Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Acusphere Inc |
ACUSD |
10% Owner |
2003-10-14 |
1,314,164 |
2003-10-14 |
146,016 |
Premium* |
|
Invesco Van Kampen Penn Va |
VPV |
10% Owner |
2012-05-18 |
0 |
2012-05-29 |
284 |
Premium* |
|
Invesco Van Kampen Tr For |
VGM |
10% Owner |
2012-05-21 |
0 |
2012-06-05 |
493 |
Premium* |
|
Invesco V Kampen Ohio Qual |
VOQ |
10% Owner |
2012-05-24 |
0 |
2012-05-24 |
308 |
Premium* |
|
Blackrock New Jersey Investment ... |
RNJ |
10% Owner |
2012-07-25 |
0 |
2012-07-25 |
0 |
Premium* |
|
Advent Claymore Convertible Secu... |
AVK |
10% Owner |
2012-12-20 |
0 |
2012-12-20 |
0 |
Premium* |
|
Blackrock Municipal 2018 Term Tr... |
BPK |
10% Owner |
2013-01-24 |
0 |
2013-08-02 |
1,275 |
Premium* |
|
Blackrock New York Municipal 201... |
BLH |
10% Owner |
2013-09-11 |
0 |
2015-03-18 |
0 |
Premium* |
|
Blackrock Municipal 2020 Term Tr... |
BKK |
10% Owner |
2017-01-05 |
0 |
2017-12-04 |
0 |
Premium* |
|
Federated Premier Intermediate M... |
FPT |
10% Owner |
2017-11-17 |
0 |
2017-11-17 |
0 |
Premium* |
|
Federated Premier Municipal Inco... |
FMN |
10% Owner |
2019-10-18 |
0 |
2019-10-18 |
2,272 |
Premium* |
|
Western Asset Intermediate Muni ... |
SBI |
Former 10% Owner, 10% ... |
2022-11-16 |
0 |
2022-11-16 |
0 |
Premium* |
|
Western Asset Municipal Partners... |
MNP |
10% Owner |
2022-11-16 |
0 |
2022-11-16 |
0 |
Premium* |
|
Dreyfus Strategic Municipals Inc |
LEO |
|
2023-07-17 |
0 |
2023-07-21 |
0 |
Premium* |
|
Dreyfus Strategic Municipal Bond... |
DSM |
|
2023-07-17 |
0 |
2023-07-21 |
0 |
Premium* |
|
Dreyfus Municipal Income Inc |
DMF |
|
2023-07-18 |
0 |
2023-07-20 |
0 |
Premium* |
|
Pimco High Income Fund |
PHK |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
Pimco New York Municipal Income ... |
PNF |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
Pimco Corporate Opportunity Fund |
PTY |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
Pimco Floating Rate Strategy Fun... |
PFN |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
Pimco Floating Rate Income Fund |
PFL |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
Pimco Corporate Income Fund |
PCN |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
Pimco New York Municipal Income ... |
PNI |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
Gabelli Utility Trust |
GUT |
Former 10% Owner |
2023-10-11 |
0 |
2023-10-11 |
0 |
Premium* |
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