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| Name: |
AE Wealth Management LLC |
| City: |
TOPEKA |
| State: |
KS |
| Zip: |
66614 |
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data |
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| Holdings
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27 |
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Menu
 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
NATH |
Nathans Famous Inc |
1198 |
- |
$66.83 |
$873,000 |
12,002 |
0% |
25,000 |
0 |
0.287 |
Restaurants |
|
|
GFEB |
Ft Cboe Vest Us Equity Mode... |
1609 |
- |
$0.00 |
$354,000 |
10,616 |
0% |
27,000 |
0 |
0 |
N/A |
|
|
ERIE |
Erie Indemnity Co |
1642 |
- |
$405.44 |
$334,000 |
968 |
0% |
50,000 |
0 |
0.191 |
Property & Casualty I... |
|
|
GMAR |
Ft Cboe Vest Us Equity Mode... |
1689 |
- |
$0.00 |
$299,000 |
8,891 |
0% |
17,000 |
0 |
0 |
N/A |
|
|
CLMT |
Calumet Specialty Products ... |
1813 |
- |
$16.31 |
$234,000 |
14,622 |
0% |
-45,000 |
0 |
0 |
Oil & Gas Refining, P... |
|
|
XBJL |
Innovator Us Eqty Accelerat... |
1837 |
- |
$0.00 |
$221,000 |
7,145 |
0% |
18,000 |
0 |
0 |
N/A |
|
|
RMM |
Rivernorth Managed Duration... |
1870 |
- |
$15.00 |
$204,000 |
13,855 |
0% |
14,000 |
0 |
0.18 |
N/A |
|
|
FTF |
Franklin Templeton Limited ... |
1910 |
- |
$6.16 |
$137,000 |
21,819 |
0% |
4,000 |
0 |
0.081 |
Closed - End Fund - Debt |
|
|
AEG |
AEGON N.V. (ADR) |
1913 |
- |
$4.80 |
$125,000 |
20,737 |
0% |
25,000 |
0 |
0.015 |
Life & Health Insurance |
|
|
PRPL |
Purple Innovation Inc |
1926 |
- |
$1.68 |
$105,000 |
100,000 |
0% |
-66,000 |
0 |
0 |
N/A |
|
|
NEOV |
Neovolta Inc. |
1933 |
- |
$0.00 |
$95,000 |
61,197 |
0% |
-57,000 |
0 |
0.187 |
N/A |
|
|
CLNN |
Clene Inc. |
1937 |
- |
$0.39 |
$91,000 |
172,528 |
0% |
5,000 |
0 |
0.29 |
N/A |
|
|
IPWR |
Ideal Power Inc. |
1950 |
- |
$0.28 |
$74,000 |
10,530 |
0% |
-28,000 |
0 |
0 |
N/A |
|
|
PMM |
Putnam Managed Municipal In... |
1953 |
- |
$5.99 |
$72,000 |
11,935 |
0% |
7,000 |
0 |
0.022 |
Closed - End Fund - Debt |
|
|
OIA |
Invesco Muni Income Opp Tr |
1959 |
- |
$6.26 |
$63,000 |
10,151 |
0% |
4,000 |
0 |
0.021 |
Closed - End Fund - Debt |
|
|
GALT |
Galectin Therapeutics Inc |
1974 |
- |
$3.35 |
$46,000 |
26,841 |
0% |
-6,000 |
0 |
0 |
Drugs - Generic |
|
|
EQX |
Equinox Gold Ord Shs |
1976 |
- |
$0.00 |
$44,000 |
10,077 |
0% |
1,000 |
0 |
0.004 |
N/A |
|
|
BTCY |
Biotricity Inc. |
1979 |
- |
$0.64 |
$37,000 |
41,684 |
0% |
-52,000 |
0 |
0.09 |
N/A |
|
|
FTHM |
Fathom Holdings Inc. |
1983 |
- |
$0.00 |
$34,000 |
12,472 |
0% |
-17,000 |
0 |
0.091 |
N/A |
|
|
PAYS |
Paysign, Inc |
1989 |
- |
$4.67 |
$31,000 |
10,000 |
0% |
11,000 |
0 |
0 |
N/A |
|
|
ENZ |
Enzo Biochem Inc |
1991 |
- |
$1.09 |
$26,000 |
20,000 |
0% |
-2,000 |
0 |
0.042 |
Medical Laboratories ... |
|
|
BEAT |
Heartbeam Ord Shs |
1993 |
- |
$0.00 |
$24,000 |
12,983 |
0% |
-4,000 |
0 |
0.144 |
N/A |
|
|
DYAI |
Dyadic International Inc |
1996 |
- |
$1.41 |
$22,000 |
15,956 |
0% |
-9,000 |
0 |
0.067 |
Synthetics |
|
|
LCTX |
Lineage Cell Therapeutics O... |
2003 |
- |
$0.92 |
$17,000 |
15,543 |
0% |
-1,000 |
0 |
0 |
Biotechnology |
|
|
BSGM |
Biosig Technologies, Inc. |
2018 |
- |
$0.16 |
$6,000 |
26,700 |
0% |
-7,000 |
0 |
0 |
N/A |
|
|
LLNW |
Limelight Networks Inc |
2020 |
- |
$0.22 |
$6,000 |
23,831 |
0% |
-14,000 |
0 |
0.019 |
Business Services |
|
|
LEV.WS |
Lion Electric Equity Warran... |
2025 |
- |
$0.00 |
$1,000 |
10,300 |
0% |
-1,000 |
0 |
0.011 |
N/A |
|
