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| Insider
Information: |
Gruber & Mcbaine Capital Management Llc |
| Relationship: |
10% Owner |
| City: |
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| State: |
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| Insider
Summary: |
|
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Companies Owned : |
12 |
|
| Direct
Shares |
7,407,927 |
|
|
Indirect Shares
|
26,457,073 |
|
|
| Direct
Value |
$4,575,285 |
|
|
|
Indirect Value
|
$16,145,380 |
|
|
| Total
Shares |
33,865,000 |
|
|
| Total
Value |
$20,720,665 |
|
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
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Total
Filings :
|
0
|
0
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Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
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|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
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Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Corgi International Ltd |
CRGIY |
10% Owner |
2007-04-12 |
106,265 |
2007-04-12 |
737,571 |
Premium* |
|
|
Stagwell Inc |
STGW |
10% Owner |
2004-03-04 |
118,950 |
2004-03-04 |
709,827 |
Premium* |
|
|
Adept Technology Inc |
ADEP |
See Footnote remarks. |
2008-03-20 |
88,672 |
2008-03-24 |
540,158 |
Premium* |
|
|
US Dry Cleaning Corp |
UDRYQ |
10% Owner |
2004-04-06 |
17,598 |
2004-04-06 |
146,795 |
Premium* |
|
|
Modtech Holdings Inc |
MODTQ |
10% Owner |
2007-12-27 |
268,134 |
2007-07-18 |
2,329,938 |
Premium* |
|
|
Vertical Communications Inc |
VRCC |
10% Owner |
2005-04-05 |
352,555 |
2005-04-05 |
1,854,668 |
Premium* |
|
|
PowerSecure International Inc |
POWR |
10% Owner |
2005-11-08 |
81,189 |
2005-11-08 |
971,812 |
Premium* |
|
|
Energy & Engine Technology Corp |
EENT |
10% Owner |
2005-11-16 |
2,560,000 |
2005-11-16 |
10,240,000 |
Premium* |
|
|
Thermogenesis Holdings Ord Shs |
THMO |
10% Owner |
2006-02-06 |
734,750 |
2006-02-06 |
2,212,779 |
Premium* |
|
|
Imageware Systems Inc |
IWSY |
10% Owner |
2013-03-25 |
2,151,195 |
2013-08-15 |
1,429,675 |
Premium* |
|
|
Diadexus Inc |
DDXS |
10% Owner |
2008-01-24 |
661,219 |
2008-01-24 |
3,588,650 |
Premium* |
|
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Remedent USA Inc /az/ |
REMI |
10% Owner |
2009-10-27 |
267,400 |
2009-10-27 |
1,695,200 |
Premium* |
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Records found :
344 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 11 of 14
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2007-09-25 |
4 |
B |
$1.50 |
$450,000 |
I/I |
300,000 |
2,732,101 |
1.5 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2007-09-25 |
4 |
B |
$1.50 |
$150,000 |
D/D |
100,000 |
523,972 |
2.45 |
- |
|
| DDXS |
Diadexus Inc |
10% Owner |
– – • |
2007-11-13 |
4 |
B |
$0.69 |
$669,645 |
I/I |
970,500 |
3,418,650 |
1.5 |
- |
|
| DDXS |
Diadexus Inc |
10% Owner |
– – • |
2007-11-13 |
4 |
B |
$0.69 |
$217,005 |
D/D |
314,500 |
614,669 |
2.45 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2007-12-26 |
4 |
S |
$7.92 |
$75,953 |
I/I |
(9,590) |
668,841 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2007-12-27 |
4 |
S |
$8.09 |
$40,450 |
I/I |
(5,000) |
663,841 |
0 |
- |
|
| MODTQ |
Modtech Holdings Inc |
10% Owner |
– – • |
2007-12-27 |
4 |
S |
$0.85 |
$4,888 |
D/D |
(5,750) |
268,134 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2007-12-28 |
4 |
S |
$8.06 |
$92,690 |
I/I |
(11,500) |
652,341 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-01-07 |
4 |
S |
$8.26 |
$82,600 |
I/I |
(10,000) |
641,341 |
0 |
- |
|
| DDXS |
Diadexus Inc |
10% Owner |
– – • |
2008-01-24 |
4 |
B |
$0.60 |
$56,460 |
D/D |
94,100 |
661,219 |
2.45 |
- |
|
| DDXS |
Diadexus Inc |
10% Owner |
– – • |
2008-01-24 |
4 |
B |
$0.60 |
$102,000 |
I/I |
170,000 |
3,588,650 |
1.5 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-01 |
4 |
S |
$7.05 |
$28,200 |
I/I |
(4,000) |
637,341 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-08 |
4 |
S |
$8.79 |
$188,396 |
I/I |
(21,433) |
615,908 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-08 |
4 |
S |
$8.79 |
$39,713 |
D/D |
(4,518) |
103,372 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-11 |
4 |
S |
$8.91 |
$265,734 |
I/I |
(29,800) |
586,108 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-11 |
4 |
S |
$8.91 |
$40,095 |
D/D |
(4,500) |
96,872 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-11 |
4 |
S |
$8.91 |
$75,815 |
D/D |
(8,500) |
101,372 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-13 |
4 |
S |
$9.68 |
$76,472 |
I/I |
(7,900) |
564,308 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-13 |
4 |
S |
$9.68 |
$30,008 |
D/D |
(3,100) |
92,472 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-26 |
4 |
S |
$9.11 |
$3,644 |
I/I |
(400) |
560,408 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-29 |
4 |
S |
$9.10 |
$13,650 |
D/D |
(1,500) |
90,722 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-29 |
4 |
S |
$9.10 |
$40,950 |
I/I |
(4,500) |
555,908 |
0 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2008-03-10 |
4 |
B |
$1.00 |
$150,000 |
I/I |
150,000 |
2,882,101 |
1.5 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2008-03-10 |
4 |
B |
$1.00 |
$50,000 |
D/D |
50,000 |
548,972 |
2.45 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-03-14 |
4 |
S |
$8.39 |
$8,390 |
I/I |
(1,000) |
550,908 |
0 |
- |
|
344 Records found
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Page 11 of 14 |
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Free Registration Required For Full Results. Limit: 25
|
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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