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Insider Information:   Owens James W
Relationship:   Director
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   5    
Direct Shares   374,304    

Indirect Shares

  192,760      
Direct Value   $99,707,424    

Indirect Value

  $62,906,186      
Total Shares   567,064      
Total Value   $162,613,610      


Caterpillar Inc
 $89,649,866 Howmet Aerospace Inc
 $842,300 International Business Machines Corporation
 $543,598 Morgan Stanley
 $8,048,991 Alcoa Upstream Corp
 $622,669 Caterpillar Inc
 $89,649,866 Howmet Aerospace Inc
 $842,300 International Business Machines Corporation
 $543,598 Morgan Stanley
 $8,048,991 Alcoa Upstream Corp
 $622,669
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Caterpillar Inc CAT Director 2010-09-13 264,259 2010-09-13 181,177    Premium*  
            Howmet Aerospace Inc HWM Director 2010-10-20 10,000 2010-10-20 5,025    Premium*  
            International Business Machines ... IBM 2014-07-23 3,282 2018-10-31 6,000    Premium*  
            Morgan Stanley MS Director 2018-05-24 82,783 2011-02-01 0    Premium*  
            Alcoa Upstream Corp AA Director 2019-05-10 13,980 2019-05-10 558    Premium*  
* Premium Members only  

Records found :    80         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
CAT Caterpillar Inc officerTitle   •       •      –    2005-12-08 4 GD $0.00 $0 D/D 1,204 236,328 -
CAT Caterpillar Inc officerTitle   •       •      –    2006-02-01 4 GD $0.00 $0 D/D 1,922 157,369 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2006-06-27 4 GD $0.00 $0 D/D 200 157,169 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2006-12-05 4 GD $0.00 $0 D/D 1,284 156,219 0 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2007-05-24 4 GD $0.00 $0 D/D 2,069 193,031 0 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2007-12-12 4 GD $0.00 $0 D/D 812 192,497 0 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2007-12-19 4 GD $0.00 $0 D/D 2,600 189,897 0 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2008-05-06 4 GD $0.00 $0 D/D 4,038 183,916 0 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2008-12-19 4 GD $0.00 $0 I/I 2,700 118,344 0 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2008-12-23 4 GD $0.00 $0 I/I 1,200 117,144 0 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2008-12-24 4 GD $0.00 $0 D/D 17,949 183,916 0 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2009-09-30 4 GD $0.00 $0 D/D 10,017 171,743 0 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2009-12-23 4 GD $0.00 $0 I/I 3,100 173,277 0 -
CAT Caterpillar Inc Director   –       •      –    2010-09-13 4 GD $0.00 $0 D/D 6,314 257,945 0 -
HWM Howmet Aerospace Inc Director   –       •      –    2005-06-21 3 IO $0.00 $0 I/I 0 725 -
IBM International Business Ma... Director   –       •      –    2006-03-01 3 IO $0.00 $0 D/D 0 1,000 -
AA Alcoa Upstream Corp Director   –       •      –    2016-11-01 3 IO $0.00 $0 D/D 0 1,111 -
AA Alcoa Upstream Corp Director   –       •      –    2016-11-01 3 IO $0.00 $0 I/I 0 558 -
CAT Caterpillar Inc Group President   •       –      –    2003-07-18 4 OE $30.16 $1,507,810 D/D 50,000 80,732 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2005-03-02 4 OE $32.91 $1,645,310 D/D 50,000 89,419 -
CAT Caterpillar Inc officerTitle   •       •      –    2006-01-31 4 OE $25.83 $2,582,810 D/D 100,000 218,034 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2007-04-26 4 OE $27.84 $2,784,380 D/D 100,000 196,469 0 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2008-12-10 4 OE $31.17 $3,117,190 D/D 100,000 281,640 0 -
CAT Caterpillar Inc Chairman of the Board/CEO   •       •      –    2009-08-07 4 OE $19.20 $2,073,946 D/D 108,000 225,133 0 -
HWM Howmet Aerospace Inc Director   –       •      –    2009-11-13 4 OE $0.00 $0 D/D 50 50 0 -

  80  Records found
  1   2   3  4      
  Page 3 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed