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Insider Information:   Fallon Thomas J
Relationship:  
City:   Sunnyvale
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   5,066    

Indirect Shares

   1,615,175      
Direct Value   $99,142    

Indirect Value

   $9,300,671      
Total Shares   1,620,241      
Total Value   $9,399,812      


Hercules Technology Growth Capital Inc $99,142 Hercules Technology Growth Capital Inc $99,142
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    1   
    1    

     Stock price went up :
    0   
    0    
     Stock price went down :
    1   
    1    
   
     Gain/Loss Ratio :
   -1.0   
   -1.0   
     Percentage Gain/Loss :
   -1.8%
 -1.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Infinera Corp INFN Director 2015-11-02 0 2021-06-03 1,530,062    Premium*  
            Hercules Technology Growth Capit... HTGC 2023-11-22 5,066 2023-11-22 85,113    Premium*  
* Premium Members only  

Records found :    156         Free Registration Required For Full Results.    Limit: 25

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  Page 4 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-11-02 4 AS $19.85 $2,976,885 D/D (150,000) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-11-02 4 AS $19.85 $992,295 I/I (50,000) 769,456 0 -
INFN Infinera Corp President & CEO   •       •      –    2010-05-21 4 B $6.82 $613,692 I/I 90,000 292,978 2.66 -
INFN Infinera Corp President and CEO   •       –      –    2011-07-27 4 B $6.52 $326,050 I/I 50,000 618,051 1.99 -
INFN Infinera Corp President and CEO   •       –      –    2012-11-20 4 B $4.44 $178,897 I/I 40,283 514,638 1.99 -
INFN Infinera Corp President and CEO   •       –      –    2012-11-21 4 B $4.60 $44,679 I/I 9,717 524,355 1.99 -
HTGC Hercules Technology Growt... Director   –       •      –    2015-11-23 4 B $11.16 $111,600 D/D 10,000 20,937 2.39 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-05-03 4 B $11.95 $1,195,030 I/I 100,000 988,815 2.66 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-08-01 4 B $8.54 $853,550 I/I 100,000 1,114,657 2.66 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2017-11-13 4 B $6.33 $633,130 I/I 100,000 1,282,031 2.66 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2018-11-09 4 B $4.63 $231,605 I/I 50,000 1,377,075 2.66 -
HTGC Hercules Technology Growt...   –       •      –    2022-05-12 4 B $14.88 $148,800 I/I 10,000 61,604 0.01 %
INFN Infinera Corp President & CEO   •       •      –    2010-12-31 4 D $10.33 $284,189 D/D (27,511) 0 0 -
INFN Infinera Corp President and CEO   •       –      –    2011-04-01 4 D $8.27 $295,140 D/D (35,688) 0 0 -
INFN Infinera Corp President and CEO   •       –      –    2012-12-31 4 D $5.81 $237,315 I/I (40,846) 671,009 0 -
INFN Infinera Corp President and CEO   •       –      –    2013-02-05 4 D $7.51 $283,863 I/I (37,798) 732,211 0 -
INFN Infinera Corp President and CEO   •       –      –    2013-03-07 4 D $7.13 $288,515 I/I (40,465) 779,246 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-02-05 4 D $8.23 $810,606 I/I (98,494) 930,719 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-02-05 4 D $17.05 $2,264,240 I/I (132,800) 852,418 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-05-05 4 D $18.01 $334,842 I/I (18,592) 819,456 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-02-05 4 D $14.40 $1,575,792 I/I (109,430) 888,815 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-05-05 4 D $11.88 $335,028 I/I (28,201) 1,014,657 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-08-05 4 D $9.36 $183,465 I/I (19,601) 1,132,619 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2017-05-05 4 D $9.55 $271,889 I/I (28,470) 1,179,904 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2018-05-05 4 D $12.01 $285,718 I/I (23,790) 1,327,075 0 -
  156  Records found
  1   2   3   4  5   6   7      
  Page 4 of 7  
 
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  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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