| |
| |
|
| Insider
Information: |
Gruber & Mcbaine Capital Management Llc |
| Relationship: |
10% Owner |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
12 |
|
| Direct
Shares |
7,407,927 |
|
|
Indirect Shares
|
26,457,073 |
|
|
| Direct
Value |
$4,615,728 |
|
|
|
Indirect Value
|
$16,386,722 |
|
|
| Total
Shares |
33,865,000 |
|
|
| Total
Value |
$21,002,450 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Corgi International Ltd |
CRGIY |
10% Owner |
2007-04-12 |
106,265 |
2007-04-12 |
737,571 |
Premium* |
|
|
Stagwell Inc |
STGW |
10% Owner |
2004-03-04 |
118,950 |
2004-03-04 |
709,827 |
Premium* |
|
|
Adept Technology Inc |
ADEP |
See Footnote remarks. |
2008-03-20 |
88,672 |
2008-03-24 |
540,158 |
Premium* |
|
|
US Dry Cleaning Corp |
UDRYQ |
10% Owner |
2004-04-06 |
17,598 |
2004-04-06 |
146,795 |
Premium* |
|
|
Modtech Holdings Inc |
MODTQ |
10% Owner |
2007-12-27 |
268,134 |
2007-07-18 |
2,329,938 |
Premium* |
|
|
Vertical Communications Inc |
VRCC |
10% Owner |
2005-04-05 |
352,555 |
2005-04-05 |
1,854,668 |
Premium* |
|
|
PowerSecure International Inc |
POWR |
10% Owner |
2005-11-08 |
81,189 |
2005-11-08 |
971,812 |
Premium* |
|
|
Energy & Engine Technology Corp |
EENT |
10% Owner |
2005-11-16 |
2,560,000 |
2005-11-16 |
10,240,000 |
Premium* |
|
|
Thermogenesis Holdings Ord Shs |
THMO |
10% Owner |
2006-02-06 |
734,750 |
2006-02-06 |
2,212,779 |
Premium* |
|
|
Imageware Systems Inc |
IWSY |
10% Owner |
2013-03-25 |
2,151,195 |
2013-08-15 |
1,429,675 |
Premium* |
|
|
Diadexus Inc |
DDXS |
10% Owner |
2008-01-24 |
661,219 |
2008-01-24 |
3,588,650 |
Premium* |
|
|
Remedent USA Inc /az/ |
REMI |
10% Owner |
2009-10-27 |
267,400 |
2009-10-27 |
1,695,200 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
344 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 7 of 14
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| DDXS |
Diadexus Inc |
10% Owner |
– – • |
2007-01-16 |
4 |
B |
$2.32 |
$9,280 |
I/I |
4,000 |
2,236,650 |
1.5 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-01 |
4 |
S |
$7.05 |
$28,200 |
I/I |
(4,000) |
637,341 |
0 |
- |
|
| STGW |
Stagwell Inc |
10% Owner |
– – • |
2003-07-22 |
4 |
S |
$8.51 |
$36,168 |
D/D |
(4,250) |
190,650 |
|
- |
|
| POWR |
PowerSecure International... |
10% Owner |
– – • |
2005-11-07 |
4 |
B |
$3.77 |
$16,494 |
D/D |
4,375 |
69,512 |
2.37 |
- |
|
| CRGIY |
Corgi International Ltd |
10% Owner |
– – • |
2004-11-15 |
4 |
B |
$4.98 |
$21,907 |
I/I |
4,399 |
883,899 |
1.5 |
- |
|
| CRGIY |
Corgi International Ltd |
10% Owner |
– – • |
2003-10-10 |
4 |
B |
$6.74 |
$30,330 |
I/I |
4,500 |
823,300 |
1.5 |
- |
|
| CRGIY |
Corgi International Ltd |
10% Owner |
– – • |
2005-04-22 |
4 |
B |
$3.84 |
$17,280 |
I/I |
4,500 |
913,299 |
1.5 |
- |
|
| THMO |
Thermogenesis Holdings Or... |
10% Owner |
– – • |
2006-02-06 |
4 |
B |
$4.02 |
$18,090 |
D/D |
4,500 |
371,750 |
2.37 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-11 |
4 |
S |
$8.91 |
$40,095 |
D/D |
(4,500) |
96,872 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-29 |
4 |
S |
$9.10 |
$40,950 |
I/I |
(4,500) |
555,908 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2008-02-08 |
4 |
S |
$8.79 |
$39,713 |
D/D |
(4,518) |
103,372 |
0 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2006-10-06 |
4 |
B |
$9.44 |
$43,424 |
D/D |
4,600 |
105,096 |
2.37 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2004-06-03 |
4 |
B |
$1.04 |
$4,992 |
I/I |
4,800 |
2,997,165 |
1.42 |
- |
|
| CRGIY |
Corgi International Ltd |
10% Owner |
– – • |
2007-02-15 |
4 |
B |
$5.79 |
$27,799 |
D/D |
4,800 |
728,551 |
2.37 |
- |
|
| STGW |
Stagwell Inc |
10% Owner |
– – • |
2003-09-15 |
4 |
S |
$10.22 |
$51,100 |
I/I |
(5,000) |
1,098,819 |
|
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2004-04-12 |
4 |
B |
$1.14 |
$5,700 |
I/I |
5,000 |
2,963,365 |
1.5 |
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2004-04-20 |
4 |
B |
$1.41 |
$7,050 |
I/I |
5,000 |
2,968,365 |
1.5 |
- |
|
| MODTQ |
Modtech Holdings Inc |
10% Owner |
– – • |
2004-09-28 |
4 |
B |
$7.29 |
$36,450 |
I/I |
5,000 |
1,902,088 |
1.5 |
- |
|
| EENT |
Energy & Engine Technolog... |
10% Owner |
– – • |
2005-10-21 |
4 |
S |
$0.08 |
$400 |
D/D |
(5,000) |
2,594,141 |
|
- |
|
| EENT |
Energy & Engine Technolog... |
10% Owner |
– – • |
2005-10-24 |
4 |
S |
$0.08 |
$400 |
D/D |
(5,000) |
2,589,141 |
|
- |
|
| ADEP |
Adept Technology Inc |
10% Owner |
– – • |
2007-12-27 |
4 |
S |
$8.09 |
$40,450 |
I/I |
(5,000) |
663,841 |
0 |
- |
|
| IWSY |
Imageware Systems Inc |
10% Owner |
– – • |
2013-06-10 |
4 |
S |
$0.63 |
$3,150 |
I/I |
(5,000) |
9,920,655 |
0 |
- |
|
| CRGIY |
Corgi International Ltd |
10% Owner |
– – • |
2003-07-08 |
4 |
B |
$6.39 |
$33,228 |
I/I |
5,200 |
747,900 |
1.5 |
- |
|
| CRGIY |
Corgi International Ltd |
10% Owner |
– – • |
2003-07-18 |
4 |
B |
$6.44 |
$34,776 |
I/I |
5,400 |
766,300 |
1.5 |
- |
|
| CRGIY |
Corgi International Ltd |
10% Owner |
– – • |
2003-09-19 |
4 |
B |
$6.84 |
$37,620 |
I/I |
5,500 |
805,000 |
1.5 |
- |
|
344 Records found
|
|
Page 7 of 14 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
