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Insider Information:   Fallon Thomas J
Relationship:  
City:   Sunnyvale
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   5,066    

Indirect Shares

   1,615,175      
Direct Value   $100,256    

Indirect Value

   $9,319,396      
Total Shares   1,620,241      
Total Value   $9,419,652      


Hercules Technology Growth Capital Inc $100,256 Hercules Technology Growth Capital Inc $100,256
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    1   
    1    

     Stock price went up :
    0   
    0    
     Stock price went down :
    1   
    1    
   
     Gain/Loss Ratio :
   -1.0   
   -1.0   
     Percentage Gain/Loss :
   -1.8%
 -1.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Infinera Corp INFN Director 2015-11-02 0 2021-06-03 1,530,062    Premium*  
            Hercules Technology Growth Capit... HTGC 2023-11-22 5,066 2023-11-22 85,113    Premium*  
* Premium Members only  

Records found :    156         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-01-27 4 AS $16.52 $2,477,505 D/D (150,000) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-01-27 4 OE $7.61 $1,141,500 D/D 150,000 150,000 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-02-05 4 OE $0.00 $0 I/I 254,499 894,249 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-02-05 4 D $17.05 $2,264,240 I/I (132,800) 852,418 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-04-24 4 OE $7.61 $1,219,768 D/D 150,000 150,000 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-04-24 4 AS $19.65 $2,947,425 D/D (150,000) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-04-24 4 AS $19.65 $982,475 I/I (50,000) 802,418 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-05-05 4 OE $0.00 $0 I/I 35,630 838,048 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-05-05 4 D $18.01 $334,842 I/I (18,592) 819,456 0 -
HTGC Hercules Technology Growt... Director   –       •      –    2015-07-07 4 A $11.44 $57,200 D/D 5,000 8,465 0 -
HTGC Hercules Technology Growt... Director   –       •      –    2015-09-30 4 A $10.11 $24,992 D/D 2,472 10,937 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-11-02 4 OE $8.19 $1,228,500 D/D 150,000 150,000 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-11-02 4 AS $19.85 $2,976,885 D/D (150,000) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-11-02 4 AS $19.85 $992,295 I/I (50,000) 769,456 0 -
HTGC Hercules Technology Growt... Director   –       •      –    2015-11-23 4 B $11.16 $111,600 D/D 10,000 20,937 2.39 -
HTGC Hercules Technology Growt... Director   –       •      –    2015-12-31 4 A $12.19 $24,990 D/D 2,050 22,987 0 -
HTGC Hercules Technology Growt... Director   –       •      –    2015-12-31 5 A $0.00 $0 D/D 522 23,509 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-02-05 4 OE $0.00 $0 I/I 228,789 902,361 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-02-05 4 D $14.40 $1,575,792 I/I (109,430) 888,815 0 -
HTGC Hercules Technology Growt... Director   –       •      –    2016-03-14 4 A $11.51 $2,060 D/D 179 23,688 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-05-03 4 B $11.95 $1,195,030 I/I 100,000 988,815 2.66 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-05-05 4 OE $0.00 $0 I/I 54,043 1,024,266 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-05-05 4 D $11.88 $335,028 I/I (28,201) 1,014,657 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-08-01 4 B $8.54 $853,550 I/I 100,000 1,114,657 2.66 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-08-05 4 OE $0.00 $0 I/I 37,563 1,152,220 0 -
  156  Records found
  1   2   3  4   5   6   7      
  Page 3 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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