| |
| |
|
| Insider
Information: |
Barnes Randall C |
| Relationship: |
|
| City: |
Naperville |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
10 |
|
| Direct
Shares |
145,253 |
|
|
Indirect Shares
|
21,734 |
|
|
| Direct
Value |
$1,129,022 |
|
|
|
Indirect Value
|
$421,094 |
|
|
| Total
Shares |
166,987 |
|
|
| Total
Value |
$1,550,116 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
5
|
17
|
|
Stock
price went up :
|
1
|
15
|
| Stock
price went down : |
4
|
2
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
7.5
|
| Percentage
Gain/Loss : |
 -23.8%
|
 69.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Madison Claymore Covered Call Fund |
MCN |
Trustee, Director |
2009-05-01 |
0 |
2009-05-01 |
117 |
Premium* |
|
|
Fiduciary/claymore Energy Infras... |
FMO |
Trustee, Director |
2018-03-26 |
40,513 |
2015-08-27 |
1,000 |
Premium* |
|
|
Advent/Claymore Enhanced Growth ... |
LCM |
Trustee, Director |
2014-12-22 |
3,828 |
2010-10-07 |
1,357 |
Premium* |
|
|
Advent Claymore Convertible Secu... |
AVK |
|
2022-01-13 |
11,355 |
2014-02-18 |
0 |
Premium* |
|
|
Old Mutual/claymore Long-Short F... |
GPM |
Trustee, Director |
2005-11-30 |
0 |
2018-01-30 |
0 |
Premium* |
|
|
Invesco Raymond James Sb1 Equity... |
RYJ |
Trustee, Director |
2007-01-11 |
830 |
2007-01-08 |
0 |
Premium* |
|
|
Claymore/Guggenheim Strategic Op... |
GOF |
|
2024-02-01 |
5,849 |
2023-11-03 |
0 |
Premium* |
|
|
Guggenheim Enhanced Equity |
GGE |
Trustee, Director |
2012-05-03 |
0 |
2013-01-10 |
0 |
Premium* |
|
|
Guggenheim Credit Allocation Fund |
GGM |
Trustee, Director |
2019-05-09 |
17,056 |
2019-05-09 |
19,260 |
Premium* |
|
|
Guggenheim Active Allocation Fund |
GUG |
|
2024-01-30 |
65,822 |
2022-04-12 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
226 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 8 of 10
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AVK |
Advent Claymore Convertib... |
TRUSTEE |
– • – |
2022-01-10 |
4 |
B |
$18.20 |
$18,200 |
D/D |
1,000 |
9,985 |
0.01 |
% |
|
| AVK |
Advent Claymore Convertib... |
TRUSTEE |
– • – |
2022-01-13 |
4 |
B |
$17.87 |
$24,482 |
D/D |
1,370 |
11,355 |
0.01 |
% |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2022-04-12 |
4 |
B |
$16.93 |
$12,274 |
D/D |
725 |
725 |
0.01 |
- |
|
| GOF |
Claymore/Guggenheim Strat... |
TRUSTEE |
– • – |
2022-06-02 |
4 |
S |
$17.61 |
$228,930 |
I/I |
(13,000) |
27,881 |
0 |
% |
|
| GOF |
Claymore/Guggenheim Strat... |
TRUSTEE |
– • – |
2022-06-14 |
4 |
S |
$0.00 |
$0 |
I/I |
(20,000) |
8,319 |
0 |
% |
|
| GOF |
Claymore/Guggenheim Strat... |
TRUSTEE |
– • – |
2022-06-15 |
4 |
S |
$16.75 |
$19 |
I/I |
(1) |
356 |
0 |
% |
|
| GOF |
Claymore/Guggenheim Strat... |
TRUSTEE |
– • – |
2022-06-16 |
4 |
S |
$0.00 |
$0 |
I/I |
(356) |
0 |
0 |
% |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2022-06-21 |
4 |
B |
$13.92 |
$3,828 |
D/D |
275 |
1,000 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2022-07-13 |
4 |
B |
$14.18 |
$2,411 |
D/D |
170 |
1,170 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2022-09-08 |
4 |
B |
$14.60 |
$3,504 |
D/D |
240 |
1,410 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2022-10-25 |
4 |
B |
$13.05 |
$3,524 |
D/D |
270 |
1,680 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2022-11-01 |
4 |
B |
$13.60 |
$21,284 |
D/D |
1,565 |
3,245 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2022-11-28 |
4 |
B |
$14.01 |
$40,069 |
D/D |
2,860 |
6,105 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2022-11-30 |
4 |
B |
$13.80 |
$21,528 |
D/D |
1,560 |
7,665 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2022-12-20 |
4 |
B |
$13.87 |
$28,156 |
D/D |
2,030 |
9,695 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2022-12-21 |
4 |
B |
$13.73 |
$32,952 |
D/D |
2,400 |
12,095 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2022-12-30 |
4 |
B |
$13.49 |
$22,191 |
D/D |
1,645 |
13,740 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2023-02-01 |
4 |
B |
$14.85 |
$22,869 |
D/D |
1,540 |
15,280 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2023-03-10 |
4 |
B |
$14.27 |
$22,975 |
D/D |
1,610 |
16,890 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2023-04-28 |
4 |
B |
$14.08 |
$7,040 |
D/D |
500 |
17,390 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2023-05-01 |
4 |
B |
$14.11 |
$16,170 |
D/D |
1,146 |
18,536 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2023-06-01 |
4 |
B |
$13.75 |
$19,250 |
D/D |
1,400 |
19,936 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2023-06-07 |
4 |
B |
$13.80 |
$4,278 |
D/D |
310 |
20,246 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2023-07-01 |
4 |
B |
$14.36 |
$23,622 |
D/D |
1,645 |
21,891 |
0.01 |
- |
|
| GUG |
Guggenheim Active Allocat... |
TRUSTEE |
– • – |
2023-08-01 |
4 |
B |
$14.16 |
$24,483 |
D/D |
1,729 |
23,620 |
0.01 |
- |
|
226 Records found
|
|
Page 8 of 10 |
| |
Free Registration Required For Full Results. Limit: 25
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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