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Name: |
NEWGATE CAPITAL MANAGEMENT LLC |
City: |
GREENWICH |
State: |
CT |
Zip: |
06830 |
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Ticker |
Company Name |
Position Rank |
New/Closed Postion |
Last Close |
Value |
Shares Held |
% of Portfolio |
Value Change |
Change In Shares Held |
% of Company |
Industry |
|
JQC |
Nuveen Multi-Strategy Incom... |
1 |
- |
$5.48 |
$10,802,000 |
1,345,215 |
8.93% |
625,000 |
50,026 |
0.988 |
Closed - End Fund - Debt |
|
DSU |
Blackrock Debt Strategies Fund |
2 |
- |
$10.70 |
$8,419,000 |
2,398,291 |
6.96% |
424,000 |
80,926 |
2.213 |
Closed - End Fund - Debt |
|
VVR |
Invesco Van Kampen Senior |
3 |
- |
$4.26 |
$8,122,000 |
1,954,365 |
6.71% |
3,390,000 |
775,347 |
1.086 |
Closed - End Fund - Debt |
|
FAX |
Aberdeen Asia Pacific Incom... |
4 |
- |
$2.57 |
$7,865,000 |
1,580,373 |
6.5% |
488,000 |
94,569 |
0.606 |
Closed - End Fund - F... |
|
BRW |
Saba Capital Income & Oppor... |
5 |
- |
$7.13 |
$3,853,500 |
756,605 |
6.37% |
1,767,000 |
164,225 |
1.681 |
Closed - End Fund - Debt |
|
VTA |
Invesco Van Kampen Dynam |
6 |
- |
$11.45 |
$5,339,000 |
487,797 |
4.41% |
196,000 |
5,930 |
0.658 |
Closed - End Fund - Debt |
|
CSQ |
Calamos Strategic Total Ret... |
7 |
- |
$15.79 |
$3,712,000 |
378,782 |
3.07% |
-1,144,000 |
-136,344 |
0.245 |
Closed - End Fund - E... |
|
TEI |
Templeton Emerging Markets ... |
8 |
- |
$5.22 |
$3,072,000 |
293,434 |
2.54% |
111,000 |
5,434 |
0.612 |
Closed - End Fund - F... |
|
NVG |
Nuveen Insured Dividend Adv... |
9 |
New |
$11.58 |
$3,054,000 |
188,667 |
2.52% |
3,054,000 |
188,667 |
0.633 |
Closed - End Fund - Debt |
|
AWP |
Alpine Global Premier Prope... |
10 |
- |
$3.71 |
$3,042,000 |
559,250 |
2.51% |
1,513,000 |
283,323 |
0.527 |
Asset Management |
|
AFB |
AllianceBernstein National ... |
11 |
- |
$10.46 |
$2,646,000 |
175,968 |
2.19% |
92,000 |
-1,545 |
0.614 |
Closed - End Fund - Debt |
|
GLO |
Clough Global Opportunities... |
12 |
New |
$4.91 |
$2,379,000 |
257,692 |
1.97% |
2,379,000 |
257,692 |
0.498 |
Closed - End Fund - E... |
|
NFJ |
Allianzgi Nfj Div Interest |
13 |
- |
$13.28 |
$2,306,000 |
186,999 |
1.91% |
-470,000 |
-39,436 |
0.198 |
Closed - End Fund - E... |
|
PZA |
Invesco National AMT-Free M... |
14 |
- |
$23.41 |
$2,266,000 |
85,592 |
1.87% |
-222,000 |
-11,316 |
0.095 |
Meat Products |
|
NSL |
Nuveen Senior Income Fund |
15 |
- |
$4.60 |
$2,161,000 |
359,880 |
1.79% |
-1,530,000 |
-269,367 |
0.932 |
Closed - End Fund - Debt |
|
DRA |
Diversified Real Asset Inco... |
16 |
- |
$0.00 |
$1,950,000 |
118,627 |
1.61% |
1,656,000 |
99,884 |
0.132 |
N/A |
|
NEA |
Nuveen Insured Tax Free Adv... |
17 |
- |
$10.63 |
$1,875,000 |
125,534 |
1.55% |
461,000 |
25,614 |
0.057 |
Closed - End Fund - Debt |
|
HYD |
VanEck Vectors High-Yield M... |
18 |
- |
$0.00 |
$1,872,000 |
58,284 |
1.55% |
96,000 |
1,394 |
0.065 |
Closed - End Fund - Debt |
|
THW |
Tekla World Healthcare Fund |
19 |
New |
$12.67 |
$1,560,000 |
111,558 |
1.29% |
1,560,000 |
111,558 |
0.124 |
N/A |
|
THQ |
Tekla Healthcare Opportunit... |
20 |
New |
$19.28 |
$1,559,000 |
94,379 |
1.29% |
1,559,000 |
94,379 |
0.105 |
N/A |
|
BOE |
Blackrock Global Opportunit... |
21 |
- |
$10.10 |
$1,549,000 |
131,582 |
1.28% |
-165,000 |
-13,926 |
0.189 |
Closed - End Fund - E... |
|
FRA |
Blackrock Floating Rate Inc... |
22 |
- |
$13.06 |
$1,485,000 |
113,428 |
1.23% |
-449,000 |
-35,279 |
0.305 |
Closed - End Fund - Debt |
|
HQH |
H&Q Healthcare Investors |
23 |
- |
$16.08 |
$1,468,000 |
62,643 |
1.21% |
538,000 |
23,899 |
0.696 |
Closed - End Fund - E... |
|
SLB |
Schlumberger Ltd |
24 |
- |
$49.20 |
$1,423,000 |
17,990 |
1.18% |
546,000 |
6,096 |
0.001 |
Oil & Gas Equipment &... |
|
BIDU |
Baidu Inc |
25 |
- |
$100.52 |
$1,325,000 |
8,025 |
1.09% |
-205,000 |
8 |
0.002 |
Internet Service Prov... |
|
HAL |
Halliburton Co |
26 |
- |
$38.54 |
$1,225,000 |
27,042 |
1.01% |
424,000 |
4,609 |
0.003 |
Oil & Gas Equipment &... |
|
KEP |
Korea Electric Power Corpor... |
27 |
- |
$7.71 |
$1,176,000 |
45,358 |
0.97% |
-154,000 |
-6,299 |
0.007 |
Foreign Utilities |
|
NPI |
Nuveen Premium Income Munic... |
28 |
New |
$0.00 |
$1,142,000 |
74,330 |
0.94% |
1,142,000 |
74,330 |
0.117 |
Closed - End Fund - Debt |
|
PXD |
Pioneer Natural Resources Co |
29 |
- |
$275.32 |
$1,083,000 |
7,163 |
0.89% |
697,000 |
4,419 |
0.003 |
Independent Oil & Gas |
|
TSM |
Taiwan Semiconductor Mfg. C... |
30 |
- |
$138.30 |
$938,000 |
35,745 |
0.78% |
-266,000 |
-10,203 |
0.001 |
Semiconductor - Integ... |
|
SHI |
Sinopec Shanghai Petrochemi... |
31 |
- |
$18.28 |
$907,000 |
19,778 |
0.75% |
-137,000 |
-929 |
0.019 |
Synthetics |
|
BABA |
Alibaba Group Holding Limited |
32 |
- |
$75.55 |
$814,000 |
10,236 |
0.67% |
151,000 |
1,847 |
0 |
N/A |
|
NPM |
Nuveen Premium Income Munic... |
33 |
New |
$0.00 |
$758,000 |
49,141 |
0.63% |
758,000 |
49,141 |
0.07 |
Closed - End Fund - Debt |
|
NPF |
Nuveen Premier Municipal In... |
34 |
- |
$0.00 |
$756,000 |
50,341 |
0.62% |
419,000 |
26,378 |
0.253 |
Closed - End Fund - Debt |
|
WPM |
Wheaton Precious Metals Corp |
35 |
- |
$54.00 |
$743,000 |
31,571 |
0.61% |
255,000 |
2,130 |
0.009 |
Silver |
|
EOG |
EOG Resources Inc |
36 |
- |
$135.70 |
$699,000 |
8,395 |
0.58% |
298,000 |
2,863 |
0.002 |
Independent Oil & Gas |
|
NFX |
Newfield Exploration Co |
37 |
New |
$0.00 |
$657,000 |
14,874 |
0.54% |
657,000 |
14,874 |
0.007 |
Independent Oil & Gas |
|
CE |
Celanese Corp |
38 |
- |
$154.49 |
$651,000 |
9,996 |
0.54% |
173,000 |
2,661 |
0.006 |
Synthetics |
|
LYB |
LyondellBasell Industries N.V. |
39 |
- |
$102.13 |
$648,000 |
8,711 |
0.54% |
139,000 |
2,769 |
0.002 |
Specialty Chemicals |
|
DVN |
Devon Energy Corp |
40 |
- |
$52.71 |
$636,000 |
17,533 |
0.53% |
216,000 |
2,209 |
0.004 |
Independent Oil & Gas |
|
ANDV |
Andeavor Logistics LP |
41 |
- |
$0.00 |
$634,000 |
8,463 |
0.52% |
126,000 |
2,559 |
0.006 |
Oil & Gas Refining, P... |
|
TSE |
Trinseo S.a. |
42 |
- |
$56.56 |
$612,000 |
14,356 |
0.51% |
103,000 |
515 |
0.029 |
N/A |
|
SHEL |
Shell plc |
43 |
New |
$73.27 |
$586,000 |
10,619 |
0.48% |
586,000 |
10,619 |
0 |
Integrated Oil & Gas |
|
KRA |
Kraton Performance Polymers... |
44 |
- |
$46.49 |
$570,000 |
20,392 |
0.47% |
159,000 |
-3,344 |
0.063 |
Diversified Chemicals |
|
APA |
Apache Corp |
45 |
New |
$32.49 |
$567,000 |
10,239 |
0.47% |
567,000 |
10,239 |
0.003 |
Independent Oil & Gas |
|
VLO |
Valero Energy Corp |
47 |
- |
$165.80 |
$541,000 |
10,602 |
0.45% |
12,000 |
2,349 |
0 |
Oil & Gas Refining, P... |
|
FB |
Meta Platforms Inc |
46 |
- |
$443.29 |
$541,000 |
4,737 |
0.45% |
1,000 |
0 |
0 |
Internet Service Prov... |
|
NTES |
NetEase.com Inc (ADR) |
48 |
- |
$95.99 |
$537,000 |
2,780 |
0.44% |
-112,000 |
-1,743 |
0.002 |
Search Engines & Info... |
|
KB |
KB Financial Group Inc |
49 |
New |
$54.66 |
$533,000 |
18,739 |
0.44% |
533,000 |
18,739 |
0.005 |
Foreign Regional Banks |
|
SHG |
Shinhan Financial Group Co ... |
50 |
- |
$34.16 |
$518,000 |
15,834 |
0.43% |
133,000 |
4,907 |
0.003 |
Foreign Regional Banks |
|
NEM |
Newmont Mining Corp |
51 |
- |
$42.73 |
$503,000 |
12,868 |
0.42% |
17,000 |
-5,409 |
0.003 |
Gold |
|
PSX |
Phillips 66 |
52 |
- |
$151.41 |
$499,000 |
6,292 |
0.41% |
130,000 |
2,031 |
0.001 |
Oil & Gas Refining, P... |
|
MPC |
Marathon Petroleum Corp |
53 |
- |
$198.39 |
$476,000 |
12,536 |
0.39% |
72,000 |
1,669 |
0.002 |
Oil & Gas Refining, P... |
|
EMN |
Eastman Chemical Co |
54 |
- |
$95.56 |
$472,000 |
6,950 |
0.39% |
107,000 |
1,900 |
0.005 |
Diversified Chemicals |
|
CX |
CEMEX S.A. de C.V. (ADR) |
55 |
- |
$8.27 |
$462,000 |
74,887 |
0.38% |
-136,000 |
-7,214 |
0.011 |
General Building Mate... |
|
INFY |
Infosys Technologies Limite... |
56 |
- |
$16.94 |
$457,000 |
25,584 |
0.38% |
-90,000 |
-3,190 |
0.004 |
Technical & System So... |
|
AAPL |
Apple Inc |
57 |
- |
$169.30 |
$436,000 |
4,558 |
0.36% |
-557,000 |
-4,556 |
0 |
Personal Computers |
|
WMB |
Williams Companies Inc |
58 |
- |
$39.26 |
$435,000 |
20,089 |
0.36% |
128,000 |
989 |
0.003 |
Oil & Gas Pipelines &... |
|
BAK |
Braskem S.A. (ADR) |
59 |
- |
$8.94 |
$433,000 |
36,567 |
0.36% |
-79,000 |
-5,474 |
0.009 |
Specialty Chemicals |
|
IBB |
iShares Tr Nasdaq Biotech |
60 |
New |
$126.49 |
$425,000 |
1,653 |
0.35% |
425,000 |
1,653 |
0.002 |
Closed - End Fund - E... |
|
MBT |
Mobile TeleSystems OJSC (ADR) |
61 |
- |
$5.50 |
$424,000 |
51,187 |
0.35% |
-53,000 |
-7,798 |
0.005 |
Wireless Communications |
|
CNQ |
Canadian Natural Resource (... |
62 |
- |
$77.97 |
$416,000 |
13,497 |
0.34% |
88,000 |
1,343 |
0.001 |
Independent Oil & Gas |
|
PBF |
PBF Energy Inc |
63 |
- |
$57.78 |
$413,000 |
17,379 |
0.34% |
-137,000 |
818 |
0.016 |
Oil & Gas Refining, P... |
|
RIO |
Rio Tinto Plc (ADR) |
64 |
New |
$68.24 |
$406,000 |
12,966 |
0.34% |
406,000 |
12,966 |
0.001 |
Gold |
|
GPOR |
Gulfport Energy Corp |
65 |
New |
$163.28 |
$399,000 |
12,774 |
0.33% |
399,000 |
12,774 |
0.064 |
Independent Oil & Gas |
|
RIG |
Transocean Inc |
66 |
- |
$5.87 |
$395,000 |
33,226 |
0.33% |
146,000 |
5,972 |
0.01 |
Oil & Gas Drilling & ... |
|
VIPS |
Vipshop Holdings Ltd. |
67 |
- |
$15.73 |
$383,000 |
34,304 |
0.32% |
-38,000 |
1,626 |
0.006 |
Internet Service Prov... |
|
NRK |
Nuveen Insured New York Tax... |
68 |
- |
$10.60 |
$377,000 |
26,577 |
0.31% |
-812,000 |
-62,268 |
0.03 |
Closed - End Fund - Debt |
|
CBI |
Chicago Bridge & Iron Co N.V. |
69 |
- |
$0.00 |
$356,000 |
10,274 |
0.29% |
28,000 |
1,305 |
0.01 |
General Contractors |
|
DO |
Diamond Offshore Drilling Inc |
70 |
- |
$0.13 |
$353,000 |
14,501 |
0.29% |
54,000 |
731 |
0.011 |
Oil & Gas Drilling & ... |
|
FCX |
Freeport McMoRan Copper & G... |
71 |
New |
$50.50 |
$344,000 |
30,906 |
0.28% |
344,000 |
30,906 |
0.003 |
Copper |
|
JD |
JD.com |
72 |
- |
$30.34 |
$334,000 |
15,734 |
0.28% |
-128,000 |
-1,708 |
0.001 |
Internet Service Prov... |
|
CPE |
Callon Petroleum Co |
73 |
New |
$35.76 |
$32,600 |
2,904 |
0.27% |
326,000 |
2,904 |
0.01 |
Independent Oil & Gas |
|
WLK |
Westlake Chemical Corp |
74 |
- |
$149.55 |
$326,000 |
7,606 |
0.27% |
37,000 |
1,366 |
0 |
Specialty Chemicals |
|
BHI |
Baker Hughes Inc |
75 |
New |
$0.00 |
$314,000 |
6,966 |
0.26% |
314,000 |
6,966 |
0.002 |
Oil & Gas Equipment &... |
|
AGN |
Allergan plc |
76 |
New |
$193.02 |
$306,000 |
1,322 |
0.25% |
306,000 |
1,322 |
0 |
Drug Manufacturers - ... |
|
TRP |
TC Energy Corp |
77 |
- |
$46.83 |
$299,000 |
6,620 |
0.25% |
-252,000 |
-7,405 |
0.001 |
Foreign Utilities |
|
GOOGL |
Alphabet Inc |
78 |
- |
$171.95 |
$296,000 |
421 |
0.24% |
-25,000 |
0 |
0 |
Search Engines & Info... |
|
PANW |
Palo Alto Networks Inc |
79 |
New |
$291.42 |
$284,000 |
2,318 |
0.23% |
284,000 |
2,318 |
0.003 |
Networking & Communic... |
|
MDR |
McDermott International |
80 |
New |
$0.07 |
$282,000 |
57,162 |
0.23% |
282,000 |
57,162 |
0.023 |
Oil & Gas Equipment &... |
|
CLR |
Continental Resources Inc |
81 |
New |
$74.24 |
$280,000 |
6,193 |
0.23% |
280,000 |
6,193 |
0.002 |
Oil & Gas Drilling & ... |
|
LPI |
Laredo Petroleum Inc |
82 |
New |
$0.95 |
$270,000 |
25,767 |
0.22% |
270,000 |
25,767 |
0.011 |
Independent Oil & Gas |
|
HUN |
Huntsman Corporation |
83 |
New |
$23.99 |
$258,000 |
19,198 |
0.21% |
258,000 |
19,198 |
0.008 |
Synthetics |
|
FRO |
Frontline Ltd (USA) |
84 |
- |
$12.14 |
$248,000 |
31,524 |
0.2% |
-40,000 |
-2,872 |
0.02 |
Water Transportation |
|
RDC |
Rowan Companies Inc |
85 |
- |
$10.93 |
$234,000 |
13,273 |
0.19% |
72,000 |
3,196 |
0.01 |
Oil & Gas Drilling & ... |
|
RYAM |
Rayonier Advanced Materials... |
86 |
New |
$3.89 |
$224,000 |
16,484 |
0.19% |
224,000 |
16,484 |
0.038 |
N/A |
|
BAC |
Bank of America Corp |
87 |
- |
$37.83 |
$171,000 |
12,922 |
0.14% |
-178,000 |
-12,915 |
0 |
Domestic Money Center... |
|
WLL |
Whiting Petroleum Corp |
89 |
New |
$68.03 |
$137,000 |
14,816 |
0.11% |
137,000 |
14,816 |
0.004 |
Oil & Gas Drilling & ... |
|
TFI |
Spdr Brcly Cap Muni Bond |
95 |
Closed |
$45.61 |
$0 |
0 |
0% |
-717,000 |
-14,554 |
0 |
Closed - End Fund - E... |
|
C |
Citigroup Inc |
91 |
Closed |
$62.66 |
$0 |
0 |
0% |
-337,000 |
-8,074 |
0 |
Domestic Money Center... |
|
BKK |
Blackrock Municipal 2020 Te... |
97 |
Closed |
$14.62 |
$0 |
0 |
0% |
-358,000 |
-22,170 |
0 |
Closed - End Fund - Debt |
|
OXY |
Occidental Petroleum Corp |
103 |
Closed |
$67.78 |
$0 |
0 |
0% |
-276,000 |
-4,039 |
0 |
Independent Oil & Gas |
|
TNP |
Tsakos Energy Navigation Ltd |
93 |
Closed |
$25.91 |
$0 |
0 |
0% |
-416,000 |
-13,474 |
0 |
Water Transportation |
|
NCV |
Virtus AllianzGI Convertibl... |
112 |
Closed |
$3.18 |
$0 |
0 |
0% |
-1,470,000 |
-268,507 |
0 |
Closed - End Fund - Debt |
|
OGE |
OGE Energy Corp |
102 |
Closed |
$33.82 |
$0 |
0 |
0% |
-498,000 |
-17,558 |
0 |
Electric Utilities |
|
HFC |
HollyFrontier Corp |
92 |
Closed |
$36.39 |
$0 |
0 |
0% |
-267,000 |
-7,567 |
0 |
Oil & Gas Refining, P... |
|
NFLX |
Netflix Inc |
111 |
Closed |
$561.23 |
$0 |
0 |
0% |
-347,000 |
-3,391 |
0 |
Music & Video Stores |
|
NUV |
Nuveen Municipal Value Fund... |
94 |
Closed |
$8.45 |
$0 |
0 |
0% |
-364,000 |
-34,856 |
0 |
Closed - End Fund - Debt |
|
ENB |
Enbridge Inc (USA) |
99 |
Closed |
$35.82 |
$0 |
0 |
0% |
-362,000 |
-9,296 |
0 |
Oil & Gas Pipelines &... |
|
IBN |
ICICI Bank Limited (ADR) |
101 |
Closed |
$26.53 |
$0 |
0 |
0% |
-419,000 |
-58,465 |
0 |
Foreign Money Center ... |
|