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Insider
Information: |
Ubs Ag |
Relationship: |
Former 10% Owner |
City: |
Stamford |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
49 |
|
Direct
Shares |
14,324,145 |
|
Indirect Shares
|
70,839 |
|
|
Direct
Value |
$1 |
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Indirect Value
|
$316,247 |
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Total
Shares |
14,394,984 |
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Total
Value |
$316,248 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
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Total
Filings :
|
0
|
0
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Stock
price went up :
|
0
|
0
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Stock
price went down : |
0
|
0
|
|
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Gain/Loss Ratio : |
0.0
|
0.0
|
Percentage
Gain/Loss : |
0.0%
|
0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Silverstar Holdings Ltd |
SSTRF |
10% Owner |
2005-04-12 |
696,583 |
2004-01-27 |
0 |
Premium* |
|
Impsat Fiber Networks Inc |
IMFN |
10% Owner |
2006-01-06 |
1,918,380 |
|
0 |
Premium* |
|
Dune Energy Inc |
DUNR |
10% Owner |
2011-04-14 |
11,709,182 |
2007-05-01 |
0 |
Premium* |
|
India Globalization Capital, Inc. |
IGC |
10% Owner |
2008-07-11 |
0 |
2008-07-14 |
31,326 |
Premium* |
|
Invesco Van Kampen Tr For |
VTJ |
Former 10% owner |
|
0 |
2010-06-30 |
103 |
Premium* |
|
Invesco Van Kampen Select |
VKL |
Former 10% owner |
|
0 |
2012-05-31 |
6 |
Premium* |
|
Invesco Van Kampen Cali Va |
VCV |
Former 10% owner |
|
0 |
2012-05-31 |
24 |
Premium* |
|
DNP Select Income Fund Inc |
DNP |
Former 10% Owner |
|
0 |
2012-12-26 |
0 |
Premium* |
|
Blackrock Muniyield Michigan Ins... |
MYM |
Former 10% owner |
|
0 |
2011-05-31 |
152 |
Premium* |
|
Invesco Van Kampen Penn Va |
VPV |
Former 10% owner |
|
0 |
2012-05-31 |
83 |
Premium* |
|
Virtus AllianzGI Convertible & I... |
NCV |
10% Owner |
|
0 |
2013-10-18 |
8,056 |
Premium* |
|
Blackrock Muniyield California I... |
MCA |
Former 10% owner |
|
0 |
2011-05-31 |
199 |
Premium* |
|
Virtus Allianzgi Convertible & I... |
NCZ |
10% Owner |
|
0 |
2014-10-24 |
5,636 |
Premium* |
|
Invesco V Kampen Ohio Qual |
VOQ |
Former 10% owner |
|
0 |
2012-06-30 |
0 |
Premium* |
|
Blackrock Muniyield California F... |
MYC |
Former 10% owner |
|
0 |
2011-06-30 |
148 |
Premium* |
|
Pimco Floating Rate Income Fund |
PFL |
10% Owner |
|
0 |
2009-05-31 |
353 |
Premium* |
|
Blackrock Muniholdings New York ... |
MHN |
Former 10% owner |
|
0 |
2010-06-30 |
872 |
Premium* |
|
Invesco Ny Quality Muni Se |
IQN |
Former 10% owner |
|
0 |
2012-06-30 |
0 |
Premium* |
|
Invesco California Insured |
IIC |
Former 10% owner |
|
0 |
2012-06-30 |
0 |
Premium* |
|
Invesco Insured Muni Bond |
IMC |
Former 10% owner |
|
0 |
2012-06-30 |
0 |
Premium* |
|
Invesco Van Kampen Tr For |
VIM |
Former 10% owner |
|
0 |
2012-06-30 |
0 |
Premium* |
|
Invesco Muni Premium Inc T |
PIA |
Former 10% owner |
|
0 |
2010-06-30 |
57 |
Premium* |
|
Invesco Quality Muni Inc T |
IQI |
10% Owner |
|
0 |
2010-04-30 |
266 |
Premium* |
|
Invesco Van Kampen Tr For |
VTN |
Former 10% owner |
|
0 |
2012-05-31 |
76 |
Premium* |
|
Pioneer High Income |
PHT |
Former 10% Owner |
|
0 |
2014-03-18 |
0 |
Premium* |
|
BlackRock Massachusetts Tax-Exem... |
MHE |
Former 10% owner |
2012-06-30 |
0 |
2012-06-30 |
0 |
Premium* |
|
Blackrock New Jersey Municipal B... |
BLJ |
Former 10% owner |
2012-07-07 |
0 |
2012-07-07 |
0 |
Premium* |
|
Blackrock Pennsylvania Strategic... |
BPS |
Former 10% owner |
2012-07-03 |
0 |
2012-07-03 |
0 |
Premium* |
|
Pioneer Municipal High Income Ad... |
MAV |
10% Owner |
2012-07-07 |
0 |
2012-07-07 |
2,286 |
Premium* |
|
Blackrock New York Investment Qu... |
RNY |
Former 10% owner |
2012-07-20 |
0 |
2012-07-20 |
0 |
Premium* |
|
Blackrock New Jersey Investment ... |
RNJ |
Former 10% owner |
2012-07-24 |
0 |
2012-07-24 |
0 |
Premium* |
|
Pimco Floating Rate Strategy Fun... |
PFN |
10% Owner |
2012-08-01 |
0 |
2014-02-25 |
1,422 |
Premium* |
|
MFS Municipal Income Trust |
MFM |
Former 10% Owner |
2012-09-18 |
0 |
2012-09-18 |
0 |
Premium* |
|
American Municipal Income Portfo... |
XAA |
Former 10% Owner |
2012-11-02 |
0 |
2014-05-12 |
0 |
Premium* |
|
Eaton Vance Limited Duration Inc... |
EVV |
10% Owner |
2012-12-06 |
0 |
2013-06-19 |
5,148 |
Premium* |
|
Pimco Corporate Opportunity Fund |
PTY |
10% Owner |
2012-12-07 |
0 |
2014-02-25 |
3,242 |
Premium* |
|
Eaton Vance Floating-Rate Income... |
EFT |
Former 10% Owner |
2012-12-19 |
0 |
2012-12-19 |
0 |
Premium* |
|
Blackrock Florida Municipal 2020... |
BFO |
Former 10% Owner |
2013-01-23 |
0 |
2014-11-11 |
0 |
Premium* |
|
Blackrock Municipal 2020 Term Tr... |
BKK |
10% Owner |
2013-01-23 |
0 |
2014-11-12 |
1,078 |
Premium* |
|
Dreyfus Strategic Municipal Bond... |
DSM |
10% Owner |
2013-08-26 |
0 |
2014-01-02 |
1,487 |
Premium* |
|
Dreyfus Strategic Municipals Inc |
LEO |
10% Owner |
2013-08-26 |
0 |
2014-01-06 |
2,324 |
Premium* |
|
Dreyfus Municipal Income Inc |
DMF |
10% Owner |
2013-08-29 |
0 |
2014-01-03 |
825 |
Premium* |
|
Alliance California Municipal In... |
AKP |
10% Owner |
2013-11-08 |
0 |
2013-11-08 |
351 |
Premium* |
|
Eaton Vance Senior Floating Rate... |
EFR |
10% Owner |
2013-11-12 |
0 |
2014-04-02 |
2,833 |
Premium* |
|
Pioneer Floating Rate Trust |
PHD |
Former 10% Owner |
2013-12-03 |
0 |
2013-12-06 |
0 |
Premium* |
|
Eaton Vance Senior Income Trust |
EVF |
10% Owner |
2014-02-25 |
0 |
2014-02-25 |
1,893 |
Premium* |
|
Franklin Templeton Limited Durat... |
FTF |
10% Owner |
2014-03-14 |
0 |
2014-03-14 |
593 |
Premium* |
|
First American Minnesota Municip... |
MXN |
Former 10% Owner |
2014-05-05 |
0 |
2014-05-05 |
0 |
Premium* |
|
Minnesota Municipal Income Portf... |
MXA |
Former 10% Owner |
2014-05-07 |
0 |
2014-05-09 |
0 |
Premium* |
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Records found :
509 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 12 of 21
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
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|
Form |
PHT |
Pioneer High Income |
Former 10% Owner |
|
2014-03-18 |
4 |
D |
$0.00 |
$0 |
I/I |
(256) |
0 |
0 |
- |
|
EFR |
Eaton Vance Senior Floati... |
10% Owner |
|
2014-04-02 |
4 |
B |
$0.00 |
$0 |
I/I |
2 |
2,833 |
1.42 |
- |
|
BFO |
Blackrock Florida Municip... |
10% Owner |
|
2014-04-28 |
4/A |
D |
$0.00 |
$0 |
I/I |
(15) |
52 |
0 |
- |
|
BFO |
Blackrock Florida Municip... |
10% Owner |
|
2014-04-28 |
4 |
D |
$0.00 |
$0 |
I/I |
(16) |
51 |
0 |
- |
|
MXN |
First American Minnesota ... |
Former 10% Owner |
|
2014-05-05 |
4 |
D |
$0.00 |
$0 |
I/I |
(513) |
0 |
0 |
- |
|
MXA |
Minnesota Municipal Incom... |
10% Owner |
|
2014-05-07 |
4 |
D |
$0.00 |
$0 |
I/I |
(138) |
141 |
0 |
- |
|
XAA |
American Municipal Income... |
10% Owner |
|
2014-05-08 |
4 |
D |
$0.00 |
$0 |
I/I |
(113) |
176 |
0 |
- |
|
MXA |
Minnesota Municipal Incom... |
Former 10% Owner |
|
2014-05-09 |
4 |
D |
$0.00 |
$0 |
I/I |
(141) |
0 |
0 |
- |
|
XAA |
American Municipal Income... |
Former 10% Owner |
|
2014-05-12 |
4 |
D |
$0.00 |
$0 |
I/I |
(176) |
0 |
0 |
- |
|
BKK |
Blackrock Municipal 2020 ... |
10% Owner |
|
2014-06-05 |
4 |
D |
$0.00 |
$0 |
I/I |
(67) |
1,298 |
0 |
- |
|
BKK |
Blackrock Municipal 2020 ... |
10% Owner |
|
2014-06-09 |
4 |
D |
$0.00 |
$0 |
I/I |
(48) |
1,250 |
0 |
- |
|
BFO |
Blackrock Florida Municip... |
10% Owner |
|
2014-06-09 |
4 |
D |
$0.00 |
$0 |
I/I |
(38) |
14 |
0 |
- |
|
BKK |
Blackrock Municipal 2020 ... |
10% Owner |
|
2014-06-10 |
4 |
D |
$0.00 |
$0 |
I/I |
(51) |
1,199 |
0 |
- |
|
NCZ |
Virtus Allianzgi Converti... |
10% Owner |
|
2014-10-24 |
4 |
A |
$0.00 |
$0 |
I/I |
2 |
5,636 |
0 |
- |
|
BKK |
Blackrock Municipal 2020 ... |
10% Owner |
|
2014-11-06 |
4 |
D |
$0.00 |
$0 |
I/I |
(47) |
1,150 |
0 |
- |
|
BKK |
Blackrock Municipal 2020 ... |
10% Owner |
|
2014-11-10 |
4 |
D |
$0.00 |
$0 |
I/I |
(35) |
1,115 |
0 |
- |
|
BFO |
Blackrock Florida Municip... |
Former 10% Owner |
|
2014-11-11 |
4 |
D |
$0.00 |
$0 |
I/I |
(14) |
0 |
0 |
- |
|
BKK |
Blackrock Municipal 2020 ... |
10% Owner |
|
2014-11-12 |
4 |
D |
$0.00 |
$0 |
I/I |
(37) |
1,078 |
0 |
- |
|
DUNR |
Dune Energy Inc |
10% Owner |
|
2009-11-19 |
4 |
S |
$0.09 |
$25,316 |
D/D |
(267,898) |
132,870,945 |
0 |
- |
|
DUNR |
Dune Energy Inc |
10% Owner |
|
2009-11-17 |
4 |
S |
$0.10 |
$11,561 |
D/D |
(114,129) |
133,281,543 |
0 |
- |
|
DUNR |
Dune Energy Inc |
10% Owner |
|
2009-11-18 |
4 |
S |
$0.10 |
$14,130 |
D/D |
(142,700) |
133,138,843 |
0 |
- |
|
DUNR |
Dune Energy Inc |
10% Owner |
|
2010-10-06 |
4 |
S |
$0.10 |
$22,343 |
D/D |
(223,431) |
11,304,143 |
0 |
- |
|
DUNR |
Dune Energy Inc |
10% Owner |
|
2010-01-06 |
4 |
S |
$0.25 |
$20,442 |
D/D |
(81,506) |
32,690,904 |
0 |
- |
|
DUNR |
Dune Energy Inc |
10% Owner |
|
2010-01-07 |
4 |
S |
$0.25 |
$4,768 |
D/D |
(19,025) |
33,450,241 |
0 |
- |
|
DUNR |
Dune Energy Inc |
10% Owner |
|
2010-05-06 |
4 |
A |
$0.29 |
$131 |
D/D |
450 |
20,164,362 |
0 |
- |
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509 Records found
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Page 12 of 21 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
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