| |
| |
|
| Insider
Information: |
Fallon Thomas J |
| Relationship: |
|
| City: |
Sunnyvale |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
5,066 |
|
|
Indirect Shares
|
1,615,175 |
|
|
| Direct
Value |
$100,256 |
|
|
|
Indirect Value
|
$9,319,396 |
|
|
| Total
Shares |
1,620,241 |
|
|
| Total
Value |
$9,419,652 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
1
|
1
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
1
|
1
|
| |
|
|
|
Gain/Loss Ratio : |
-1.0
|
-1.0
|
| Percentage
Gain/Loss : |
 -1.8%
|
-1.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Infinera Corp |
INFN |
Director |
2015-11-02 |
0 |
2021-06-03 |
1,530,062 |
Premium* |
|
|
Hercules Technology Growth Capit... |
HTGC |
|
2023-11-22 |
5,066 |
2023-11-22 |
85,113 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
156 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 4 of 7
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2021-05-03 |
4 |
OE |
$16.34 |
$163,400 |
D/D |
10,000 |
59,937 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-05-12 |
4 |
B |
$14.88 |
$148,800 |
I/I |
10,000 |
61,604 |
0.01 |
% |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-08-01 |
4 |
A |
$0.00 |
$0 |
I/I |
230 |
61,834 |
0 |
- |
|
| INFN |
Infinera Corp |
Chief Operating Officer |
• – – |
2007-06-12 |
4 |
A |
$0.00 |
$0 |
I/I |
125,000 |
62,500 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2021-03-15 |
4 |
OE |
$11.44 |
$171,600 |
D/D |
15,000 |
64,937 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-08-16 |
4 |
A |
$0.00 |
$0 |
I/I |
5,496 |
67,330 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-11-17 |
4 |
A |
$0.00 |
$0 |
I/I |
202 |
67,531 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-03-09 |
4 |
A |
$0.00 |
$0 |
I/I |
220 |
67,751 |
0 |
- |
|
| INFN |
Infinera Corp |
President & CEO |
• • – |
2010-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
75,000 |
75,000 |
0 |
- |
|
| INFN |
Infinera Corp |
President and CEO |
• – – |
2011-04-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
75,000 |
75,000 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-03-10 |
4 |
A |
$12.75 |
$127,500 |
I/I |
10,000 |
77,750 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-05-23 |
4 |
A |
$0.00 |
$0 |
I/I |
186 |
77,936 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-08-25 |
4 |
A |
$0.00 |
$0 |
I/I |
1,377 |
79,313 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-11-22 |
4 |
A |
$0.00 |
$0 |
I/I |
5,800 |
85,113 |
0 |
- |
|
| INFN |
Infinera Corp |
CEO |
• – – |
2013-09-05 |
4 |
OE |
$8.58 |
$1,150,355 |
D/D |
134,074 |
134,074 |
0 |
- |
|
| INFN |
Infinera Corp |
Chief Executive Officer |
• • – |
2014-09-18 |
4 |
OE |
$7.11 |
$1,083,500 |
D/D |
150,000 |
150,000 |
0 |
- |
|
| INFN |
Infinera Corp |
Chief Executive Officer |
• • – |
2014-10-27 |
4 |
OE |
$7.45 |
$1,125,500 |
D/D |
150,000 |
150,000 |
0 |
- |
|
| INFN |
Infinera Corp |
Chief Executive Officer |
• • – |
2015-01-27 |
4 |
OE |
$7.61 |
$1,141,500 |
D/D |
150,000 |
150,000 |
0 |
- |
|
| INFN |
Infinera Corp |
Chief Executive Officer |
• • – |
2015-04-24 |
4 |
OE |
$7.61 |
$1,219,768 |
D/D |
150,000 |
150,000 |
0 |
- |
|
| INFN |
Infinera Corp |
Chief Executive Officer |
• • – |
2015-11-02 |
4 |
OE |
$8.19 |
$1,228,500 |
D/D |
150,000 |
150,000 |
0 |
- |
|
| INFN |
Infinera Corp |
President & CEO |
• • – |
2010-09-23 |
4 |
GD |
$0.00 |
$0 |
I/I |
10,000 |
275,214 |
0 |
- |
|
| INFN |
Infinera Corp |
President & CEO |
• • – |
2010-09-24 |
4 |
A |
$0.00 |
$0 |
I/I |
924 |
276,138 |
0 |
- |
|
| INFN |
Infinera Corp |
President & CEO |
• • – |
2010-07-28 |
4 |
GD |
$0.00 |
$0 |
I/I |
8,330 |
284,648 |
0 |
- |
|
| INFN |
Infinera Corp |
President & CEO |
• • – |
2010-05-21 |
4 |
B |
$6.82 |
$613,692 |
I/I |
90,000 |
292,978 |
2.66 |
- |
|
| INFN |
Infinera Corp |
Chief Operating OfficerOfficer |
• – – |
2007-06-06 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
389,076 |
|
- |
|
156 Records found
|
|
Page 4 of 7 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
