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Insider Information:   Fallon Thomas J
Relationship:  
City:   Sunnyvale
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   5,066    

Indirect Shares

   1,615,175      
Direct Value   $100,256    

Indirect Value

   $9,319,396      
Total Shares   1,620,241      
Total Value   $9,419,652      


Hercules Technology Growth Capital Inc $100,256 Hercules Technology Growth Capital Inc $100,256
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    1   
    1    

     Stock price went up :
    0   
    0    
     Stock price went down :
    1   
    1    
   
     Gain/Loss Ratio :
   -1.0   
   -1.0   
     Percentage Gain/Loss :
   -1.8%
 -1.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Infinera Corp INFN Director 2015-11-02 0 2021-06-03 1,530,062    Premium*  
            Hercules Technology Growth Capit... HTGC 2023-11-22 5,066 2023-11-22 85,113    Premium*  
* Premium Members only  

Records found :    156         Free Registration Required For Full Results.    Limit: 25

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  Page 5 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
INFN Infinera Corp Chief Executive Officer   •       •      –    2013-10-29 4 OE $8.58 $558,275 I/I 65,067 922,613 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2013-10-30 4 AS $10.51 $115,111 I/I (10,957) 857,546 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2013-10-30 4 OE $8.58 $94,011 I/I 10,957 868,503 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-02-03 4 AS $8.57 $428,630 I/I (50,000) 807,546 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-02-05 4 D $8.23 $810,606 I/I (98,494) 930,719 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-02-05 4 OE $0.00 $0 I/I 136,667 984,859 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-02-05 4 A $0.00 $0 I/I 85,000 892,546 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-04-28 4 AS $8.82 $440,910 I/I (50,000) 880,719 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-08-25 4 AS $9.73 $486,580 I/I (50,000) 830,719 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-09-08 4 AS $11.00 $220,000 I/I (20,000) 5,903 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-09-18 4 AS $11.43 $1,714,185 D/D (150,000) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-09-18 4 OE $7.11 $1,083,500 D/D 150,000 150,000 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-10-27 4 AS $13.56 $2,033,460 D/D (150,000) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-10-27 4 OE $7.45 $1,125,500 D/D 150,000 150,000 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-10-27 4 AS $13.56 $948,960 I/I (70,000) 780,719 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-01-27 4 AS $16.52 $885,586 I/I (53,614) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-01-27 4 AS $16.52 $2,477,505 D/D (150,000) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-01-27 4 OE $7.61 $1,141,500 D/D 150,000 150,000 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-02-05 4 OE $0.00 $0 I/I 254,499 894,249 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-02-05 4 D $17.05 $2,264,240 I/I (132,800) 852,418 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-04-24 4 AS $19.65 $982,475 I/I (50,000) 802,418 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-04-24 4 AS $19.65 $2,947,425 D/D (150,000) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-04-24 4 OE $7.61 $1,219,768 D/D 150,000 150,000 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-05-05 4 D $18.01 $334,842 I/I (18,592) 819,456 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-05-05 4 OE $0.00 $0 I/I 35,630 838,048 0 -
  156  Records found
  1   2   3   4   5  6   7      
  Page 5 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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