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| Name: |
Vivaldi Capital Management LLC |
| City: |
Chicago |
| State: |
IL |
| Zip: |
60606 |
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| Holdings
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
SCHO |
Schwab Short-Term U.S. Tre... |
2 |
- |
$47.98 |
$12,592,000 |
261,615 |
3.78% |
-746,000 |
-16,907 |
0.018 |
N/A |
|
|
SHY |
Ishares Barclays 1-3 Treasu... |
3 |
- |
$81.38 |
$12,140,000 |
148,846 |
3.64% |
-699,000 |
-9,724 |
0.017 |
Closed - End Fund - E... |
|
|
VTI |
Vanguard Total Stock Market... |
9 |
- |
$259.45 |
$6,741,000 |
27,499 |
2.02% |
661,000 |
-1,126 |
0.003 |
Closed - End Fund - E... |
|
|
IVV |
iShares Core S&P 500 Etf |
11 |
- |
$525.96 |
$6,404,000 |
12,895 |
1.92% |
544,000 |
-751 |
0 |
Closed - End Fund - E... |
|
|
IAU |
iShares COMEX Gold Trust |
15 |
- |
$44.57 |
$5,053,000 |
134,076 |
1.52% |
45,000 |
-9,041 |
0.007 |
Closed - End Fund - E... |
|
|
SCHB |
Schwab Strategic Trust |
19 |
- |
$60.94 |
$4,317,000 |
75,004 |
1.29% |
520,000 |
-1,160 |
0.038 |
Closed - End Fund - Debt |
|
|
GLD |
streetTRACKS Gold Trust |
20 |
- |
$218.09 |
$4,310,000 |
23,358 |
1.29% |
249,000 |
-328 |
0.006 |
Closed - End Fund - E... |
|
|
VOO |
Vanguard S&P 500 Etf |
21 |
- |
$481.04 |
$4,049,000 |
8,919 |
1.21% |
546,000 |
-2 |
0.001 |
Closed - End Fund - E... |
|
|
ACWI |
iShares MSCI ACWI Index |
22 |
- |
$110.86 |
$3,729,000 |
36,036 |
1.12% |
304,000 |
-1,047 |
0.022 |
Closed - End Fund - E... |
|
|
SPTS |
Spdr Barclays Short Term Tr... |
23 |
- |
$29.48 |
$3,657,000 |
126,701 |
1.1% |
-33,000 |
-1,796 |
0.042 |
N/A |
|
|
DVY |
iShares Dow Select Div |
24 |
- |
$124.90 |
$3,616,000 |
31,915 |
1.08% |
54,000 |
-1,179 |
0.021 |
Closed - End Fund - E... |
|
|
VEA |
Vanguard Europe Pacific ETF |
25 |
- |
$49.56 |
$3,548,000 |
75,641 |
1.06% |
139,000 |
-2,328 |
0.003 |
Closed - End Fund - F... |
|
|
AOMR |
Angel Oak Mortgage, Inc. |
26 |
- |
$0.00 |
$3,459,000 |
338,474 |
1.04% |
487,000 |
-10,000 |
1.147 |
N/A |
|
|
VTV |
Vanguard Value VIPERS |
28 |
- |
$161.93 |
$3,156,000 |
20,861 |
0.95% |
241,000 |
-276 |
0.004 |
Closed - End Fund - E... |
|
|
BGB |
Blackstone / Gso Strategic ... |
29 |
- |
$12.08 |
$2,912,000 |
250,817 |
0.87% |
-1,495,000 |
-150,187 |
0.562 |
N/A |
|
|
LMBS |
First Trust Low Duration Mo... |
30 |
- |
$0.00 |
$2,883,000 |
60,035 |
0.86% |
-1,136,000 |
-25,038 |
0.048 |
N/A |
|
|
COIN |
Coinbase Global, Inc. |
31 |
- |
$203.05 |
$2,687,000 |
19,143 |
0.81% |
652,000 |
-7,959 |
0.014 |
N/A |
|
|
VO |
Vanguard Mid Cap VIPERS |
36 |
- |
$246.21 |
$2,194,000 |
9,494 |
0.66% |
150,000 |
-323 |
0.005 |
Closed - End Fund - E... |
|
|
VB |
Vanguard Small Cap VIPERS |
38 |
- |
$225.16 |
$2,086,000 |
9,923 |
0.63% |
137,000 |
-383 |
0.005 |
Closed - End Fund - E... |
|
|
SUB |
iShares S&P S/T Natnl AMT-F... |
39 |
- |
$104.68 |
$2,082,000 |
19,865 |
0.62% |
13,000 |
-251 |
0.022 |
Closed - End Fund - Debt |
|
|
GOOG |
Alphabet Inc |
42 |
- |
$171.93 |
$1,937,000 |
13,234 |
0.58% |
-179,000 |
-2,811 |
0 |
Search Engines & Info... |
|
|
MUI |
Blackrock Muni Intermediate... |
44 |
- |
$11.50 |
$1,907,000 |
162,754 |
0.57% |
-2,016,000 |
-223,787 |
0.425 |
Closed - End Fund - Debt |
|
|
MYD |
Blackrock Muniyield Fund Inc |
45 |
- |
$10.66 |
$1,823,000 |
166,777 |
0.55% |
-1,653,000 |
-211,839 |
0.357 |
Closed - End Fund - Debt |
|
|
PML |
Pimco Municipal Income Fund II |
46 |
- |
$8.26 |
$1,775,000 |
211,755 |
0.53% |
-431,000 |
-75,092 |
0.348 |
Closed - End Fund - F... |
|
|
MVT |
Blackrock Munivest Fund II Inc |
47 |
- |
$10.70 |
$1,758,000 |
163,382 |
0.53% |
-526,000 |
-82,437 |
0.771 |
Closed - End Fund - Debt |
|
|
MQY |
Blackrock Muniyield Quality... |
48 |
- |
$12.08 |
$1,757,000 |
144,594 |
0.53% |
-542,000 |
-80,185 |
0.471 |
Closed - End Fund - Debt |
|
|
ISD |
PGIM Short Duration High Yi... |
49 |
- |
$12.62 |
$1,751,000 |
138,068 |
0.53% |
-794,000 |
-77,991 |
0.415 |
N/A |
|
|
NZF |
Nuveen Dividend Advantage M... |
50 |
- |
$11.95 |
$1,750,000 |
148,424 |
0.52% |
-602,000 |
-77,101 |
0.368 |
Closed - End Fund - Debt |
|
|
NVG |
Nuveen Insured Dividend Adv... |
51 |
- |
$11.88 |
$1,748,000 |
148,152 |
0.52% |
-576,000 |
-77,279 |
0.425 |
Closed - End Fund - Debt |
|
|
IEFA |
Ishares Core Msci Eafe |
55 |
- |
$0.00 |
$1,573,000 |
22,759 |
0.47% |
93,000 |
-233 |
0 |
N/A |
|
|
KTF |
Deutsche Municipal Income T... |
58 |
- |
$9.46 |
$1,481,000 |
165,487 |
0.44% |
-1,404,000 |
-209,188 |
0.421 |
Closed - End Fund - Debt |
|
|
BGH |
Buckeye Gp Holdings L.p. |
60 |
- |
$14.26 |
$1,443,000 |
102,663 |
0.43% |
-587,000 |
-57,211 |
0.37 |
Oil & Gas Pipelines &... |
|
|
IQI |
Invesco Quality Muni Inc T |
61 |
- |
$9.58 |
$1,419,000 |
149,099 |
0.43% |
-2,038,000 |
-262,952 |
0.634 |
Closed - End Fund - Debt |
|
|
MMU |
Western Asset Managed Munic... |
62 |
- |
$10.14 |
$1,418,000 |
139,959 |
0.43% |
-1,633,000 |
-201,742 |
0.326 |
Closed - End Fund - Debt |
|
|
AFB |
AllianceBernstein National ... |
63 |
- |
$10.84 |
$1,411,000 |
131,025 |
0.42% |
-2,030,000 |
-237,339 |
0.456 |
Closed - End Fund - Debt |
|
|
VNQ |
Vanguard REIT Index VIPERs |
64 |
- |
$83.80 |
$1,405,000 |
16,997 |
0.42% |
-526,000 |
-8,524 |
0.005 |
Closed - End Fund - E... |
|
|
JKI |
iShares Morningstar Mid Val... |
65 |
- |
$72.08 |
$1,396,000 |
21,087 |
0.42% |
116,000 |
-36 |
0.086 |
Closed - End Fund - E... |
|
|
PRAA |
Portfolio Recovery Associat... |
69 |
- |
$25.53 |
$1,343,000 |
58,663 |
0.4% |
216,000 |
-19 |
0.123 |
Business Services |
|
|
DNP |
DNP Select Income Fund Inc |
72 |
- |
$8.79 |
$1,317,000 |
152,219 |
0.39% |
-728,000 |
-62,612 |
0.053 |
Closed - End Fund - E... |
|
|
IWM |
iShares Tr Russell 2000 Indx |
77 |
- |
$206.86 |
$1,169,000 |
6,007 |
0.35% |
65,000 |
-237 |
0 |
Closed - End Fund - E... |
|
|
UNH |
Unitedhealth Group Inc |
79 |
- |
$513.88 |
$1,116,000 |
2,160 |
0.33% |
-136,000 |
-323 |
0 |
Health Care Plans |
|
|
TMO |
Thermo Fisher Scientific |
81 |
- |
$594.80 |
$1,091,000 |
2,025 |
0.33% |
-34,000 |
-197 |
0.001 |
Medical Laboratories ... |
|
|
AVUV |
Avantis Us Small Cap Value Etf |
86 |
- |
$93.26 |
$986,000 |
11,402 |
0.3% |
76,000 |
-278 |
0.013 |
N/A |
|
|
OEF |
iShares S&P 100 Index |
87 |
- |
$249.45 |
$943,000 |
4,008 |
0.28% |
102,000 |
-186 |
0.009 |
Closed - End Fund - E... |
|
|
AVDV |
Avantis International Small... |
88 |
- |
$0.00 |
$926,000 |
15,387 |
0.28% |
30,000 |
-107 |
0.01 |
N/A |
|
|
IYW |
iShares Trust DJ US Sector |
91 |
- |
$135.65 |
$910,000 |
6,946 |
0.27% |
179,000 |
-23 |
0 |
Closed - End Fund - E... |
|
|
XLK |
SPDR Technology Sector |
92 |
- |
$208.34 |
$894,000 |
4,411 |
0.27% |
21,000 |
-913 |
0.001 |
Closed - End Fund - E... |
|
|
XOM |
Exxon Mobil Corp |
97 |
- |
$117.67 |
$786,000 |
7,756 |
0.24% |
-378,000 |
-2,143 |
0 |
Integrated Oil & Gas |
|
|
VWO |
Vanguard Emerging Markets S... |
99 |
- |
$44.02 |
$775,000 |
19,341 |
0.23% |
-105,000 |
-3,113 |
0 |
Closed - End Fund - E... |
|
|
EFA |
iShares TR MSCI EAFE Indx FD |
101 |
- |
$80.94 |
$724,000 |
9,746 |
0.22% |
45,000 |
-107 |
0.001 |
Closed - End Fund - E... |
|
|
MARB |
First Trust Merger Arbitrag... |
106 |
- |
$0.00 |
$649,000 |
32,790 |
0.19% |
-547,000 |
-26,610 |
0.036 |
N/A |
|
|
BFZ |
Blackrock California Munici... |
109 |
- |
$11.65 |
$634,000 |
54,153 |
0.19% |
46,000 |
-2,943 |
0.17 |
Closed - End Fund - Debt |
|
|
IBB |
iShares Tr Nasdaq Biotech |
110 |
- |
$135.47 |
$630,000 |
4,760 |
0.19% |
34,000 |
-112 |
0.007 |
Closed - End Fund - E... |
|
|
KO |
Coca-Cola Co |
114 |
- |
$63.10 |
$544,000 |
9,171 |
0.16% |
-14,000 |
-788 |
0 |
Beverage Soft Drinks... |
|
|
PFE |
Pfizer Inc |
117 |
- |
$28.38 |
$537,000 |
19,923 |
0.16% |
-167,000 |
-1,315 |
0 |
Drug Manufacturers - ... |
|
|
EVM |
Eaton Vance Insured Califor... |
118 |
- |
$9.46 |
$523,000 |
55,913 |
0.16% |
-5,000 |
-9,083 |
0.261 |
Closed - End Fund - E... |
|
|
CEV |
Eaton Vance California Muni... |
120 |
- |
$10.58 |
$518,000 |
48,596 |
0.16% |
50,000 |
-2,529 |
0.67 |
Closed - End Fund - Debt |
|
|
VBR |
Vanguard Small Cap Val VIPER |
127 |
- |
$190.17 |
$483,000 |
2,751 |
0.14% |
38,000 |
-38 |
0.002 |
Closed - End Fund - E... |
|
|
CME |
CME Group Inc |
129 |
- |
$210.80 |
$470,000 |
2,268 |
0.14% |
-21,000 |
-182 |
0.001 |
Business Services |
|
|
ARKK |
Ark Innovation ETF |
131 |
- |
$45.12 |
$461,000 |
9,622 |
0.14% |
77,000 |
-48 |
0.009 |
N/A |
|
|
VCV |
Invesco Van Kampen Cali Va |
137 |
- |
$9.75 |
$419,000 |
43,217 |
0.13% |
36,000 |
-2,178 |
0.09 |
Closed - End Fund - Debt |
|
|
DIA |
Diamonds Trust |
140 |
- |
$395.58 |
$408,000 |
1,065 |
0.12% |
36,000 |
-46 |
0.001 |
Closed - End Fund - E... |
|
|
FEZ |
StreetTracks DJ Euro Stoxx50 |
144 |
- |
$53.45 |
$374,000 |
7,802 |
0.11% |
-21,000 |
-1,600 |
0.017 |
Closed - End Fund - E... |
|
|
PCK |
Pimco California Municipal ... |
151 |
- |
$5.79 |
$347,000 |
60,413 |
0.1% |
-5,000 |
-9,744 |
0.191 |
Closed - End Fund - F... |
|
|
IJH |
iShares S&P MidCap 400 Index |
157 |
- |
$60.31 |
$323,000 |
1,169 |
0.1% |
22,000 |
-39 |
0.001 |
Closed - End Fund - E... |
|
|
MUC |
Blackrock Muniholdings Cali... |
163 |
- |
$10.87 |
$307,000 |
27,668 |
0.09% |
30,000 |
-1,303 |
0.067 |
Closed - End Fund - Debt |
|
|
MOAT |
VANECK VECTORS ETF TR |
167 |
- |
$53.88 |
$302,000 |
3,563 |
0.09% |
30,000 |
-25 |
0 |
N/A |
|
|
QQQ |
Invesco QQQ Trust Series I |
171 |
- |
$445.93 |
$295,000 |
689 |
0.09% |
-87,000 |
-378 |
0 |
Closed - End Fund - Debt |
|
|
AGG |
iShares Barclays Agency Bond |
180 |
- |
$96.55 |
$264,000 |
2,726 |
0.08% |
-121,000 |
-1,365 |
0 |
Closed - End Fund - E... |
|
|
SHM |
Spdr Brcly Cap Shrt Trm Mu |
181 |
- |
$47.26 |
$256,000 |
5,390 |
0.08% |
-86,000 |
-2,000 |
0.005 |
Closed - End Fund - E... |
|
|
MUB |
iShares S&P National Munici... |
199 |
- |
$106.86 |
$214,000 |
1,990 |
0.06% |
-2,000 |
-112 |
0 |
Closed - End Fund - E... |
|
|
VHT |
Vanguard Health Care Vipers |
206 |
- |
$263.28 |
$204,000 |
782 |
0.06% |
-229,000 |
-1,060 |
0.001 |
Closed - End Fund - E... |
|
|
NEA |
Nuveen Insured Tax Free Adv... |
210 |
- |
$10.86 |
$188,000 |
17,247 |
0.06% |
3,000 |
-1,850 |
0.008 |
Closed - End Fund - Debt |
|
|
ICLN |
iShares S&P Global Clean En... |
212 |
- |
$14.11 |
$160,000 |
11,330 |
0.05% |
-17,000 |
-744 |
0.01 |
Closed - End Fund - Debt |
|
|
MYI |
Blackrock Muniyield Insured... |
213 |
- |
$11.12 |
$156,000 |
13,880 |
0.05% |
6,000 |
-1,821 |
0.02 |
Closed - End Fund - Debt |
|
|
SOFI |
SoFi Technologies, Inc |
215 |
- |
$7.47 |
$127,000 |
15,788 |
0.04% |
1,000 |
-34 |
0.012 |
N/A |
|
