| |
| |
|
| Insider
Information: |
Barnes Randall C |
| Relationship: |
|
| City: |
Naperville |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
10 |
|
| Direct
Shares |
145,253 |
|
|
Indirect Shares
|
21,734 |
|
|
| Direct
Value |
$1,127,690 |
|
|
|
Indirect Value
|
$421,095 |
|
|
| Total
Shares |
166,987 |
|
|
| Total
Value |
$1,548,785 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
5
|
17
|
|
Stock
price went up :
|
1
|
15
|
| Stock
price went down : |
4
|
2
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
7.5
|
| Percentage
Gain/Loss : |
 -23.8%
|
 79.5%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Madison Claymore Covered Call Fund |
MCN |
Trustee, Director |
2009-05-01 |
0 |
2009-05-01 |
117 |
Premium* |
|
|
Fiduciary/claymore Energy Infras... |
FMO |
Trustee, Director |
2018-03-26 |
40,513 |
2015-08-27 |
1,000 |
Premium* |
|
|
Advent/Claymore Enhanced Growth ... |
LCM |
Trustee, Director |
2014-12-22 |
3,828 |
2010-10-07 |
1,357 |
Premium* |
|
|
Advent Claymore Convertible Secu... |
AVK |
|
2022-01-13 |
11,355 |
2014-02-18 |
0 |
Premium* |
|
|
Old Mutual/claymore Long-Short F... |
GPM |
Trustee, Director |
2005-11-30 |
0 |
2018-01-30 |
0 |
Premium* |
|
|
Invesco Raymond James Sb1 Equity... |
RYJ |
Trustee, Director |
2007-01-11 |
830 |
2007-01-08 |
0 |
Premium* |
|
|
Claymore/Guggenheim Strategic Op... |
GOF |
|
2024-02-01 |
5,849 |
2023-11-03 |
0 |
Premium* |
|
|
Guggenheim Enhanced Equity |
GGE |
Trustee, Director |
2012-05-03 |
0 |
2013-01-10 |
0 |
Premium* |
|
|
Guggenheim Credit Allocation Fund |
GGM |
Trustee, Director |
2019-05-09 |
17,056 |
2019-05-09 |
19,260 |
Premium* |
|
|
Guggenheim Active Allocation Fund |
GUG |
|
2024-01-30 |
65,822 |
2022-04-12 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
226 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 4 of 10
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2013-10-01 |
4 |
B |
$23.58 |
$23,580 |
D/D |
1,000 |
2,730 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2013-10-31 |
4 |
B |
$23.10 |
$23,100 |
I/I |
1,000 |
5,100 |
2.1 |
- |
|
| AVK |
Advent Claymore Convertib... |
Trustee |
– • – |
2014-10-10 |
4 |
B |
$16.66 |
$16,659 |
D/D |
1,000 |
2,382 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2015-03-06 |
4 |
B |
$22.36 |
$22,360 |
I/I |
1,000 |
4,419 |
2.1 |
- |
|
| FMO |
Fiduciary/claymore Energy... |
Trustee |
– • – |
2015-07-27 |
4 |
B |
$20.20 |
$20,200 |
D/D |
1,000 |
1,676 |
2.39 |
- |
|
| FMO |
Fiduciary/claymore Energy... |
Trustee |
– • – |
2015-08-27 |
4 |
B |
$18.67 |
$18,670 |
I/I |
1,000 |
1,000 |
2.1 |
- |
|
| AVK |
Advent Claymore Convertib... |
TRUSTEE |
– • – |
2021-12-30 |
4 |
B |
$17.75 |
$17,750 |
D/D |
1,000 |
7,985 |
0.01 |
% |
|
| AVK |
Advent Claymore Convertib... |
TRUSTEE |
– • – |
2022-01-04 |
4 |
B |
$18.25 |
$18,250 |
D/D |
1,000 |
8,985 |
0.01 |
% |
|
| AVK |
Advent Claymore Convertib... |
TRUSTEE |
– • – |
2022-01-10 |
4 |
B |
$18.20 |
$18,200 |
D/D |
1,000 |
9,985 |
0.01 |
% |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2023-10-31 |
4 |
B |
$12.99 |
$12,990 |
D/D |
1,000 |
28,127 |
0.01 |
- |
|
| GOF |
Claymore/Guggenheim Strat... |
TRUSTEE |
– • – |
2023-11-28 |
4 |
S |
$13.30 |
$13,300 |
D/D |
(1,000) |
108,060 |
0 |
% |
|
| GOF |
Claymore/Guggenheim Strat... |
TRUSTEE |
– • – |
2023-11-29 |
4 |
S |
$13.25 |
$13,250 |
D/D |
(1,000) |
107,060 |
0 |
% |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2023-11-30 |
4 |
B |
$13.85 |
$13,850 |
D/D |
1,000 |
29,127 |
0.01 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2013-09-30 |
4 |
B |
$23.62 |
$25,982 |
D/D |
1,100 |
1,730 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2013-10-04 |
4 |
B |
$23.55 |
$25,905 |
D/D |
1,100 |
3,830 |
2.39 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2023-05-01 |
4 |
B |
$14.11 |
$16,170 |
D/D |
1,146 |
18,536 |
0.01 |
- |
|
| FMO |
Fiduciary/claymore Energy... |
Trustee |
– • – |
2006-04-24 |
4 |
B |
$18.40 |
$22,080 |
I/I |
1,200 |
4,200 |
2.1 |
- |
|
| GOF |
Claymore/Guggenheim Strat... |
Trustee |
– • – |
2008-09-10 |
4 |
B |
$15.93 |
$19,116 |
I/I |
1,200 |
5,720 |
2.1 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2015-10-02 |
4 |
B |
$19.74 |
$23,688 |
D/D |
1,200 |
9,093 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2016-02-01 |
4 |
B |
$18.55 |
$22,260 |
D/D |
1,200 |
10,293 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2015-03-11 |
4 |
B |
$22.17 |
$26,721 |
I/I |
1,205 |
5,088 |
2.1 |
- |
|
| MCN |
Madison Claymore Covered ... |
Trustee |
– • – |
2005-06-20 |
4 |
B |
$15.25 |
$19,825 |
I/I |
1,300 |
9,600 |
2.1 |
- |
|
| GOF |
Claymore/Guggenheim Strat... |
Trustee |
– • – |
2012-12-28 |
4 |
B |
$21.23 |
$27,599 |
I/I |
1,300 |
3,700 |
2.1 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2016-06-29 |
4 |
B |
$20.23 |
$27,311 |
D/D |
1,350 |
12,503 |
2.39 |
- |
|
| AVK |
Advent Claymore Convertib... |
TRUSTEE |
– • – |
2022-01-13 |
4 |
B |
$17.87 |
$24,482 |
D/D |
1,370 |
11,355 |
0.01 |
% |
|
226 Records found
|
|
Page 4 of 10 |
| |
Free Registration Required For Full Results. Limit: 25
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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