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Insider Information:   Fallon Thomas J
Relationship:  
City:   Sunnyvale
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   5,066    

Indirect Shares

   1,615,175      
Direct Value   $100,256    

Indirect Value

   $9,319,396      
Total Shares   1,620,241      
Total Value   $9,419,652      


Hercules Technology Growth Capital Inc $100,256 Hercules Technology Growth Capital Inc $100,256
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    1   
    1    

     Stock price went up :
    0   
    0    
     Stock price went down :
    1   
    1    
   
     Gain/Loss Ratio :
   -1.0   
   -1.0   
     Percentage Gain/Loss :
   -1.8%
 -1.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Infinera Corp INFN Director 2015-11-02 0 2021-06-03 1,530,062    Premium*  
            Hercules Technology Growth Capit... HTGC 2023-11-22 5,066 2023-11-22 85,113    Premium*  
* Premium Members only  

Records found :    156         Free Registration Required For Full Results.    Limit: 25

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  Page 5 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
HTGC Hercules Technology Growt... Director   •       •      –    2019-11-18 4 A $13.91 $1,308 D/D 94 45,032 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2020-03-09 4 A $14.08 $1,492 D/D 106 45,138 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-05-05 4 OE $0.00 $0 I/I 172,523 1,615,183 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-05-05 4 D $0.00 $0 I/I (60,537) 1,594,232 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2020-05-21 4 A $10.33 $1,198 D/D 116 45,254 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2020-07-17 4 A $11.93 $1,193 D/D 100 45,354 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2020-11-06 4 A $11.40 $49,921 D/D 4,379 49,736 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2020-11-16 4 A $11.49 $1,275 D/D 111 49,847 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-12-04 4 OE $8.58 $2,230,594 I/I 259,976 1,777,538 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-12-04 4 D $8.78 $2,254,932 I/I (256,826) 1,597,382 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-12-04 4/A OE $8.58 $122,574 I/I 14,286 1,608,518 0 -
INFN Infinera Corp Director   –       •      –    2021-02-09 4 OE $0.00 $0 I/I 316,415 1,874,788 0 -
INFN Infinera Corp Director   –       •      –    2021-02-09 4 D $10.47 $1,504,371 I/I (143,684) 1,770,113 0 -
INFN Infinera Corp Director   –       •      –    2021-03-01 4 S $10.00 $649,350 I/I (64,935) 1,705,178 0 -
INFN Infinera Corp Director   –       •      –    2021-03-12 4 S $9.82 $344,166 I/I (35,065) 1,670,113 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2021-03-15 4 OE $11.44 $171,600 D/D 15,000 64,937 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2021-03-15 4 S $16.56 $248,400 D/D (15,000) 49,937 0 %
HTGC Hercules Technology Growt... Director   •       •      –    2021-03-15 4 A $16.60 $1,494 D/D 90 49,937 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2021-05-03 4 OE $16.34 $163,400 D/D 10,000 59,937 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2021-05-03 4 D $17.53 $164,782 D/D (9,400) 50,537 0 -
INFN Infinera Corp Director   –       •      –    2021-05-05 4 OE $0.00 $0 I/I 64,485 1,734,598 0 -
INFN Infinera Corp Director   –       •      –    2021-05-05 4 D $8.58 $274,320 I/I (31,972) 1,702,626 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2021-05-19 4 A $15.98 $1,470 D/D 92 50,629 0 -
INFN Infinera Corp Director   –       •      –    2021-06-03 4 S $10.12 $1,746,641 I/I (172,564) 1,530,062 0 -
HTGC Hercules Technology Growt...   –       •      –    2021-06-24 4 A $17.28 $59,996 D/D 3,472 54,101 0 -
  156  Records found
  1   2   3   4   5  6   7      
  Page 5 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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