| |
|
|
| Name: |
UBS AG |
| City: |
ZURICH |
| State: |
V8 |
| Zip: |
|
| |
|
|
| Achive
data |
| View
Filing Period: |
|
|
|
|
|
|
 |
Download |
|
|
| |
| |
|
Free Registration Required For Full Results
|
|
|
| Holdings
Found :
100 |
|
View All Holdings |
Currently
Viewing:
Closed Positions |
|
|
Page 1 of 1 |
Menu
 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
CPAH |
CounterPath Corp |
6456 |
Closed |
$3.48 |
$0 |
0 |
0% |
-1,000 |
-65 |
0 |
Application Software |
|
|
UWN |
Nevada Gold & Casinos Inc |
6409 |
Closed |
$2.54 |
$0 |
0 |
0% |
-7,000 |
-7,054 |
0 |
Gambling/Resorts |
|
|
TIK |
Tel Instrument Electronics ... |
6666 |
Closed |
$1.90 |
$0 |
0 |
0% |
-10,000 |
-1,914 |
0 |
Scientific & Technica... |
|
|
CJJD |
China Jo-Jo Drugstores, Inc... |
6513 |
Closed |
$0.16 |
$0 |
0 |
0% |
-7,000 |
-432 |
0 |
N/A |
|
|
CAW |
CCA Industries Inc |
6352 |
Closed |
$0.67 |
$0 |
0 |
0% |
-3,000 |
-908 |
0 |
Personal Products |
|
|
MFLX |
Multi Fineline Electronix Inc |
6699 |
Closed |
$0.00 |
$0 |
0 |
0% |
-9,000 |
-781 |
0 |
Printed Circuit Boards |
|
|
CTP |
Ctpartners Executive Search... |
6622 |
Closed |
$0.00 |
$0 |
0 |
0% |
-20,000 |
-2,116 |
0 |
Staffing & Outsourcin... |
|
|
PSBH |
PSB Holdings Inc |
6583 |
Closed |
$0.00 |
$0 |
0 |
0% |
-9,000 |
-1,280 |
0 |
Savings & Loans |
|
|
MCRS |
Micros Systems Inc |
6684 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,526,000 |
-22,457 |
0 |
Technical & System So... |
|
|
LIWA |
Lihua International Inc. |
6561 |
Closed |
$0.00 |
$0 |
0 |
0% |
-2,000 |
-6,919 |
0 |
Copper |
|
|
DCIN |
Digital Cinema Destinations... |
6515 |
Closed |
$0.00 |
$0 |
0 |
0% |
-18,000 |
-3,025 |
0 |
Entertainment - Diver... |
|
|
TWGP |
Tower Group Inc |
6468 |
Closed |
$0.00 |
$0 |
0 |
0% |
-47,000 |
-26,189 |
0 |
Property & Casualty I... |
|
|
CUO |
Continental Materials Corp |
6433 |
Closed |
$8.63 |
$0 |
0 |
0% |
-17,000 |
-1,092 |
0 |
General Building Mate... |
|
|
ITLT |
Powershares Db 3x Italian T... |
6648 |
Closed |
$0.00 |
$0 |
0 |
0% |
-86,000 |
-1,687 |
0 |
N/A |
|
|
AMNB |
American National Bancshare... |
6500 |
Closed |
$47.76 |
$0 |
0 |
0% |
-20,000 |
-925 |
0 |
Domestic Regional Banks |
|
|
JGW |
Jgwpt Holdings Inc. |
6356 |
Closed |
$0.00 |
$0 |
0 |
0% |
-89,000 |
-7,896 |
0 |
Mortgage Investment |
|
|
BPFHP |
Boston Private Financial Ho... |
6726 |
Closed |
$0.00 |
$0 |
0 |
0% |
-3,000 |
-137 |
0 |
N/A |
|
|
CYAN |
Cyanotech Corp |
6335 |
Closed |
$0.30 |
$0 |
0 |
0% |
-1,000 |
-276 |
0 |
Specialty Chemicals |
|
|
SYNC |
Synacor Inc |
6498 |
Closed |
$2.19 |
$0 |
0 |
0% |
-50,000 |
-19,385 |
0 |
N/A |
|
|
IVAC |
Intevac Inc |
6603 |
Closed |
$4.28 |
$0 |
0 |
0% |
-12,000 |
-1,473 |
0 |
Diversified Electronics |
|
|
MIDZ |
Diresxion Daily Mid Cap Be |
6548 |
Closed |
$10.77 |
$0 |
0 |
0% |
-26,000 |
-462 |
0 |
Closed - End Fund - Debt |
|
|
MEET |
Meetme Inc |
6739 |
Closed |
$6.29 |
$0 |
0 |
0% |
-29,000 |
-10,577 |
0 |
Internet Software & S... |
|
|
HSH |
Hillshire Brands Co |
6373 |
Closed |
$0.00 |
$0 |
0 |
0% |
-11,140,000 |
-178,812 |
0 |
Food - Major Diversified |
|
|
DPK |
Direxion Shares Exchange Tr... |
6455 |
Closed |
$14.53 |
$0 |
0 |
0% |
-64,000 |
-2,321 |
0 |
N/A |
|
|
COBR |
Cobra Electronics Corp |
6635 |
Closed |
$0.00 |
$0 |
0 |
0% |
-15,000 |
-4,000 |
0 |
Electronic Equipment |
|
|
KIPS |
Kips Bay Medical, Inc. |
6398 |
Closed |
$0.00 |
$0 |
0 |
0% |
-4,000 |
-9,500 |
0 |
Medical Appliances & ... |
|
|
KTWO |
K2m Group Holdings, Inc. |
6377 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,000 |
-62 |
0 |
N/A |
|
|
CVGW |
Calavo Growers Inc |
6346 |
Closed |
$28.47 |
$0 |
0 |
0% |
-27,000 |
-800 |
0 |
Farm Products |
|
|
NASB |
NASB Financial Inc |
6706 |
Closed |
$32.25 |
$0 |
0 |
0% |
-17,000 |
-708 |
0 |
Savings & Loans |
|
|
DVD |
Dover Motorsports Inc |
6590 |
Closed |
$3.61 |
$0 |
0 |
0% |
-16,000 |
-5,685 |
0 |
Gambling/Resorts |
|
|
CACC |
Credit Acceptance Corporation |
6690 |
Closed |
$492.58 |
$0 |
0 |
0% |
-685,000 |
-5,572 |
0 |
Credit Services |
|
|
PPIH |
Perma Pipe International Ho... |
6543 |
Closed |
$8.58 |
$0 |
0 |
0% |
-25,000 |
-2,172 |
0 |
Pollution and Treatme... |
|
|
FREE |
Freeseas Inc. |
6677 |
Closed |
$0.00 |
$0 |
0 |
0% |
-8,000 |
-11,469 |
0 |
Water Transportation |
|
|
INDT |
Indus Realty Trust Ord Shs |
6485 |
Closed |
$66.99 |
$0 |
0 |
0% |
-35,000 |
-1,194 |
0 |
Home Improvement Stores |
|
|
CHC |
China Hydroelectric Corp |
6654 |
Closed |
$0.00 |
$0 |
0 |
0% |
-58,000 |
-16,987 |
0 |
Electric Utilities |
|
|
AGA |
Deutsche Bank AG (London) |
6506 |
Closed |
$20.00 |
$0 |
0 |
0% |
-31,000 |
-1,627 |
0 |
Foreign Money Center ... |
|
|
MSBF |
Msb Financial Corp. |
6363 |
Closed |
$10.38 |
$0 |
0 |
0% |
0 |
-45 |
0 |
Domestic Regional Banks |
|
|
BIQI |
Renmin Tainli Group Inc |
6717 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,000 |
-242 |
0 |
N/A |
|
|
FPP.WS |
Fieldpoint Petroleum Corp |
6323 |
Closed |
$0.00 |
$0 |
0 |
0% |
0 |
-239 |
0 |
N/A |
|
|
PDH |
Petrologistics Lp |
6574 |
Closed |
$0.00 |
$0 |
0 |
0% |
-696,000 |
-48,464 |
0 |
Diversified Chemicals |
|
|
PVD |
A.F.P Provida S.A (ADR) |
6609 |
Closed |
$0.00 |
$0 |
0 |
0% |
-9,000 |
-100 |
0 |
Diversified Investments |
|
|
SUSS |
Susser Holdings Corp |
6554 |
Closed |
$0.00 |
$0 |
0 |
0% |
-81,091,000 |
-1,004,597 |
0 |
Grocery Stores |
|
|
CYBE |
Cyberoptics Corp |
6708 |
Closed |
$54.00 |
$0 |
0 |
0% |
-15,000 |
-1,918 |
0 |
Scientific & Technica... |
|
|
HSA |
Helios Strategies Income Fu... |
6524 |
Closed |
$0.00 |
$0 |
0 |
0% |
-102,000 |
-14,781 |
0 |
Closed - End Fund - E... |
|
|
HEOP |
Heritage Oaks Bancorp |
6441 |
Closed |
$0.00 |
$0 |
0 |
0% |
-13,000 |
-1,645 |
0 |
Domestic Regional Banks |
|
|
SPCHB |
Sport Chalet, Inc. |
6641 |
Closed |
$0.00 |
$0 |
0 |
0% |
0 |
-17 |
0 |
Sporting Goods Stores |
|
|
AQUUU |
Aquasition Corporation |
6384 |
Closed |
$0.00 |
$0 |
0 |
0% |
-21,000 |
-2,050 |
0 |
N/A |
|
|
VCYT |
Veracyte, Inc. |
6375 |
Closed |
$20.13 |
$0 |
0 |
0% |
-6,000 |
-333 |
0 |
Biotechnology |
|
|
BSTC |
Biospecifics Technologies Corp |
6399 |
Closed |
$88.53 |
$0 |
0 |
0% |
-22,000 |
-825 |
0 |
Drug Manufacturers - ... |
|
|
GVT |
Columbia Concentrated Lg |
6668 |
Closed |
$0.00 |
$0 |
0 |
0% |
-21,000 |
-459 |
0 |
Closed - End Fund - Debt |
|
|
UVT |
ProShares Trust2 |
6596 |
Closed |
$0.00 |
$0 |
0 |
0% |
-6,000 |
-105 |
0 |
Closed - End Fund - Debt |
|
|
FALC |
Falconstor Software Inc |
6482 |
Closed |
$0.16 |
$0 |
0 |
0% |
-5,000 |
-2,714 |
0 |
Business Software & S... |
|
|
HBCP |
Home Bancorp, Inc. |
6727 |
Closed |
$36.02 |
$0 |
0 |
0% |
-24,000 |
-1,104 |
0 |
Domestic Regional Banks |
|
|
ESIO |
Electro Scientific Industri... |
6522 |
Closed |
$0.00 |
$0 |
0 |
0% |
-23,000 |
-3,367 |
0 |
Diversified Electronics |
|
|
TENX |
Tenax Therapeutics Inc |
6408 |
Closed |
$0.26 |
$0 |
0 |
0% |
-49,000 |
-595 |
0 |
N/A |
|
|
VEEV |
Veeva Systems Inc |
6662 |
Closed |
$198.90 |
$0 |
0 |
0% |
-553,000 |
-21,733 |
0 |
Healthcare Informatio... |
|
|
TAOP |
Taoping Inc |
6512 |
Closed |
$0.56 |
$0 |
0 |
0% |
-8,000 |
-1,966 |
0 |
Application Software |
|
|
PEM |
Principled Equity Market Fund |
6351 |
Closed |
$0.00 |
$0 |
0 |
0% |
0 |
-438 |
0 |
N/A |
|
|
SAMG |
Silvercrest Asset Managemen... |
6436 |
Closed |
$14.75 |
$0 |
0 |
0% |
-13,000 |
-750 |
0 |
N/A |
|
|
CVV |
CVD Equipment Corporation |
6621 |
Closed |
$4.58 |
$0 |
0 |
0% |
-19,000 |
-1,604 |
0 |
Diversified Machinery |
|
|
NIHD |
NII Holdings Inc |
6581 |
Closed |
$2.19 |
$0 |
0 |
0% |
-25,000 |
-45,701 |
0 |
Wireless Communications |
|
|
KFS |
Kingsway Financial Services... |
6683 |
Closed |
$8.92 |
$0 |
0 |
0% |
-17,000 |
-2,738 |
0 |
Property & Casualty I... |
|
|
SBNYW |
Signature Bank - Warrants 1... |
6560 |
Closed |
$0.00 |
$0 |
0 |
0% |
-5,000 |
-55 |
0 |
N/A |
|
|
ASXC |
Asensus Surgical Inc |
6396 |
Closed |
$0.24 |
$0 |
0 |
0% |
-9,000 |
-1,822 |
0 |
Application Software |
|
|
KSPN |
Kaspien Holdings Inc |
6474 |
Closed |
$0.01 |
$0 |
0 |
0% |
-1,000 |
-140 |
0 |
Music & Video Stores |
|
|
AXX |
Alderon Iron Ore Corp |
6432 |
Closed |
$0.00 |
$0 |
0 |
0% |
-3,000 |
-2,806 |
0 |
N/A |
|
|
SPWH |
Sportsmans Warehouse Holdin... |
6647 |
Closed |
$3.21 |
$0 |
0 |
0% |
-34,000 |
-4,188 |
0 |
N/A |
|
|
JOUT |
Johnson Outdoors Inc |
6391 |
Closed |
$41.91 |
$0 |
0 |
0% |
-30,000 |
-1,157 |
0 |
Sporting Goods |
|
|
PFC |
Premier Financial Inc |
6368 |
Closed |
$18.12 |
$0 |
0 |
0% |
-30,000 |
-1,052 |
0 |
Savings & Loans |
|
|
WIFI |
Boingo Wireless Inc |
6725 |
Closed |
$13.99 |
$0 |
0 |
0% |
-14,000 |
-2,038 |
0 |
Information Technolog... |
|
|
UACL |
Universal Truckload Service... |
6334 |
Closed |
$43.98 |
$0 |
0 |
0% |
-11,000 |
-427 |
0 |
Trucking |
|
|
TSE |
Trinseo S.a. |
6629 |
Closed |
$56.56 |
$0 |
0 |
0% |
-17,000 |
-828 |
0 |
N/A |
|
|
PFIEE |
Profire Energy Inc |
6602 |
Closed |
$1.80 |
$0 |
0 |
0% |
-11,000 |
-2,504 |
0 |
Textile Manufacturing |
|
|
WTSL |
Wet Seal Inc |
6547 |
Closed |
$0.00 |
$0 |
0 |
0% |
-35,000 |
-38,217 |
0 |
Apparel Stores |
|
|
YXI |
Proshares Short Ftse China 25 |
6735 |
Closed |
$17.68 |
$0 |
0 |
0% |
-30,000 |
-889 |
0 |
N/A |
|
|
HITT |
Hittite Microwave Corp |
6495 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,588,000 |
-20,375 |
0 |
Diversified Electronics |
|
|
USATP |
USA Technologies Inc |
6454 |
Closed |
$33.25 |
$0 |
0 |
0% |
-19,000 |
-1,102 |
0 |
N/A |
|
|
TDN |
Db X 2030 Target Date Fund |
6634 |
Closed |
$0.00 |
$0 |
0 |
0% |
-26,000 |
-905 |
0 |
N/A |
|
|
KIOR |
Kior Inc |
6397 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,000 |
-1,600 |
0 |
Oil & Gas Refining, P... |
|
|
CHEV |
Cheviot Financial Corp |
6376 |
Closed |
$0.00 |
$0 |
0 |
0% |
-13,000 |
-1,066 |
0 |
Savings & Loans |
|
|
RLGT |
Radiant Logistics Inc |
6345 |
Closed |
$5.04 |
$0 |
0 |
0% |
-9,000 |
-2,902 |
0 |
AirDelivery & Freight... |
|
|
MCBK |
Madison County Financial, Inc. |
6704 |
Closed |
$22.25 |
$0 |
0 |
0% |
-11,000 |
-618 |
0 |
Domestic Regional Banks |
|
|
EMX |
EMX Royalty Corp |
6589 |
Closed |
$1.80 |
$0 |
0 |
0% |
-11,000 |
-14,104 |
0 |
N/A |
|
|
LEJU |
Leju Holdings Limited |
6689 |
Closed |
$0.27 |
$0 |
0 |
0% |
-24,000 |
-226 |
0 |
N/A |
|
|
RSXJ |
Market Vectors Russia Small... |
6542 |
Closed |
$35.36 |
$0 |
0 |
0% |
-14,000 |
-389 |
0 |
N/A |
|
|
GPIC |
Gaming Partners Internation... |
6462 |
Closed |
$13.75 |
$0 |
0 |
0% |
-1,000 |
-80 |
0 |
Toys & Games |
|
|
INS |
Intelligent Systems Corp |
6419 |
Closed |
$12.10 |
$0 |
0 |
0% |
-4,000 |
-2,700 |
0 |
Computer Peripherals |
|
|
BXUC |
Barclays Plc |
6653 |
Closed |
$0.00 |
$0 |
0 |
0% |
-15,000 |
-52 |
0 |
Foreign Money Center ... |
|
|
PTE |
PolarityTE, Inc |
6505 |
Closed |
$0.00 |
$0 |
0 |
0% |
-16,000 |
-7,156 |
0 |
Application Software |
|
|
JPW |
Nuveen Flexible Investment ... |
6362 |
Closed |
$0.00 |
$0 |
0 |
0% |
-5,000 |
-257 |
0 |
N/A |
|
|
CBNJ |
Cape Bancorp Inc |
6423 |
Closed |
$0.00 |
$0 |
0 |
0% |
-27,000 |
-2,543 |
0 |
Domestic Regional Banks |
|
|
DJCI |
UBS AG (Jersey Branch) |
6327 |
Closed |
$13.82 |
$0 |
0 |
0% |
-21,000 |
-838 |
0 |
Foreign Money Center ... |
|
|
REN.WS |
Resolute Energy Corp W Exp ... |
6573 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,000 |
-28,280 |
0 |
N/A |
|
|
OSN |
Ossen Innovation Co., Ltd. ... |
6608 |
Closed |
$5.05 |
$0 |
0 |
0% |
-2,000 |
-1,651 |
0 |
N/A |
|
|
JGBD |
Powershares Db 3x Inverse J... |
6553 |
Closed |
$0.00 |
$0 |
0 |
0% |
-27,000 |
-1,623 |
0 |
N/A |
|
|
GLCH |
Gleacher & Company Inc |
6707 |
Closed |
$0.00 |
$0 |
0 |
0% |
-47,000 |
-4,417 |
0 |
Investment Brokerage ... |
|
|
GFED |
Guaranty Federal Bancshares... |
6478 |
Closed |
$31.43 |
$0 |
0 |
0% |
-3,000 |
-222 |
0 |
Savings & Loans |
|
|
TAYC |
Taylor Capital Group Inc |
6440 |
Closed |
$0.00 |
$0 |
0 |
0% |
-8,409,000 |
-393,349 |
0 |
Domestic Regional Banks |
|
|
ENTA |
Enanta Pharmaceuticals Inc |
6640 |
Closed |
$13.56 |
$0 |
0 |
0% |
-2,000 |
-50 |
0 |
Biotechnology |
|
|
DPU |
Deutsche Bank AG (London) |
6383 |
Closed |
$0.00 |
$0 |
0 |
0% |
-14,000 |
-875 |
0 |
Foreign Money Center ... |
|
