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  Name: Sigma Planning Corp
  City: ANN ARBOR
  State: MI
  Zip: 48103
   
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Portfolio Summary View Filing
  Filing Report Date : 2023-12-31
  Total Value : $1,277,801,000
  Total Value Change : $-1,389,307,000
  Securities Held Change : -347
   
All Securities Held : 838
  New Positions : 28
  Closed Positions : 374
  Increased Positions : 34
  Unchanged Positions : 3
  Decreased Positions : 773

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Holdings Found : 26     View All Holdings Currently Viewing:  New Positions     Page 1 of 1
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Ticker Company Name Position
Rank
New/Closed
Postion
Last
Close
    Value Shares Held
% of
Portfolio
Value
Change
Change In
Shares Held
   % of Company    Industry
   (FDEC)1 Year Chart         FDEC Ft Cboe Vest Us Equity Buff... 12 New $0.00 $14,224,000 364,811 1.11% 14,224,000 364,811 4.053    N/A
   (CFT)1 Year Chart         CFT iShares Barclays Credit Bond 55 New $49.87 $4,350,000 84,865 0.34% 4,350,000 84,865 0.068    Closed - End Fund - E...
   (CIU)1 Year Chart         CIU iShares Barclays Intermedia... 61 New $50.82 $4,007,000 77,055 0.31% 4,007,000 77,055 0.012    Closed - End Fund - E...
   (POCT)1 Year Chart         POCT Innovator S&p 500 Power Buf... 145 New $0.00 $1,870,000 51,764 0.15% 1,870,000 51,764 0.058    N/A
   (EXPE)1 Year Chart         EXPE Expedia Inc 153 New $115.33 $1,782,000 11,737 0.14% 1,782,000 11,737 0.008    Internet Service Prov...
   (AJG)1 Year Chart         AJG Arthur J Gallagher & Co 167 New $238.72 $1,677,000 7,457 0.13% 1,677,000 7,457 0.003    Insurance Brokers
   (BSCR)1 Year Chart         BSCR Invesco Bulletshares 2027 C... 220 New $0.00 $1,251,000 64,292 0.1% 1,251,000 64,292 0.056    N/A
   (PATH)1 Year Chart         PATH Uipath, Inc. 312 New $19.48 $809,000 32,550 0.06% 809,000 32,550 0.008    N/A
   (RDVI)1 Year Chart         RDVI Ft Cboe Vest Rising Dividen... 332 New $0.00 $741,000 32,112 0.06% 741,000 32,112 0.036    N/A
   (NOCT)1 Year Chart         NOCT Innovator Nasdaq-100 Power ... 398 New $0.00 $604,000 13,197 0.05% 604,000 13,197 0.147    N/A
   (AOR)1 Year Chart         AOR iShares Core Growth Allocat... 523 New $54.74 $404,000 7,597 0.03% 404,000 7,597 0.026    Closed - End Fund - Debt
   (HES)1 Year Chart         HES Hess Corporation 617 New $158.86 $295,000 2,048 0.02% 295,000 2,048 0.254    Oil & Gas Refining, P...
   (WFTLF)1 Year Chart         WFTLF Weatherford International Plc 626 New $122.60 $288,000 2,943 0.02% 288,000 2,943 0    Oil & Gas Equipment &...
   (FLTR)1 Year Chart         FLTR Vaneck Vectors Investment G... 629 New $25.39 $287,000 11,420 0.02% 287,000 11,420 0    N/A
   (CPB)1 Year Chart         CPB Campbell Soup Co 649 New $44.88 $275,000 6,363 0.02% 275,000 6,363 0    Food - Major Diversified
   (XNOV)1 Year Chart         XNOV Ft Vest Us Equity Enh & Mod... New $0.00 $248,000 7,906 0.02% 248,000 7,906 0.088    N/A
   (S)1 Year Chart         S Sentinelone, Inc. 705 New $21.25 $236,000 8,600 0.02% 236,000 8,600 0    N/A
   (JQUA)1 Year Chart         JQUA Jpmorgan Us Quality Factor Etf 709 New $0.00 $234,000 4,885 0.02% 234,000 4,885 0.005    N/A
   (PNOV)1 Year Chart         PNOV Innovator S&p 500 Power Buf... 757 New $0.00 $211,000 6,133 0.02% 211,000 6,133 0    N/A
   (UTL)1 Year Chart         UTL Unitil Corp 761 New $52.63 $208,000 3,956 0.02% 208,000 3,956 0.197    Multi Utilities
   (PR)1 Year Chart         PR Permian Resources Corp 780 New $16.93 $184,000 13,560 0.01% 184,000 13,560 0.004    N/A
   (FEI)1 Year Chart         FEI First Trust Mlp & Energy In... 798 New $9.83 $107,000 12,466 0.01% 107,000 12,466 0.027    N/A
   (PDM)1 Year Chart         PDM Piedmont Office Realty Trus... 808 New $6.91 $71,000 10,000 0.01% 71,000 10,000 0.008    REIT - Office
   (CGTX)1 Year Chart         CGTX Cognition Therapeutics Inc 814 New $0.00 $53,000 28,550 0% 53,000 28,550 0.14    N/A
   (ALRN)1 Year Chart         ALRN Aileron Therapeutics Inc 818 New $3.76 $51,000 16,580 0% 51,000 16,580 0    N/A
   (ACXP)1 Year Chart         ACXP Acurx Pharmaceuticals, Inc. 822 New $0.00 $38,000 10,000 0% 38,000 10,000 0.099    N/A

      26 Records Found
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