| |
| |
|
| Insider
Information: |
Hellerman Gerald |
| Relationship: |
Director |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
109,392 |
|
|
Indirect Shares
|
46,763 |
|
|
| Direct
Value |
$818,116 |
|
|
|
Indirect Value
|
$127,358 |
|
|
| Total
Shares |
156,155 |
|
|
| Total
Value |
$945,474 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
14
|
1
|
|
Stock
price went up :
|
7
|
0
|
| Stock
price went down : |
7
|
1
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
-1.0
|
| Percentage
Gain/Loss : |
 6.9%
|
 -22.2%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2004-06-21 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Director |
2022-04-06 |
43,584 |
2016-11-01 |
9,388 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director |
2016-06-02 |
28,449 |
2016-06-02 |
37,375 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2022-03-02 |
5,324 |
2018-10-19 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2022-01-21 |
32,035 |
2019-03-19 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
93 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| MVC |
MVC Capital |
Director |
– • – |
2009-03-13 |
4 |
B |
$8.13 |
$16,260 |
D/D |
2,000 |
49,630 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2009-03-30 |
4 |
B |
$7.82 |
$7,820 |
D/D |
1,000 |
50,630 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2012-01-17 |
4 |
B |
$12.00 |
$12,000 |
D/D |
1,000 |
55,964 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2012-06-13 |
4 |
S |
$12.46 |
$7 |
D/D |
(1) |
56,963 |
0 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2012-06-13 |
4 |
B |
$12.53 |
$12,530 |
D/D |
1,000 |
56,964 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2013-01-07 |
4/A |
B |
$12.15 |
$18,675 |
D/D |
1,537 |
58,500 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2013-01-07 |
4 |
B |
$12.15 |
$18,675 |
D/D |
1,537 |
57,500 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2014-03-14 |
4 |
B |
$13.40 |
$20,100 |
D/D |
1,500 |
60,000 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2014-09-18 |
4 |
B |
$11.55 |
$14,438 |
D/D |
1,250 |
61,250 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2014-09-29 |
4 |
B |
$10.78 |
$18,865 |
D/D |
1,750 |
63,000 |
2.39 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2018-03-14 |
4 |
B |
$10.00 |
$10,000 |
D/D |
1,000 |
64,000 |
0.01 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2018-03-26 |
4 |
B |
$9.97 |
$9,979 |
D/D |
1,000 |
65,000 |
0.01 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2019-09-30 |
4 |
B |
$8.95 |
$17,939 |
D/D |
2,000 |
67,000 |
0.01 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2019-10-08 |
4 |
B |
$8.88 |
$8,880 |
D/D |
1,000 |
68,000 |
0.01 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(68,000) |
0 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-03-19 |
4 |
D |
$9.25 |
$10,897 |
D/D |
(1,178) |
0 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-10-03 |
4 |
B |
$8.52 |
$12,780 |
D/D |
1,500 |
1,500 |
2.39 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-10-08 |
4 |
B |
$8.46 |
$8,460 |
D/D |
1,000 |
2,500 |
2.39 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-10-23 |
4 |
B |
$8.48 |
$14,840 |
D/D |
1,750 |
4,250 |
2.39 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-04-03 |
4 |
B |
$5.91 |
$5,910 |
D/D |
1,000 |
5,432 |
2.39 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-11 |
4 |
B |
$8.26 |
$413 |
D/D |
50 |
5,776 |
2.31 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-10-30 |
4 |
B |
$7.24 |
$14,499 |
D/D |
2,000 |
7,776 |
2.39 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-02-02 |
4 |
OE |
$8.24 |
$92,148 |
D/D |
11,183 |
19,234 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-09-17 |
4 |
S |
$10.00 |
$90,000 |
D/D |
(9,000) |
11,012 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-11-02 |
4 |
OE |
$8.36 |
$159,442 |
D/D |
19,072 |
30,778 |
0 |
- |
|
93 Records found
|
|
Page 2 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
