| |
| |
|
| Insider
Information: |
Fallon Thomas J |
| Relationship: |
|
| City: |
Sunnyvale |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
5,066 |
|
|
Indirect Shares
|
1,615,175 |
|
|
| Direct
Value |
$100,256 |
|
|
|
Indirect Value
|
$9,319,396 |
|
|
| Total
Shares |
1,620,241 |
|
|
| Total
Value |
$9,419,652 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
1
|
1
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
1
|
1
|
| |
|
|
|
Gain/Loss Ratio : |
-1.0
|
-1.0
|
| Percentage
Gain/Loss : |
 -1.8%
|
-1.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Infinera Corp |
INFN |
Director |
2015-11-02 |
0 |
2021-06-03 |
1,530,062 |
Premium* |
|
|
Hercules Technology Growth Capit... |
HTGC |
|
2023-11-22 |
5,066 |
2023-11-22 |
85,113 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
156 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 7
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| HTGC |
Hercules Technology Growt... |
|
– • – |
2018-05-21 |
4 |
A |
$12.40 |
$521 |
D/D |
42 |
31,958 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2018-07-11 |
4 |
A |
$12.98 |
$61,707 |
D/D |
4,754 |
36,712 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2018-09-17 |
4 |
A |
$13.15 |
$49,996 |
D/D |
3,802 |
40,514 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2018-08-20 |
4 |
A |
$13.42 |
$1,490 |
D/D |
111 |
40,625 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2018-11-19 |
4 |
A |
$12.28 |
$2,874 |
D/D |
234 |
40,859 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2019-03-11 |
4 |
A |
$13.47 |
$1,293 |
D/D |
96 |
40,955 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2019-05-20 |
4 |
A |
$13.13 |
$1,405 |
D/D |
107 |
41,062 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2019-08-19 |
4 |
A |
$12.74 |
$1,491 |
D/D |
117 |
41,179 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2019-09-26 |
4 |
A |
$13.30 |
$49,995 |
D/D |
3,759 |
44,938 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2019-11-18 |
4 |
A |
$13.91 |
$1,308 |
D/D |
94 |
45,032 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2020-03-09 |
4 |
A |
$14.08 |
$1,492 |
D/D |
106 |
45,138 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2020-05-21 |
4 |
A |
$10.33 |
$1,198 |
D/D |
116 |
45,254 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2020-07-17 |
4 |
A |
$11.93 |
$1,193 |
D/D |
100 |
45,354 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2020-11-06 |
4 |
A |
$11.40 |
$49,921 |
D/D |
4,379 |
49,736 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2020-11-16 |
4 |
A |
$11.49 |
$1,275 |
D/D |
111 |
49,847 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2021-03-15 |
4 |
A |
$16.60 |
$1,494 |
D/D |
90 |
49,937 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2021-03-15 |
4 |
S |
$16.56 |
$248,400 |
D/D |
(15,000) |
49,937 |
0 |
% |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2021-05-03 |
4 |
D |
$17.53 |
$164,782 |
D/D |
(9,400) |
50,537 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2021-05-19 |
4 |
A |
$15.98 |
$1,470 |
D/D |
92 |
50,629 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2021-06-24 |
4 |
A |
$17.28 |
$59,996 |
D/D |
3,472 |
54,101 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2021-08-02 |
4 |
A |
$17.44 |
$69,987 |
D/D |
4,013 |
58,114 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2021-08-18 |
4 |
A |
$16.98 |
$2,802 |
D/D |
165 |
58,279 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2021-11-17 |
4 |
A |
$17.33 |
$2,877 |
D/D |
166 |
58,445 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2021-12-22 |
4 |
A |
$17.15 |
$3,190 |
D/D |
185 |
58,630 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-03-16 |
4 |
A |
$16.99 |
$3,483 |
D/D |
205 |
58,835 |
0 |
- |
|
156 Records found
|
|
Page 3 of 7 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
