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| Name: |
FIRST ALLIED ADVISORY SERVICES, INC. |
| City: |
CHESTERFIELD |
| State: |
MO |
| Zip: |
630176032 |
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| Holdings
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65 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
MEAR |
Ishares Short Maturity Muni... |
1205 |
Closed |
$0.00 |
$0 |
0 |
0% |
-860,000 |
-17,141 |
0 |
N/A |
|
|
HUN |
Huntsman Corporation |
1237 |
Closed |
$23.99 |
$0 |
0 |
0% |
-192,000 |
-10,709 |
0 |
Synthetics |
|
|
RMT |
Royce Micro-Cap Trust Inc |
1191 |
Closed |
$8.89 |
$0 |
0 |
0% |
-2,772,000 |
-385,059 |
0 |
Closed - End Fund - E... |
|
|
CPE |
Callon Petroleum Co |
1224 |
Closed |
$35.76 |
$0 |
0 |
0% |
-31,000 |
-27,000 |
0 |
Independent Oil & Gas |
|
|
RWT |
Redwood Trust Inc |
1178 |
Closed |
$5.72 |
$0 |
0 |
0% |
-82,000 |
-11,750 |
0 |
REIT - Diversified |
|
|
PAGP |
Plains Gp Holdings Lp |
1211 |
Closed |
$18.76 |
$0 |
0 |
0% |
-100,000 |
-11,254 |
0 |
Oil & Gas Pipelines &... |
|
|
EXEL |
Exelixis Inc |
1197 |
Closed |
$23.70 |
$0 |
0 |
0% |
-1,074,000 |
-45,226 |
0 |
Research Services |
|
|
NOMD |
Nomad Foods Ltd |
1230 |
Closed |
$18.69 |
$0 |
0 |
0% |
-315,000 |
-14,697 |
0 |
N/A |
|
|
NMZ |
Nuveen Municipal High Incom... |
1184 |
Closed |
$10.25 |
$0 |
0 |
0% |
-137,000 |
-10,379 |
0 |
Closed - End Fund - Debt |
|
|
CMRE |
Costamare Inc |
1217 |
Closed |
$11.78 |
$0 |
0 |
0% |
-57,000 |
-10,269 |
0 |
AirDelivery & Freight... |
|
|
PXD |
Pioneer Natural Resources Co |
1204 |
Closed |
$275.32 |
$0 |
0 |
0% |
-219,000 |
-2,240 |
0 |
Independent Oil & Gas |
|
|
AMLP |
Alerian MLP ETF |
1236 |
Closed |
$4.60 |
$0 |
0 |
0% |
-323,000 |
-13,079 |
0 |
Closed - End Fund - Debt |
|
|
SMFG |
Sumitomo Mitsui Financial G... |
1190 |
Closed |
$11.22 |
$0 |
0 |
0% |
-58,000 |
-10,369 |
0 |
Conglomerates |
|
|
IT |
Gartner Inc |
1223 |
Closed |
$448.78 |
$0 |
0 |
0% |
-223,000 |
-1,835 |
0 |
Management Services |
|
|
MTZ |
Mastec Inc |
1177 |
Closed |
$89.04 |
$0 |
0 |
0% |
-223,000 |
-4,964 |
0 |
Heavy Construction |
|
|
SGMO |
Sangamo Biosciences Inc |
1210 |
Closed |
$0.52 |
$0 |
0 |
0% |
-413,000 |
-46,100 |
0 |
Biotechnology |
|
|
MARB |
First Trust Merger Arbitrag... |
1196 |
Closed |
$0.00 |
$0 |
0 |
0% |
-200,000 |
-10,365 |
0 |
N/A |
|
|
GBAB |
Guggenheim Build America Bo... |
1229 |
Closed |
$15.58 |
$0 |
0 |
0% |
-207,000 |
-8,900 |
0 |
N/A |
|
|
AEM |
Agnico Eagle Mines Ltd (USA) |
1183 |
Closed |
$65.52 |
$0 |
0 |
0% |
-206,000 |
-3,218 |
0 |
Gold |
|
|
XOP |
SPDR S&P Oil & Gas Explorat... |
1216 |
Closed |
$157.02 |
$0 |
0 |
0% |
-374,000 |
-7,169 |
0 |
Closed - End Fund - E... |
|
|
IONS |
Ionis Pharmaceuticals Inc |
1202 |
Closed |
$41.59 |
$0 |
0 |
0% |
-204,000 |
-3,455 |
0 |
Drug Manufacturers - ... |
|
|
MSEX |
Middlesex Water Co |
1235 |
Closed |
$49.18 |
$0 |
0 |
0% |
-429,000 |
-6,380 |
0 |
Water Utilities |
|
|
BMRN |
Biomarin Pharmaceutical Inc |
1189 |
Closed |
$88.63 |
$0 |
0 |
0% |
-229,000 |
-1,854 |
0 |
Drug Manufacturers - ... |
|
|
NLOK |
Nortonlifelock Ord Shs |
1222 |
Closed |
$0.00 |
$0 |
0 |
0% |
-208,000 |
-10,493 |
0 |
N/A |
|
|
PJP |
Invesco Dynamic Pharmaceuti... |
1176 |
Closed |
$76.40 |
$0 |
0 |
0% |
-220,000 |
-3,402 |
0 |
Closed - End Fund - Debt |
|
|
ARWR |
Arrowhead Pharmaceuticals Inc |
1209 |
Closed |
$22.12 |
$0 |
0 |
0% |
-3,463,000 |
-80,175 |
0 |
Business Services |
|
|
ONEM |
1life Healthcare Inc |
1241 |
Closed |
$16.47 |
$0 |
0 |
0% |
-336,000 |
-9,238 |
0 |
N/A |
|
|
LEO |
Dreyfus Strategic Municipal... |
1195 |
Closed |
$8.14 |
$0 |
0 |
0% |
-84,000 |
-10,768 |
0 |
Closed - End Fund - Debt |
|
|
IDV |
iShares Dow Jones EPAC Sele... |
1228 |
Closed |
$0.00 |
$0 |
0 |
0% |
-362,000 |
-14,404 |
0 |
Closed - End Fund - E... |
|
|
FDUS |
Fidus Investment Corp |
1182 |
Closed |
$20.41 |
$0 |
0 |
0% |
-113,000 |
-12,420 |
0 |
N/A |
|
|
PGF |
Invesco Financial Preferred... |
1215 |
Closed |
$14.57 |
$0 |
0 |
0% |
-258,000 |
-14,436 |
0 |
Closed - End Fund - E... |
|
|
OI |
O-I Glass Inc |
1201 |
Closed |
$15.07 |
$0 |
0 |
0% |
-98,000 |
-10,891 |
0 |
Packaging & Containers |
|
|
L |
Loews Corp |
1234 |
Closed |
$75.46 |
$0 |
0 |
0% |
-233,000 |
-6,804 |
0 |
Property & Casualty I... |
|
|
INGR |
Ingredion Incorporated |
1188 |
Closed |
$113.29 |
$0 |
0 |
0% |
-247,000 |
-2,972 |
0 |
Processed & Packaged ... |
|
|
BTAL |
AGFiQ U.S. Market Neutral A... |
1221 |
Closed |
$18.76 |
$0 |
0 |
0% |
-8,339,000 |
-342,618 |
0 |
N/A |
|
|
DOX |
Amdocs Limited |
1208 |
Closed |
$84.98 |
$0 |
0 |
0% |
-204,000 |
-3,358 |
0 |
Business Software & S... |
|
|
JBLU |
JetBlue Airways Corp |
1240 |
Closed |
$5.78 |
$0 |
0 |
0% |
-135,000 |
-12,350 |
0 |
Regional Airlines |
|
|
POCT |
Innovator S&p 500 Power Buf... |
1194 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,358,000 |
-53,939 |
0 |
N/A |
|
|
RPM |
RPM International Inc |
1227 |
Closed |
$107.38 |
$0 |
0 |
0% |
-369,000 |
-4,912 |
0 |
General Building Mate... |
|
|
DLB |
Dolby Laboratories Inc |
1181 |
Closed |
$79.20 |
$0 |
0 |
0% |
-206,000 |
-3,134 |
0 |
Electronic Equipment |
|
|
FE |
FirstEnergy Corp |
1214 |
Closed |
$38.13 |
$0 |
0 |
0% |
-208,000 |
-5,364 |
0 |
Electric Utilities |
|
|
RFV |
Invesco S&P Midcap 400 Pure... |
1200 |
Closed |
$111.84 |
$0 |
0 |
0% |
-260,000 |
-5,153 |
0 |
Closed - End Fund - E... |
|
|
JCAP |
Jernigan Capital, Inc. |
1233 |
Closed |
$17.22 |
$0 |
0 |
0% |
-287,000 |
-20,988 |
0 |
N/A |
|
|
HIX |
Western Asset High Income F... |
1187 |
Closed |
$4.35 |
$0 |
0 |
0% |
-342,000 |
-55,171 |
0 |
Closed - End Fund - Debt |
|
|
RFG |
Invesco S&P MidCap 400 Pure... |
1220 |
Closed |
$48.41 |
$0 |
0 |
0% |
-256,000 |
-1,700 |
0 |
Closed - End Fund - E... |
|
|
RDS.B |
Royal Dutch Shell Class B |
1207 |
Closed |
$51.06 |
$0 |
0 |
0% |
-314,000 |
-10,311 |
0 |
Integrated Oil & Gas |
|
|
PSL |
Invesco Dwa Consumer Staple... |
1239 |
Closed |
$94.19 |
$0 |
0 |
0% |
-277,000 |
-4,255 |
0 |
N/A |
|
|
AMJ |
Jpmorgan Alerian Mlp Index Etn |
1193 |
Closed |
$28.45 |
$0 |
0 |
0% |
-133,000 |
-10,095 |
0 |
N/A |
|
|
STWD |
Starwood Property Trust, Inc. |
1226 |
Closed |
$19.50 |
$0 |
0 |
0% |
-150,000 |
-10,008 |
0 |
Property Management |
|
|
SFM |
Sprouts Farmers Market, Inc. |
1180 |
Closed |
$66.98 |
$0 |
0 |
0% |
-392,000 |
-15,314 |
0 |
N/A |
|
|
GRX |
Gabelli Healthcare & Wellne... |
1213 |
Closed |
$9.43 |
$0 |
0 |
0% |
-4,982,000 |
-496,238 |
0 |
N/A |
|
|
NRO |
Neuberger Berman Real Estat... |
1199 |
Closed |
$3.16 |
$0 |
0 |
0% |
-139,000 |
-38,426 |
0 |
Closed - End Fund - Debt |
|
|
FANG |
Diamondback Energy, Inc. |
1232 |
Closed |
$207.76 |
$0 |
0 |
0% |
-232,000 |
-5,539 |
0 |
Independent Oil & Gas |
|
|
SRPT |
Sarepta Therapeutics Inc |
1186 |
Closed |
$128.77 |
$0 |
0 |
0% |
-207,000 |
-1,293 |
0 |
Drug Manufacturers - ... |
|
|
NAT |
Nordic American Tanker Ship... |
1219 |
Closed |
$3.97 |
$0 |
0 |
0% |
-42,000 |
-10,450 |
0 |
Water Transportation |
|
|
GDV |
Gabelli Dividend & Income T... |
1206 |
Closed |
$22.00 |
$0 |
0 |
0% |
-193,000 |
-10,962 |
0 |
Closed - End Fund - Debt |
|
|
OAS |
Oasis Petroleum Inc. |
1238 |
Closed |
$185.58 |
$0 |
0 |
0% |
-23,000 |
-30,000 |
0 |
Oil & Gas Drilling & ... |
|
|
PDCE |
PDC Energy Inc |
1192 |
Closed |
$73.85 |
$0 |
0 |
0% |
-274,000 |
-22,000 |
0 |
Independent Oil & Gas |
|
|
MNST |
Monster Beverage Corporation |
1225 |
Closed |
$53.37 |
$0 |
0 |
0% |
-540,000 |
-7,797 |
0 |
Beverage Soft Drinks... |
|
|
GBIL |
Goldman Sachs Treasuryacces... |
1179 |
Closed |
$100.08 |
$0 |
0 |
0% |
-1,416,000 |
-14,090 |
0 |
N/A |
|
|
RE |
Everest Re Group Ltd |
1212 |
Closed |
$364.70 |
$0 |
0 |
0% |
-200,000 |
-968 |
0 |
Life & Health Insurance |
|
|
RODM |
Lattice Developed Markets E... |
1198 |
Closed |
$27.53 |
$0 |
0 |
0% |
-219,000 |
-8,890 |
0 |
N/A |
|
|
DNLI |
Denali Therapeutics Inc. |
1231 |
Closed |
$15.43 |
$0 |
0 |
0% |
-531,000 |
-21,950 |
0 |
N/A |
|
|
EIX |
Edison International |
1185 |
Closed |
$70.14 |
$0 |
0 |
0% |
-261,000 |
-4,805 |
0 |
Electric Utilities |
|
|
AGEN |
Antigenics Inc |
1218 |
Closed |
$0.44 |
$0 |
0 |
0% |
-138,000 |
-35,000 |
0 |
Biotechnology |
|
