| |
| |
|
| Insider
Information: |
Barnes Randall C |
| Relationship: |
|
| City: |
Naperville |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
10 |
|
| Direct
Shares |
145,253 |
|
|
Indirect Shares
|
21,734 |
|
|
| Direct
Value |
$1,129,022 |
|
|
|
Indirect Value
|
$421,094 |
|
|
| Total
Shares |
166,987 |
|
|
| Total
Value |
$1,550,116 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
5
|
17
|
|
Stock
price went up :
|
1
|
15
|
| Stock
price went down : |
4
|
2
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
7.5
|
| Percentage
Gain/Loss : |
 -23.8%
|
 69.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Madison Claymore Covered Call Fund |
MCN |
Trustee, Director |
2009-05-01 |
0 |
2009-05-01 |
117 |
Premium* |
|
|
Fiduciary/claymore Energy Infras... |
FMO |
Trustee, Director |
2018-03-26 |
40,513 |
2015-08-27 |
1,000 |
Premium* |
|
|
Advent/Claymore Enhanced Growth ... |
LCM |
Trustee, Director |
2014-12-22 |
3,828 |
2010-10-07 |
1,357 |
Premium* |
|
|
Advent Claymore Convertible Secu... |
AVK |
|
2022-01-13 |
11,355 |
2014-02-18 |
0 |
Premium* |
|
|
Old Mutual/claymore Long-Short F... |
GPM |
Trustee, Director |
2005-11-30 |
0 |
2018-01-30 |
0 |
Premium* |
|
|
Invesco Raymond James Sb1 Equity... |
RYJ |
Trustee, Director |
2007-01-11 |
830 |
2007-01-08 |
0 |
Premium* |
|
|
Claymore/Guggenheim Strategic Op... |
GOF |
|
2024-02-01 |
5,849 |
2023-11-03 |
0 |
Premium* |
|
|
Guggenheim Enhanced Equity |
GGE |
Trustee, Director |
2012-05-03 |
0 |
2013-01-10 |
0 |
Premium* |
|
|
Guggenheim Credit Allocation Fund |
GGM |
Trustee, Director |
2019-05-09 |
17,056 |
2019-05-09 |
19,260 |
Premium* |
|
|
Guggenheim Active Allocation Fund |
GUG |
|
2024-01-30 |
65,822 |
2022-04-12 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
226 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 8 of 10
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2015-03-11 |
4 |
B |
$22.17 |
$26,721 |
I/I |
1,205 |
5,088 |
2.1 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2015-06-30 |
4 |
B |
$21.75 |
$10,875 |
I/I |
500 |
5,588 |
2.1 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2015-10-02 |
4 |
B |
$19.75 |
$12,838 |
I/I |
650 |
6,238 |
2.1 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2015-10-02 |
4 |
B |
$19.74 |
$23,688 |
D/D |
1,200 |
9,093 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2015-12-12 |
4 |
B |
$21.80 |
$8,720 |
I/I |
400 |
3,119 |
2.1 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2016-02-01 |
4 |
B |
$18.50 |
$16,650 |
I/I |
900 |
7,138 |
2.1 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2016-02-01 |
4 |
B |
$18.55 |
$22,260 |
D/D |
1,200 |
10,293 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2016-02-02 |
4 |
B |
$18.30 |
$10,065 |
I/I |
550 |
5,295 |
2.1 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2016-03-14 |
4 |
B |
$18.35 |
$11,010 |
D/D |
600 |
10,893 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2016-05-03 |
4 |
B |
$19.30 |
$5,018 |
D/D |
260 |
11,153 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2016-06-29 |
4 |
B |
$20.23 |
$27,311 |
D/D |
1,350 |
12,503 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2016-12-06 |
4 |
B |
$21.26 |
$13,181 |
I/I |
620 |
8,001 |
2.1 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2018-12-13 |
4/A |
B |
$19.70 |
$7,880 |
D/D |
400 |
16,293 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2018-12-13 |
4 |
B |
$19.70 |
$7,880 |
D/D |
400 |
16,293,129 |
2.39 |
- |
|
| GGM |
Guggenheim Credit Allocat... |
Trustee |
– • – |
2019-05-09 |
4 |
B |
$20.66 |
$49,584 |
I/I |
2,400 |
12,530 |
2.1 |
- |
|
| GGE |
Guggenheim Enhanced Equit... |
Trustee |
– • – |
2012-05-03 |
4 |
B |
$17.22 |
$62,006 |
I/I |
3,600 |
700 |
2.1 |
- |
|
| GGE |
Guggenheim Enhanced Equit... |
Trustee |
– • – |
2013-01-10 |
4 |
S |
$17.88 |
$51,853 |
I/I |
(2,900) |
0 |
0 |
- |
|
| RYJ |
Invesco Raymond James Sb1... |
Trustee |
– • – |
2007-01-08 |
4 |
B |
$18.25 |
$5,110 |
D/D |
280 |
280 |
2.39 |
- |
|
| RYJ |
Invesco Raymond James Sb1... |
Trustee |
– • – |
2007-01-11 |
4 |
B |
$18.12 |
$9,964 |
D/D |
550 |
830 |
2.39 |
- |
|
| MCN |
Madison Claymore Covered ... |
Director |
– • – |
2004-10-04 |
4 |
A |
$14.90 |
$7,450 |
I/I |
500 |
1,000 |
|
- |
|
| MCN |
Madison Claymore Covered ... |
Director |
– • – |
2004-10-04 |
4 |
D |
$14.90 |
$7,450 |
D/D |
(500) |
1,000 |
|
- |
|
| MCN |
Madison Claymore Covered ... |
Director |
– • – |
2004-10-04 |
4 |
B |
$14.90 |
$22,350 |
D/D |
1,500 |
1,500 |
2.39 |
- |
|
| MCN |
Madison Claymore Covered ... |
Director |
– • – |
2005-01-24 |
4 |
B |
$15.04 |
$39,104 |
D/D |
2,600 |
3,600 |
2.39 |
- |
|
| MCN |
Madison Claymore Covered ... |
Director |
– • – |
2005-01-31 |
4 |
B |
$15.14 |
$39,390 |
I/I |
2,600 |
6,700 |
2.1 |
- |
|
| MCN |
Madison Claymore Covered ... |
Trustee |
– • – |
2005-02-25 |
4 |
B |
$15.26 |
$6,104 |
I/I |
400 |
7,100 |
2.1 |
- |
|
226 Records found
|
|
Page 8 of 10 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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