |
409 |
0.013 |
N/A |
|
|
AVDV |
Avantis International Small... |
84 |
- |
$0.00 |
$1,068,000 |
16,008 |
0.31% |
142,000 |
621 |
0.01 |
N/A |
|
|
IYW |
iShares Trust DJ US Sector |
88 |
- |
$138.63 |
$944,000 |
7,049 |
0.28% |
34,000 |
103 |
0.004 |
Closed - End Fund - E... |
|
|
VWO |
Vanguard Emerging Markets S... |
94 |
- |
$43.08 |
$842,000 |
19,368 |
0.25% |
67,000 |
27 |
0 |
Closed - End Fund - E... |
|
|
WMT |
Wal-Mart Stores Inc |
96 |
- |
$60.24 |
$814,000 |
13,460 |
0.24% |
21,000 |
8,774 |
0.001 |
Discount, Variety Stores |
|
|
VGT |
Vanguard I T VIPERS |
100 |
- |
$534.61 |
$753,000 |
1,458 |
0.22% |
101,000 |
175 |
0 |
Closed - End Fund - E... |
|
|
IWD |
iShares Russell 1000 Value |
105 |
- |
$177.16 |
$680,000 |
3,844 |
0.2% |
45,000 |
9 |
0.001 |
Closed - End Fund - E... |
|
|
BFZ |
Blackrock California Munici... |
107 |
- |
$11.55 |
$637,000 |
54,175 |
0.19% |
3,000 |
22 |
0.17 |
Closed - End Fund - Debt |
|
|
CME |
CME Group Inc |
112 |
- |
$202.98 |
$567,000 |
2,719 |
0.17% |
97,000 |
451 |
0.001 |
Business Services |
|
|
XLF |
SPDR Financial Sector |
113 |
- |
$41.64 |
$565,000 |
13,517 |
0.16% |
43,000 |
36 |
0 |
Closed - End Fund - E... |
|
|
AAXJ |
Ishares Msci All Country As... |
114 |
- |
$70.15 |
$563,000 |
7,928 |
0.16% |
197,000 |
2,242 |
0.001 |
Closed - End Fund - Debt |
|
|
FNDX |
Schwab Fundamental US Large... |
116 |
- |
$66.86 |
$540,000 |
8,109 |
0.16% |
31,000 |
4 |
0.001 |
N/A |
|
|
EVM |
Eaton Vance Insured Califor... |
119 |
- |
$9.37 |
$528,000 |
55,936 |
0.15% |
5,000 |
23 |
0.261 |
Closed - End Fund - E... |
|
|
VFH |
Vanguard Financial VIPERS |
120 |
- |
$101.01 |
$518,000 |
5,102 |
0.15% |
216,000 |
1,885 |
0.007 |
Closed - End Fund - E... |
|
|
XLE |
SPDR Energy Sector |
128 |
- |
$93.20 |
$465,000 |
4,959 |
0.14% |
57,000 |
64 |
0 |
Closed - End Fund - E... |
|
|
NFLX |
Netflix Inc |
129 |
- |
$641.62 |
$460,000 |
753 |
0.13% |
44,000 |
2 |
0 |
Music & Video Stores |
|
|
ARKK |
Ark Innovation ETF |
136 |
- |
$42.45 |
$415,000 |
9,658 |
0.12% |
-46,000 |
36 |
0.009 |
N/A |
|
|
EZU |
iShares MSCI-EMU |
138 |
- |
$0.00 |
$410,000 |
7,916 |
0.12% |
165,000 |
2,670 |
0.005 |
Closed - End Fund - E... |
|
|
XLV |
SPDR Select Sector Health |
139 |
- |
$143.70 |
$408,000 |
2,844 |
0.12% |
39,000 |
261 |
0 |
Closed - End Fund - E... |
|
|
XLI |
SPDR Industrial Sector |
140 |
- |
$123.51 |
$403,000 |
3,203 |
0.12% |
33,000 |
10 |
0 |
Closed - End Fund - E... |
|
|
VHT |
Vanguard Health Care Vipers |
143 |
- |
$262.45 |
$389,000 |
1,483 |
0.11% |
185,000 |
701 |
0.003 |
Closed - End Fund - E... |
|
|
IJH |
iShares S&P MidCap 400 Index |
147 |
- |
$59.68 |
$379,000 |
6,330 |
0.11% |
56,000 |
5,161 |
0.003 |
Closed - End Fund - E... |
|
|
APO |
Apollo Global Management LLC |
148 |
- |
$116.16 |
$370,000 |
3,304 |
0.11% |
7,000 |
2 |
0.001 |
Diversified Investments |
|
|
PCK |
Pimco California Municipal ... |
151 |
- |
$5.67 |
$352,000 |
60,436 |
0.1% |
5,000 |
23 |
0.191 |
Closed - End Fund - F... |
|
|
DFUV |
DFA Dimensional Us Marketwi... |
157 |
- |
$40.02 |
$344,000 |
8,604 |
0.1% |
23,000 |
12 |
0.001 |
N/A |
|
|
TXN |
Texas Instruments Inc |
160 |
- |
$195.01 |
$329,000 |
1,757 |
0.1% |
112,000 |
375 |
0 |
Semiconductor- Broad... |
|
|
PH |
Parker Hannifin Corp |
161 |
- |
$531.52 |
$314,000 |
559 |
0.09% |
31,000 |
6 |
0 |
Industrial Equipment ... |
|
|
QQQ |
Invesco QQQ Trust Series I |
167 |
- |
$450.71 |
$306,000 |
692 |
0.09% |
11,000 |
3 |
0 |
Closed - End Fund - Debt |
|
|
DDOG |
Datadog, Inc. |
168 |
- |
$0.00 |
$303,000 |
2,546 |
0.09% |
25,000 |
438 |
0.001 |
N/A |
|
|
MUC |
Blackrock Muniholdings Cali... |
170 |
- |
$10.73 |
$301,000 |
27,678 |
0.09% |
-6,000 |
10 |
0.068 |
Closed - End Fund - Debt |
|
|
AGG |
iShares Barclays Agency Bond |
171 |
- |
$96.52 |
$300,000 |
3,115 |
0.09% |
36,000 |
389 |
0 |
Closed - End Fund - E... |
|
|
ARKG |
Ark Genomic Revolution Mult... |
174 |
- |
$0.00 |
$283,000 |
11,373 |
0.08% |
283,000 |
11,373 |
0.025 |
N/A |
|
|
URGN |
Urogen Pharma Ltd. |
182 |
- |
$13.30 |
$256,000 |
20,124 |
0.07% |
-53,000 |
3,663 |
0.091 |
N/A |
|
|
CAG |
ConAgra Foods Inc |
198 |
- |
$29.88 |
$231,000 |
7,419 |
0.07% |
30,000 |
47 |
0.116 |
Food - Major Diversified |
|
|
LAZR |
Luminar Technologies, Inc |
207 |
- |
$1.64 |
$215,000 |
125,568 |
0.06% |
-102,000 |
193 |
0.057 |
N/A |
|
|
NAD |
Nuveen Dividend Advantage M... |
213 |
- |
$11.24 |
$184,000 |
16,430 |
0.05% |
2,000 |
200 |
0.008 |
Closed - End Fund - E... |
|
|
GALT |
Galectin Therapeutics Inc |
219 |
- |
$2.72 |
$73,000 |
24,032 |
0.02% |
40,000 |
4,771 |
0.042 |
Drugs - Generic |
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