PenderFund Capital Management Ltd. : Portfolio Holdings

Portfolio Summary	View Filing
Filing Report Date :	2023-12-31
Total Value :	$190,027,000
Total Value Change :	$-23,586,000
Securities Held Change :	-6

All Securities Held :	98
New Positions :	48
Closed Positions :	53
Increased Positions :	13
Unchanged Positions :	24
Decreased Positions :	13

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Holdings Found : 47		View All Holdings	Currently Viewing: New Positions				Page 1 of 1

Menu	Ticker	Company Name	Position Rank	New/Closed Postion	Last Close	Value	Shares Held	% of Portfolio	Value Change	Change In Shares Held	% of Company	Industry
	NWLI	National Western Life Insur...	23	New	$490.19	$1,152,000	1,800	0.61%	1,152,000	1,800	0.052	Life & Health Insurance
	IMGN	Immunogen Inc	26	New	$31.23	$1,084,000	27,580	0.57%	1,084,000	27,580	0.012	Drug Manufacturers - ...
	VERY	Vericity, Inc.	27	New	$0.00	$1,037,000	69,985	0.55%	1,037,000	69,985	0.47	N/A
	CHS	Chicos Fas Inc	28	New	$7.59	$1,030,000	102,590	0.54%	1,030,000	102,590	0.086	Apparel Stores
	AYX	Alteryx Inc	29	New	$48.26	$900,000	14,400	0.47%	900,000	14,400	0.027	N/A
	KRTX	Karuna Therapeutics, Inc.	31	New	$0.00	$797,000	1,900	0.42%	797,000	1,900	0.005	N/A
	HOLI	Hollysys Automation Technol...	32	New	$23.52	$796,000	22,800	0.42%	796,000	22,800	0.038	Industrial Electrical...
	ROVR	Rover Group Ord Shs Class A	37	New	$10.99	$748,000	51,900	0.39%	748,000	51,900	0.03	N/A
	BATL	Battalion Oil Corp	40	New	$5.66	$656,000	51,500	0.35%	656,000	51,500	0.317	Oil & Gas Drilling & ...
	GAN	Gan Ltd	41	New	$0.00	$639,000	305,004	0.34%	639,000	305,004	1.054	N/A
	SP	SP Plus Corp	42	New	$51.53	$632,000	9,300	0.33%	632,000	9,300	0.04	Consumer Services
	CSTR	Capstar Financial Holdings,...	46	New	$20.10	$549,000	22,126	0.29%	549,000	22,126	0.101	N/A
	CERE	Cerevel Therapeutics Holdin...	47	New	$42.06	$528,000	9,400	0.28%	528,000	9,400	0.006	N/A
	OLK	Olink Holding Ab Publ Adr	48	New	$0.00	$521,000	15,620	0.27%	521,000	15,620	0.013	N/A
	CNSL	Consolidated Communications...	49	New	$4.29	$514,000	89,200	0.27%	514,000	89,200	0.218	Telecom Services - Do...
	ORTX	Orchard Therapeutics Plc	50	New	$0.00	$514,000	23,580	0.27%	514,000	23,580	0	N/A
	MRTX	Mirati Therapeutics, Inc.	51	New	$58.70	$511,000	6,570	0.27%	511,000	6,570	0.01	Biotechnology
	FRLN	Freeline Therapeutics Hldgs	52	New	$0.00	$509,000	60,401	0.27%	509,000	60,401	0.097	N/A
	DMYY	Dmy Squared Technology Grou...	54	New	$10.64	$490,000	34,900	0.26%	490,000	34,900	0.552	N/A
	DSKE	Daseke Inc	57	New	$8.29	$463,000	43,144	0.24%	463,000	43,144	0.066	N/A
	ESMT	Engagesmart, Inc.	59	New	$23.05	$430,000	14,173	0.23%	430,000	14,173	0.009	N/A
	FIAC	Focus Impact Acquisition Corp.	61	New	$0.00	$364,000	25,100	0.19%	364,000	25,100	0.109	N/A
	GHIX	Gores Holdings Ix, Inc.	62	New	$0.00	$359,000	25,800	0.19%	359,000	25,800	0.049	N/A
	GRCL	Gracell Biotechnologies Adr...	64	New	$0.00	$300,000	22,570	0.16%	300,000	22,570	0.034	N/A
	ICVX	Icosavax, Inc.	65	New	$0.00	$280,000	13,388	0.15%	280,000	13,388	0.034	N/A
	NVAC	Northview Acquisition Corp	66	New	$0.00	$246,000	16,600	0.13%	246,000	16,600	0.069	N/A
	MSSA	Metal Sky Star Acquisition ...	67	New	$11.42	$239,000	16,500	0.13%	239,000	16,500	0.112	N/A
	EGLE	Eagle Bulk Shipping Inc	68	New	$62.60	$213,000	2,900	0.11%	213,000	2,900	0.023	Water Transportation
	TGH	Textainer Group Holdings Li...	69	New	$49.99	$182,000	2,790	0.1%	182,000	2,790	0.005	Business Services
	CCLP	CSI Compressco LP	70	New	$2.42	$179,000	82,906	0.09%	179,000	82,906	0.175	Oil & Gas Equipment &...
	ICLK	Iclick Interactive Asia Gro...	71	New	$0.00	$158,000	31,200	0.08%	158,000	31,200	0.347	N/A
	RYZB	Rayzebio, Inc.	72	New	$62.49	$148,000	1,800	0.08%	148,000	1,800	0.003	N/A
	PGTI	Pgt, Inc.	73	New	$41.99	$129,000	2,400	0.07%	129,000	2,400	0.004	General Building Mate...
	TARO	Taro Pharmaceutical Industr...	74	New	$42.28	$122,000	2,200	0.06%	122,000	2,200	0.006	Drug Manufacturers - ...
	IMAQ	International Media Acquisi...	75	New	$11.71	$112,000	7,448	0.06%	112,000	7,448	0.031	N/A
	RAIN	Rain Therapeutics Inc.	77	New	$0.00	$61,000	38,650	0.03%	61,000	38,650	0.146	N/A
	HA	Hawaiian Holdings Inc	79	New	$13.14	$49,000	2,600	0.03%	49,000	2,600	0.005	Regional Airlines
	EAR	Eargo, Inc.	80	New	$0.00	$44,000	12,807	0.02%	44,000	12,807	0.034	N/A
	SGML	Sigma Lithium Ord Shs	81	New	$17.20	$42,000	1,000	0.02%	42,000	1,000	0.001	N/A
	BRAG	Bragg Gaming Group Ord Shs	82	New	$0.00	$33,000	4,800	0.02%	33,000	4,800	0.024	N/A
	DUET	Duet Acquisition Corp.	86	New	$0.00	$4,000	305	0%	4,000	305	0.003	N/A
	SHAP	Spree Acquisition 1 Ord Shs...	87	New	$0.00	$3,000	200	0%	3,000	200	0.001	N/A
	PBAX	Phoenix Biotech Acquisition...	89	New	$0.00	$1,000	100	0%	1,000	100	0	N/A
	APTM	Alpha Partners Technology M...	88	New	$0.00	$1,000	56	0%	1,000	56	0.001	N/A
	BANC	First Pactrust Bancorp Inc	105	New	$14.91	$0	3	0%	0	3	0	Domestic Regional Banks
	GIA	Gigcapital 5 Ord Shs	92	New	$0.00	$0	4	0%	0	4	0	N/A
	TMKR	Tastemaker Acquisition Ord ...	117	New	$0.00	$0	8	0%	0	8	0	N/A

47 Records Found

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