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| Name: |
Round Rock Advisors LLC |
| City: |
WILTON |
| State: |
CT |
| Zip: |
06897 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
QQQ |
Invesco QQQ Trust Series I |
2 |
- |
$441.02 |
$31,039,000 |
69,907 |
7.44% |
2,087,000 |
-790 |
0.015 |
Closed - End Fund - Debt |
|
|
VO |
Vanguard Mid Cap VIPERS |
3 |
- |
$245.41 |
$22,163,000 |
88,700 |
5.31% |
1,045,000 |
-2,075 |
0.045 |
Closed - End Fund - E... |
|
|
SMH |
Vaneck Vectors Semiconducto... |
5 |
- |
$208.63 |
$18,333,000 |
81,485 |
4.39% |
3,466,000 |
-3,532 |
0.091 |
N/A |
|
|
AAPL |
Apple Inc |
6 |
- |
$184.57 |
$16,147,000 |
94,160 |
3.87% |
-3,112,000 |
-5,871 |
0.001 |
Personal Computers |
|
|
MSFT |
Microsoft Corp |
7 |
- |
$412.32 |
$15,097,000 |
35,884 |
3.62% |
227,000 |
-3,661 |
0 |
Application Software |
|
|
XLK |
SPDR Technology Sector |
13 |
- |
$204.78 |
$7,141,000 |
34,289 |
1.71% |
-107,000 |
-3,366 |
0.011 |
Closed - End Fund - E... |
|
|
GOOG |
Alphabet Inc |
14 |
- |
$171.58 |
$6,544,000 |
42,978 |
1.57% |
-1,028,000 |
-10,749 |
0.001 |
Search Engines & Info... |
|
|
SPY |
Standard & Poors Depository... |
17 |
- |
$520.17 |
$5,134,000 |
9,814 |
1.23% |
409,000 |
-128 |
0 |
Closed - End Fund - E... |
|
|
UNH |
Unitedhealth Group Inc |
18 |
- |
$507.03 |
$5,061,000 |
10,231 |
1.21% |
-1,211,000 |
-1,683 |
0.001 |
Health Care Plans |
|
|
USMV |
iShares MSCI USA Minimum Vo... |
19 |
- |
$0.00 |
$4,490,000 |
53,721 |
1.08% |
125,000 |
-2,214 |
0.001 |
N/A |
|
|
ABBV |
Abbvie Inc. |
23 |
- |
$160.40 |
$3,638,000 |
19,978 |
0.87% |
-13,000 |
-3,580 |
0.001 |
Drug Manufacturers - ... |
|
|
ANTM |
Anthem Inc |
24 |
- |
$538.58 |
$3,578,000 |
6,900 |
0.86% |
-465,000 |
-1,674 |
0.003 |
N/A |
|
|
VCSH |
Vanguard Scottsdale Funds |
25 |
- |
$76.95 |
$2,853,000 |
36,903 |
0.68% |
-425,000 |
-5,467 |
0.009 |
N/A |
|
|
JEPI |
Jpmorgan Equity Premium Inc... |
26 |
- |
$0.00 |
$2,831,000 |
48,935 |
0.68% |
-25,000 |
-3,004 |
0.005 |
N/A |
|
|
CVX |
Chevron Corp |
27 |
- |
$165.45 |
$2,796,000 |
17,727 |
0.67% |
-436,000 |
-3,940 |
0.001 |
Integrated Oil & Gas |
|
|
HON |
Honeywell International Inc |
29 |
- |
$200.63 |
$2,786,000 |
13,576 |
0.67% |
-598,000 |
-2,561 |
0 |
Conglomerates |
|
|
ICE |
Intercontinental Exchange Inc |
28 |
- |
$134.95 |
$2,786,000 |
20,273 |
0.67% |
-721,000 |
-7,033 |
0.006 |
Business Services |
|
|
CVS |
CVS/Caremark Corp |
30 |
- |
$55.68 |
$2,756,000 |
34,552 |
0.66% |
-433,000 |
-5,838 |
0.003 |
Drug Stores |
|
|
APD |
Air Products & Chemicals Inc |
32 |
- |
$250.61 |
$2,716,000 |
11,212 |
0.65% |
-1,232,000 |
-3,208 |
0.005 |
Diversified Chemicals |
|
|
STZ |
Constellation Brands Inc |
34 |
- |
$260.70 |
$2,639,000 |
9,711 |
0.63% |
-305,000 |
-2,466 |
0.006 |
Beverage - Wineries &... |
|
|
QQQM |
Invesco Nasdaq 100 Etf |
36 |
- |
$0.00 |
$2,414,000 |
13,213 |
0.58% |
54,000 |
-791 |
0.015 |
N/A |
|
|
CB |
Chubb Ltd (ACE Ltd) |
37 |
- |
$254.04 |
$2,305,000 |
8,895 |
0.55% |
200,000 |
-420 |
0.002 |
Property & Casualty I... |
|
|
VIG |
Vanguard Dividend Appreciat... |
40 |
- |
$180.47 |
$2,219,000 |
12,151 |
0.53% |
130,000 |
-110 |
0.003 |
Closed - End Fund - Debt |
|
|
COF |
Capital One Financial Corp |
41 |
- |
$142.49 |
$2,168,000 |
14,563 |
0.52% |
-40,000 |
-2,277 |
0.003 |
Credit Services |
|
|
EFAV |
Ishares Msci Eafe Minimum V... |
42 |
- |
$0.00 |
$2,110,000 |
29,774 |
0.51% |
-71,000 |
-1,675 |
0.02 |
N/A |
|
|
VTIP |
Vanguard Short Term Inflati... |
43 |
- |
$48.09 |
$2,056,000 |
42,935 |
0.49% |
-382,000 |
-8,398 |
0.002 |
N/A |
|
|
HD |
Home Depot Inc |
46 |
- |
$347.44 |
$1,955,000 |
5,097 |
0.47% |
107,000 |
-236 |
0 |
Home Improvement Stores |
|
|
WMB |
Williams Companies Inc |
50 |
- |
$39.58 |
$1,788,000 |
45,894 |
0.43% |
-512,000 |
-20,130 |
0.004 |
Oil & Gas Pipelines &... |
|
|
PEP |
Pepsico Inc |
52 |
- |
$178.06 |
$1,679,000 |
9,596 |
0.4% |
42,000 |
-40 |
0.001 |
Beverage Soft Drinks... |
|
|
VTV |
Vanguard Value VIPERS |
55 |
- |
$160.95 |
$1,518,000 |
9,321 |
0.36% |
-20,000 |
-968 |
0.002 |
Closed - End Fund - E... |
|
|
VIGI |
Vanguard International Divi... |
57 |
- |
$80.52 |
$1,479,000 |
18,139 |
0.35% |
-72,000 |
-1,411 |
0.04 |
N/A |
|
|
MRK |
Merck & Co Inc |
58 |
- |
$131.20 |
$1,359,000 |
10,299 |
0.33% |
180,000 |
-518 |
0 |
Drug Manufacturers - ... |
|
|
VB |
Vanguard Small Cap VIPERS |
66 |
- |
$223.42 |
$1,109,000 |
4,852 |
0.27% |
66,000 |
-36 |
0.003 |
Closed - End Fund - E... |
|
|
JNJ |
Johnson & Johnson |
67 |
- |
$149.85 |
$1,100,000 |
6,954 |
0.26% |
-6,000 |
-100 |
0 |
Drug Manufacturers - ... |
|
|
CZR |
Caesars Entertainment Inc |
70 |
- |
$37.30 |
$1,036,000 |
23,687 |
0.25% |
-549,000 |
-10,132 |
0.011 |
N/A |
|
|
JPM |
JP Morgan Chase & Co |
71 |
- |
$197.50 |
$1,026,000 |
5,123 |
0.25% |
-493,000 |
-3,807 |
0 |
Domestic Money Center... |
|
|
C |
Citigroup Inc |
72 |
- |
$63.32 |
$1,024,000 |
16,187 |
0.25% |
22,000 |
-3,286 |
0.001 |
Domestic Money Center... |
|
|
SPLV |
Powershares S&Amp;P 500 Low... |
73 |
- |
$65.23 |
$1,015,000 |
15,408 |
0.24% |
-243,000 |
-4,675 |
0.01 |
N/A |
|
|
VBR |
Vanguard Small Cap Val VIPER |
74 |
- |
$188.52 |
$992,000 |
5,170 |
0.24% |
28,000 |
-185 |
0.004 |
Closed - End Fund - E... |
|
|
IVOG |
Vanguard S&p Mid Cap 40... |
77 |
- |
$111.76 |
$940,000 |
8,286 |
0.23% |
119,000 |
-72 |
0.181 |
N/A |
|
|
IWW |
iShares Russell 3000 Value |
79 |
- |
$89.00 |
$915,000 |
10,121 |
0.22% |
11,000 |
-604 |
0.001 |
Closed - End Fund - E... |
|
|
CGXU |
Capital Group International... |
80 |
- |
$0.00 |
$913,000 |
35,434 |
0.22% |
-41,000 |
-4,530 |
0.039 |
N/A |
|
|
IGA |
Voya Global Advantage And P... |
84 |
- |
$8.85 |
$868,000 |
96,005 |
0.21% |
-72,000 |
-14,313 |
0.523 |
Closed - End Fund - E... |
|
|
JEPQ |
Jpmorgan Nasdaq Equity Prem... |
85 |
- |
$0.00 |
$858,000 |
15,818 |
0.21% |
42,000 |
-533 |
0.018 |
N/A |
|
|
IWP |
iShares Tr Russell MidCap Gr |
87 |
- |
$110.00 |
$787,000 |
6,895 |
0.19% |
65,000 |
-20 |
0.001 |
Closed - End Fund - E... |
|
|
DELL |
Dell Technologies Inc |
89 |
- |
$131.68 |
$761,000 |
6,670 |
0.18% |
-20,000 |
-3,541 |
0.003 |
N/A |
|
|
ANET |
Arista Networks, Inc. |
90 |
- |
$296.07 |
$760,000 |
2,620 |
0.18% |
49,000 |
-400 |
0.005 |
Diversified Computer ... |
|
|
WH |
Wyndham Hotels & Resorts, Inc. |
94 |
- |
$72.88 |
$737,000 |
9,604 |
0.18% |
-342,000 |
-3,812 |
0.01 |
N/A |
|
|
VUG |
Vanguard Growth VIPERS |
97 |
- |
$344.00 |
$696,000 |
2,022 |
0.17% |
-204,000 |
-874 |
0.001 |
Closed - End Fund - E... |
|
|
NFLX |
Netflix Inc |
99 |
- |
$612.09 |
$693,000 |
1,141 |
0.17% |
136,000 |
-2 |
0 |
Music & Video Stores |
|
|
VEA |
Vanguard Europe Pacific ETF |
100 |
- |
$49.56 |
$692,000 |
13,803 |
0.17% |
-53,000 |
-1,752 |
0.001 |
Closed - End Fund - F... |
|
|
GSIE |
Goldman Sachs Activebeta In... |
103 |
- |
$34.39 |
$664,000 |
19,373 |
0.16% |
6,000 |
-760 |
0.018 |
N/A |
|
|
IWM |
iShares Tr Russell 2000 Indx |
105 |
- |
$205.86 |
$631,000 |
3,002 |
0.15% |
-62,000 |
-452 |
0 |
Closed - End Fund - E... |
|
|
ESML |
iShares MSCI USA Sml-Cp ESG... |
107 |
- |
$0.00 |
$596,000 |
14,797 |
0.14% |
-27,000 |
-1,600 |
0.016 |
N/A |
|
|
PG |
Procter & Gamble Co |
109 |
- |
$166.04 |
$578,000 |
3,564 |
0.14% |
42,000 |
-95 |
0 |
Cleaning Products |
|
|
JMST |
Jpmorgan Ultra Short Munici... |
113 |
- |
$0.00 |
$553,000 |
10,893 |
0.13% |
-150,000 |
-2,959 |
0.003 |
N/A |
|
|
KO |
Coca-Cola Co |
114 |
- |
$62.88 |
$538,000 |
8,789 |
0.13% |
13,000 |
-118 |
0 |
Beverage Soft Drinks... |
|
|
MUB |
iShares S&P National Munici... |
120 |
- |
$107.05 |
$477,000 |
4,430 |
0.11% |
-22,000 |
-170 |
0 |
Closed - End Fund - E... |
|
|
EMNT |
Pimco Enhanced Short Maturi... |
126 |
- |
$0.00 |
$425,000 |
4,312 |
0.1% |
-3,000 |
-60 |
0.048 |
N/A |
|
|
VZ |
Verizon Communications Inc |
136 |
- |
$39.79 |
$377,000 |
8,987 |
0.09% |
32,000 |
-166 |
0 |
Telecom Services - Do... |
|
|
VOE |
Vanguard Mid-Cap Value ETF |
140 |
- |
$154.02 |
$357,000 |
2,289 |
0.09% |
22,000 |
-20 |
0.003 |
Closed - End Fund - E... |
|
|
REGN |
Regeneron Pharmaceuticals Inc |
143 |
- |
$968.00 |
$354,000 |
368 |
0.08% |
-50,000 |
-92 |
0 |
Biotechnology |
|
|
DOW |
DOW Inc |
148 |
- |
$59.45 |
$330,000 |
5,691 |
0.08% |
-3,000 |
-382 |
0.001 |
Diversified Chemicals |
|
|
DD |
DuPont de Nemours Inc |
149 |
- |
$78.80 |
$319,000 |
4,156 |
0.08% |
-124,000 |
-1,596 |
0.001 |
Diversified Chemicals |
|
|
RNP |
Cohen & Steers Reit & Prefe... |
151 |
- |
$20.31 |
$302,000 |
14,365 |
0.07% |
-112,000 |
-6,162 |
0.03 |
Closed - End Fund - Debt |
|
|
NBH |
Neuberger Berman Interm Muni |
153 |
- |
$10.29 |
$298,000 |
28,431 |
0.07% |
-48,000 |
-5,000 |
0.151 |
Closed - End Fund - Debt |
|
|
CTVA |
Corteva, Inc. |
159 |
- |
$57.83 |
$278,000 |
4,821 |
0.07% |
12,000 |
-737 |
0.001 |
N/A |
|
|
MSD |
Morgan Stanley Dean Witter ... |
164 |
- |
$7.13 |
$263,000 |
36,324 |
0.06% |
-42,000 |
-7,495 |
0.173 |
Closed - End Fund - F... |
|
|
BCV |
Bancroft Convertible Fund Inc |
167 |
- |
$15.46 |
$250,000 |
15,650 |
0.06% |
-8,000 |
-465 |
0.298 |
Closed - End Fund - Debt |
|
|
GDX |
VanEck Vectors Gold Miners ETF |
168 |
- |
$34.07 |
$240,000 |
7,598 |
0.06% |
-28,000 |
-1,041 |
0.002 |
Closed - End Fund - E... |
|
|
ESGD |
Ishares Trust Ishares Msci ... |
180 |
- |
$80.47 |
$212,000 |
2,648 |
0.05% |
-18,000 |
-393 |
0 |
N/A |
|
|
BOND |
Pimco Total Return Exchange... |
183 |
- |
$89.43 |
$204,000 |
2,223 |
0.05% |
-19,000 |
-191 |
0.006 |
N/A |
|
|
MHD |
Blackrock Muniholdings Fund... |
184 |
- |
$11.90 |
$179,000 |
14,856 |
0.04% |
-28,000 |
-2,500 |
0.028 |
Closed - End Fund - Debt |
|
|
IHD |
Voya Emerging Markets High ... |
186 |
- |
$5.27 |
$58,000 |
11,030 |
0.01% |
-6,000 |
-1,000 |
0.056 |
Closed - End Fund - E... |
|
|
QSI |
Highcape Capital Acquisitio... |
188 |
- |
$1.83 |
$23,000 |
11,855 |
0.01% |
-5,000 |
-2,080 |
0.01 |
N/A |
|
