| |
| |
|
| Insider
Information: |
Gruber & Mcbaine Capital Management Llc |
| Relationship: |
10% Owner |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
12 |
|
| Direct
Shares |
7,407,927 |
|
|
Indirect Shares
|
26,457,073 |
|
|
| Direct
Value |
$4,615,728 |
|
|
|
Indirect Value
|
$16,386,722 |
|
|
| Total
Shares |
33,865,000 |
|
|
| Total
Value |
$21,002,450 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Corgi International Ltd |
CRGIY |
10% Owner |
2007-04-12 |
106,265 |
2007-04-12 |
737,571 |
Premium* |
|
|
Stagwell Inc |
STGW |
10% Owner |
2004-03-04 |
118,950 |
2004-03-04 |
709,827 |
Premium* |
|
|
Adept Technology Inc |
ADEP |
See Footnote remarks. |
2008-03-20 |
88,672 |
2008-03-24 |
540,158 |
Premium* |
|
|
US Dry Cleaning Corp |
UDRYQ |
10% Owner |
2004-04-06 |
17,598 |
2004-04-06 |
146,795 |
Premium* |
|
|
Modtech Holdings Inc |
MODTQ |
10% Owner |
2007-12-27 |
268,134 |
2007-07-18 |
2,329,938 |
Premium* |
|
|
Vertical Communications Inc |
VRCC |
10% Owner |
2005-04-05 |
352,555 |
2005-04-05 |
1,854,668 |
Premium* |
|
|
PowerSecure International Inc |
POWR |
10% Owner |
2005-11-08 |
81,189 |
2005-11-08 |
971,812 |
Premium* |
|
|
Energy & Engine Technology Corp |
EENT |
10% Owner |
2005-11-16 |
2,560,000 |
2005-11-16 |
10,240,000 |
Premium* |
|
|
Thermogenesis Holdings Ord Shs |
THMO |
10% Owner |
2006-02-06 |
734,750 |
2006-02-06 |
2,212,779 |
Premium* |
|
|
Imageware Systems Inc |
IWSY |
10% Owner |
2013-03-25 |
2,151,195 |
2013-08-15 |
1,429,675 |
Premium* |
|
|
Diadexus Inc |
DDXS |
10% Owner |
2008-01-24 |
661,219 |
2008-01-24 |
3,588,650 |
Premium* |
|
|
Remedent USA Inc /az/ |
REMI |
10% Owner |
2009-10-27 |
267,400 |
2009-10-27 |
1,695,200 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
344 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 11 of 14
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| CRGIY |
Corgi International Ltd |
10% Owner |
– – • |
2004-09-22 |
4 |
B |
$4.21 |
$101,040 |
I/I |
24,000 |
873,300 |
1.5 |
- |
|
| MODTQ |
Modtech Holdings Inc |
10% Owner |
– – • |
2007-07-09 |
4/A |
S |
$2.66 |
$66,500 |
I/I |
(25,000) |
2,389,938 |
0 |
- |
|
| MODTQ |
Modtech Holdings Inc |
10% Owner |
– – • |
2007-07-09 |
4 |
B |
$2.66 |
$66,500 |
I/I |
25,000 |
2,389,938 |
1.5 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2013-03-14 |
4 |
S |
$0.93 |
$23,250 |
I/I |
(25,000) |
780,675 |
0 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2013-03-14 |
4/A |
S |
$0.93 |
$23,250 |
I/I |
(25,000) |
7,800,675 |
0 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2013-03-14 |
4 |
S |
$0.93 |
$23,250 |
I/I |
(25,000) |
780,675 |
0 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2013-03-14 |
5 |
S |
$0.93 |
$23,250 |
I/I |
(25,000) |
8,587,314 |
0 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2013-03-20 |
4/A |
S |
$0.93 |
$23,250 |
I/I |
(25,000) |
7,695,675 |
0 |
- |
|
| DDXS |
Diadexus Inc |
10% Owner |
– – • |
2007-01-24 |
4 |
B |
$2.14 |
$55,640 |
D/D |
26,000 |
409,169 |
2.45 |
- |
|
| STGW |
Stagwell Inc |
10% Owner |
– – • |
2004-01-09 |
4 |
S |
$12.07 |
$350,037 |
D/D |
(28,998) |
132,350 |
|
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-11 |
4 |
S |
$8.91 |
$265,734 |
I/I |
(29,800) |
586,108 |
0 |
- |
|
| STGW |
Stagwell Inc |
10% Owner |
– – • |
2003-08-01 |
4 |
S |
$9.95 |
$298,500 |
I/I |
(30,000) |
1,103,819 |
|
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2013-03-18 |
4 |
S |
$0.93 |
$27,900 |
I/I |
(30,000) |
7,720,675 |
0 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2013-03-18 |
4 |
S |
$0.93 |
$27,900 |
I/I |
(30,000) |
7,720,675 |
0 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2013-03-18 |
5 |
S |
$0.93 |
$27,900 |
I/I |
(30,000) |
8,507 |
0 |
- |
|
| DDXS |
Diadexus Inc |
10% Owner |
– – • |
2007-02-16 |
4 |
B |
$2.11 |
$67,520 |
D/D |
32,000 |
427,169 |
2.45 |
- |
|
| DDXS |
Diadexus Inc |
10% Owner |
– – • |
2006-12-29 |
4 |
B |
$1.80 |
$58,500 |
D/D |
32,500 |
368,569 |
2.45 |
- |
|
| DDXS |
Diadexus Inc |
10% Owner |
– – • |
2006-12-29 |
4/A |
B |
$1.80 |
$58,500 |
D/D |
32,500 |
368,569 |
2.45 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2006-03-01 |
4 |
B |
$7.25 |
$246,500 |
D/D |
34,000 |
89,496 |
2.45 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2013-08-07 |
4 |
S |
$2.29 |
$80,150 |
I/I |
(35,000) |
2,339,609 |
0 |
- |
|
| STGW |
Stagwell Inc |
10% Owner |
– – • |
2004-01-08 |
4 |
S |
$11.55 |
$416,120 |
I/I |
(36,000) |
923,319 |
|
- |
|
| EENT |
Energy & Engine Technolog... |
10% Owner |
– – • |
2005-11-15 |
4 |
S |
$0.07 |
$2,520 |
I/I |
(36,000) |
10,319,859 |
|
- |
|
| DDXS |
Diadexus Inc |
10% Owner |
– – • |
2007-01-11 |
4 |
B |
$2.52 |
$90,720 |
I/I |
36,000 |
2,232,650 |
1.5 |
- |
|
| DDXS |
Diadexus Inc |
10% Owner |
– – • |
2006-12-22 |
4 |
B |
$1.69 |
$63,882 |
D/D |
37,800 |
347,269 |
2.45 |
- |
|
| STGW |
Stagwell Inc |
10% Owner |
– – • |
2003-07-23 |
4 |
S |
$8.75 |
$332,500 |
I/I |
(38,000) |
1,067,152 |
|
- |
|
344 Records found
|
|
Page 11 of 14 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
