| |
| |
|
| Insider
Information: |
Hellerman Gerald |
| Relationship: |
Director |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
117,383 |
|
|
Indirect Shares
|
46,763 |
|
|
| Direct
Value |
$893,596 |
|
|
|
Indirect Value
|
$130,550 |
|
|
| Total
Shares |
164,146 |
|
|
| Total
Value |
$1,024,146 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
15
|
1
|
|
Stock
price went up :
|
8
|
0
|
| Stock
price went down : |
7
|
1
|
| |
|
|
|
Gain/Loss Ratio : |
1.1
|
-1.0
|
| Percentage
Gain/Loss : |
 6.5%
|
 -22.2%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2004-06-21 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Director |
2022-04-06 |
43,584 |
2016-11-01 |
9,388 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director |
2016-06-02 |
28,449 |
2016-06-02 |
37,375 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2022-03-02 |
5,324 |
2018-10-19 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2024-06-04 |
40,026 |
2019-03-19 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
94 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| SPE |
Special Opportunities Fun... |
Director |
– • – |
2010-03-16 |
4 |
B |
$13.55 |
$54,200 |
I/I |
4,000 |
4,000 |
2.1 |
- |
|
| SPE |
Special Opportunities Fun... |
Director |
– • – |
2010-05-05 |
4 |
B |
$13.28 |
$9,296 |
I/I |
700 |
700 |
2.1 |
- |
|
| SPE |
Special Opportunities Fun... |
Director |
– • – |
2010-05-06 |
4 |
B |
$13.28 |
$7,304 |
I/I |
550 |
1,250 |
2.1 |
- |
|
| SPE |
Special Opportunities Fun... |
Director |
– • – |
2010-07-21 |
4 |
B |
$12.99 |
$12,986 |
I/I |
1,000 |
1,000 |
2.1 |
- |
|
| SPE |
Special Opportunities Fun... |
Director |
– • – |
2010-09-21 |
4/A |
B |
$13.40 |
$13,400 |
I/I |
1,000 |
2,250 |
2.1 |
- |
|
| SPE |
Special Opportunities Fun... |
Director |
– • – |
2011-07-27 |
4 |
B |
$15.61 |
$15,610 |
I/I |
1,000 |
5,000 |
2.1 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2012-01-17 |
4 |
B |
$12.00 |
$12,000 |
D/D |
1,000 |
55,964 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2012-06-13 |
4 |
B |
$12.53 |
$12,530 |
D/D |
1,000 |
56,964 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2013-01-07 |
4 |
B |
$12.15 |
$18,675 |
D/D |
1,537 |
57,500 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2013-01-07 |
4/A |
B |
$12.15 |
$18,675 |
D/D |
1,537 |
58,500 |
2.39 |
- |
|
| SPE |
Special Opportunities Fun... |
CCO and CFO |
• • – |
2013-05-01 |
4 |
B |
$17.08 |
$34,166 |
D/D |
2,000 |
4,250 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
CCO and CFO |
• • – |
2013-08-21 |
4 |
B |
$17.05 |
$17,050 |
D/D |
1,000 |
5,250 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
CCO and CFO |
• • – |
2013-12-26 |
4 |
B |
$16.97 |
$16,970 |
D/D |
1,000 |
6,384 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
CCO and CFO |
• • – |
2014-02-26 |
4 |
B |
$16.00 |
$14,400 |
I/I |
900 |
5,170 |
2.58 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • – |
2014-03-13 |
4 |
B |
$5.60 |
$27,982 |
I/I |
5,000 |
21,500 |
2.1 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2014-03-14 |
4 |
B |
$13.40 |
$20,100 |
D/D |
1,500 |
60,000 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2014-09-18 |
4 |
B |
$11.55 |
$14,438 |
D/D |
1,250 |
61,250 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2014-09-29 |
4 |
B |
$10.78 |
$18,865 |
D/D |
1,750 |
63,000 |
2.39 |
- |
|
| SPE |
Special Opportunities Fun... |
CCO and CFO |
• • – |
2015-08-07 |
4 |
B |
$15.02 |
$15,020 |
D/D |
1,000 |
8,220 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
CCO and CFO |
• • – |
2015-08-19 |
4 |
B |
$14.85 |
$14,850 |
D/D |
1,000 |
9,220 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
CCO and CFO |
• • – |
2015-08-25 |
4 |
B |
$14.28 |
$21,422 |
D/D |
1,500 |
10,720 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
CCO and CFO |
• • – |
2016-01-04 |
4 |
B |
$13.05 |
$19,575 |
D/D |
1,500 |
11,220 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
CCO and CFO |
• • – |
2016-03-01 |
4 |
B |
$12.45 |
$12,089 |
I/I |
971 |
9,388 |
2.58 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • – |
2016-03-28 |
4 |
B |
$3.90 |
$19,500 |
I/I |
5,000 |
31,875 |
2.1 |
- |
|
| SPE |
Special Opportunities Fun... |
CCO and CFO |
• • – |
2016-11-01 |
4 |
B |
$14.16 |
$42,480 |
D/D |
3,000 |
11,899 |
2.81 |
- |
|
94 Records found
|
|
Page 2 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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