| |
| |
|
| Insider
Information: |
Gerken R Jay |
| Relationship: |
Director |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
9 |
|
| Direct
Shares |
63,186 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$1,160,996 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
63,186 |
|
|
| Total
Value |
$1,160,996 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
2
|
0
|
|
Stock
price went up :
|
2
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
2.0
|
0.0
|
| Percentage
Gain/Loss : |
 28.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Western Asset Municipal Partners... |
MNP |
President and CEO, Dir... |
2009-03-31 |
6,446 |
2003-11-12 |
0 |
Premium* |
|
|
Western Asset High Income Opport... |
HIO |
President and CEO, Dir... |
2008-11-21 |
4,658 |
2004-02-25 |
0 |
Premium* |
|
|
Western Asset Claymore Us Treasu... |
WIW |
Trustee, Director |
2008-07-11 |
2,000 |
2008-07-11 |
0 |
Premium* |
|
|
Western Asset Claymore Us Treasu... |
WIA |
Trustee, Director |
2008-07-11 |
2,000 |
2008-07-11 |
0 |
Premium* |
|
|
Western Asset Municipal Defined ... |
MTT |
Chairman, CEO and Pres... |
2009-03-26 |
100 |
2009-03-26 |
0 |
Premium* |
|
|
Western Asset Mortgage Defined O... |
DMO |
CEO & Pres., CEO & Pre... |
2010-06-23 |
2,000 |
2010-06-23 |
0 |
Premium* |
|
|
Clearbridge Energy Mlp Fund Inc. |
CEM |
Pres., CEO & Chairman,... |
2010-06-24 |
1,000 |
2010-06-24 |
0 |
Premium* |
|
|
Clearbridge Energy Mlp Total Ret... |
CTR |
CEO, Pres. & Chairman,... |
2012-06-26 |
1,000 |
2012-06-26 |
0 |
Premium* |
|
|
Associated Banc-Corp |
ASBC |
Director |
2024-03-15 |
43,982 |
2014-10-28 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
92 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| EDF |
Citigrp Fdng Eqty Intel |
Director |
– • – |
2003-11-12 |
4 |
B |
$15.89 |
$7,945 |
D/D |
500 |
1,000 |
2.39 |
- |
|
| MHF |
Western Asset Municipal H... |
Director |
– • – |
2004-02-25 |
4 |
B |
$7.86 |
$3,930 |
D/D |
500 |
1,074 |
2.31 |
- |
|
| HIO |
Western Asset High Income... |
Director |
– • – |
2004-02-25 |
4 |
B |
$7.24 |
$3,620 |
D/D |
500 |
1,107 |
2.31 |
- |
|
| TLI |
Western Asset Corporate L... |
Director |
– • – |
2004-02-25 |
4 |
B |
$15.27 |
$7,635 |
D/D |
500 |
1,060 |
2.39 |
- |
|
| MHY |
Western Asset Managed Hig... |
Director |
– • – |
2004-02-25 |
4 |
B |
$6.96 |
$3,480 |
D/D |
500 |
1,107 |
2.31 |
- |
|
| SBF |
Morgan Stanley 10 Srmtn |
Chairman & Chief Exec.Officer |
• • – |
2004-05-11 |
4 |
B |
$11.70 |
$5,850 |
D/D |
500 |
1,000 |
2.81 |
- |
|
| MNP |
Western Asset Municipal P... |
President and CEO |
• • – |
2009-03-31 |
4 |
B |
$11.00 |
$5,500 |
D/D |
500 |
6,446 |
2.81 |
- |
|
| MPT |
Western Asset Municipal P... |
Director |
– • – |
2003-11-12 |
4 |
B |
$13.32 |
$9,324 |
D/D |
700 |
2,000 |
2.39 |
- |
|
| WIA |
Western Asset Claymore Us... |
Trustee |
– • – |
2008-07-11 |
4 |
B |
$12.53 |
$8,770 |
D/D |
700 |
2,000 |
2.39 |
- |
|
| MPT |
Western Asset Municipal P... |
Director |
– • – |
2003-11-12 |
4 |
B |
$13.31 |
$10,648 |
D/D |
800 |
2,000 |
2.39 |
- |
|
| ASBC |
Associated Banc-Corp |
Director |
• • – |
2017-08-01 |
4 |
A |
$23.95 |
$19,998 |
D/D |
835 |
23,180 |
0 |
- |
|
| EHI |
Western Asset Global High... |
Director |
– • – |
2003-07-31 |
4 |
B |
$15.00 |
$15,000 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| ESD |
Western Asset Emerging Ma... |
Director |
– • – |
2003-12-04 |
4 |
B |
$20.00 |
$20,000 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| CEM |
Clearbridge Energy Mlp Fu... |
Pres., CEO & ChairmanCEO & Pre |
• • – |
2010-06-24 |
4 |
B |
$20.00 |
$20,000 |
D/D |
1,000 |
1,000 |
2.81 |
- |
|
| CTR |
Clearbridge Energy Mlp To... |
CEO, Pres. & ChairmanCEO & Pre |
• • – |
2012-06-26 |
4 |
B |
$20.00 |
$20,000 |
D/D |
1,000 |
1,000 |
2.81 |
- |
|
| WIA |
Western Asset Claymore Us... |
Trustee |
– • – |
2008-07-11 |
4 |
B |
$12.53 |
$16,284 |
D/D |
1,300 |
1,900 |
2.39 |
- |
|
| MNP |
Western Asset Municipal P... |
Director |
– • – |
2003-11-12 |
4 |
B |
$13.62 |
$19,068 |
D/D |
1,400 |
2,000 |
2.39 |
- |
|
| MMU |
Western Asset Managed Mun... |
Director |
– • – |
2004-02-25 |
4 |
B |
$11.72 |
$17,580 |
D/D |
1,500 |
2,052 |
2.39 |
- |
|
| SBI |
Western Asset Intermediat... |
Director |
– • – |
2004-02-25 |
4 |
B |
$10.37 |
$15,555 |
D/D |
1,500 |
2,000 |
2.39 |
- |
|
| PAI |
Western Asset Inc Fund |
President |
• • – |
2007-09-20 |
4 |
B |
$28.27 |
$56,534 |
D/D |
2,000 |
2,000 |
2.81 |
- |
|
| WEA |
Western Asset Premier Bon... |
President |
• • – |
2007-09-20 |
4 |
B |
$14.46 |
$28,920 |
D/D |
2,000 |
2,000 |
2.81 |
- |
|
| WIW |
Western Asset Claymore Us... |
Trustee |
– • – |
2008-07-11 |
4 |
B |
$12.45 |
$24,896 |
D/D |
2,000 |
2,000 |
2.39 |
- |
|
| MNP |
Western Asset Municipal P... |
President and CEO |
• • – |
2008-11-21 |
4 |
B |
$9.90 |
$19,800 |
D/D |
2,000 |
5,946 |
2.81 |
- |
|
| DMO |
Western Asset Mortgage De... |
CEO & Pres.CEO & Pres. of Mana |
• • – |
2010-06-23 |
4 |
B |
$19.58 |
$39,150 |
D/D |
2,000 |
2,000 |
2.81 |
- |
|
| ASBC |
Associated Banc-Corp |
Director |
• • – |
2020-06-09 |
4 |
B |
$25.00 |
$50,000 |
D/D |
2,000 |
2,000 |
2.39 |
% |
|
92 Records found
|
|
Page 3 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
